1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
04/08/2010(1)
|
04/08/2015 |
Common Stock
|
40,000
|
$
0.79
|
D
|
Â
|
Stock Option (right to buy)
|
05/21/2010(2)
|
05/21/2015 |
Common Stock
|
9,666
|
$
0.78
|
D
|
Â
|
Stock Option (right to buy)
|
04/13/2011(3)
|
04/13/2016 |
Common Stock
|
65,000
|
$
1.19
|
D
|
Â
|
Stock Option (right to buy)
|
09/28/2011(4)
|
09/28/2016 |
Common Stock
|
100,000
|
$
1.34
|
D
|
Â
|
Stock Option (right to buy)
|
04/12/2012(5)
|
04/12/2017 |
Common Stock
|
40,000
|
$
3.78
|
D
|
Â
|
Stock Option (right to buy)
|
04/10/2013(6)
|
04/10/2018 |
Common Stock
|
25,000
|
$
4.3
|
D
|
Â
|
Stock Option (right to buy)
|
05/14/2014(7)
|
05/14/2019 |
Common Stock
|
20,000
|
$
2.74
|
D
|
Â
|
Stock Option (right to buy)
|
10/08/2014(8)
|
10/08/2019 |
Common Stock
|
45,660
|
$
2.91
|
D
|
Â
|
Restricted Stock Units
|
05/15/2014(9)
|
Â
(9)
|
Common Stock
|
20,000
|
$
(10)
|
D
|
Â
|
Restricted Stock Units
|
11/15/2014(11)
|
Â
(11)
|
Common Stock
|
59,340
|
$
(10)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested and became exercisable with respect to 25% of the shares on April 8, 2010 and the remaining shares vested and became exercisable in equal monthly installments over the following three years, such that the option fully vested on April 8, 2013. |
(2) |
The option was granted on May 21, 2009 and vested and became exercisable in equal monthly installments over three years such that the option fully vested on May 21, 2012. |
(3) |
The option vested and became exercisable with respect to 25% of the shares on April 13, 2011, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on April 13, 2014. |
(4) |
The option vested and became exercisable with respect to 25% of the shares on September 28, 2011, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on September 28, 2014. |
(5) |
The option vested and became exercisable with respect to 25% of the shares on April 12, 2012, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on April 12, 2015. |
(6) |
The option vested and became exercisable with respect to 25% of the shares on April 10, 2013, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on April 10, 2016. |
(7) |
The option vests and becomes exercisable with respect to 25% of the shares on May 14, 2014, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on May 14, 2017. |
(8) |
The option vests and becomes exercisable with respect to 25% of the shares on October 8, 2014, with the remaining shares vesting and becoming exercisable in equal monthly installments over the following three years, such that the option will be fully vested on October 8, 2017. |
(9) |
The restricted stock unit will vest as to 25% of the total number of shares of subject to the RSU on May 15, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be August 15, 2014, the next quarterly vesting date will be November 15, 2014, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. |
(10) |
Each restricted stock unit represents a contingent right to receive one share of Glu Mobile Inc. common stock. |
(11) |
The restricted stock unit will vest as to 25% of the total number of shares of subject to the RSU on November 15, 2014 (the "RSU First Vesting Date"), with the remaining 75% of the underlying shares vesting in equal quarterly installments over the next three years following the RSU First Vesting Date on the same day of each third month (e.g., the first quarterly vesting date will be February 15, 2015, the next quarterly vesting date will be May 15, 2015, etc.); provided, however, that if any portion of the RSU vests on a date that is a non-trading day on The NASDAQ Stock Market, then the RSU will vest on the next trading day. |