Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Stokes Russell
2. Date of Event Requiring Statement (Month/Day/Year)
09/07/2018
3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE]
(Last)
(First)
(Middle)
41 FARNSWORTH STREET
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Senior Vice President
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

BOSTON, MA 02210
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 181,894
D
 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units   (2)   (2) Common Stock 15,000 $ (1) D  
Restricted Stock Units   (3)   (3) Common Stock 14,400 $ (1) D  
Restricted Stock Units   (4)   (4) Common Stock 16,000 $ (1) D  
Restricted Stock Units   (5)   (5) Common Stock 32,000 $ (1) D  
Restricted Stock Units   (6)   (6) Common Stock 22,400 $ (1) D  
Restricted Stock Units   (7)   (7) Common Stock 116,700 $ (1) D  
Employee Stock Option (right to buy) (8) 09/09/2009 09/09/2018 Common Stock 12,500 $ 28.12 D  
Employee Stock Option (right to buy) (8) 03/12/2010 03/12/2019 Common Stock 50,000 $ 9.57 D  
Employee Stock Option (right to buy) (8) 07/23/2010 07/23/2019 Common Stock 50,000 $ 11.95 D  
Employee Stock Option (right to buy) (8) 06/10/2011 06/10/2020 Common Stock 75,000 $ 15.68 D  
Employee Stock Option (right to buy) (8) 06/09/2012 06/09/2021 Common Stock 100,000 $ 18.58 D  
Employee Stock Option (right to buy) (8) 09/07/2013 09/07/2022 Common Stock 110,000 $ 21.59 D  
Employee Stock Option (right to buy) (8) 09/13/2014 09/13/2023 Common Stock 125,000 $ 23.78 D  
Employee Stock Option (right to buy) (8) 09/05/2015 09/05/2024 Common Stock 250,000 $ 26.1 D  
Employee Stock Option (right to buy) (8) 09/11/2016 09/11/2025 Common Stock 117,000 $ 24.95 D  
Employee Stock Option (right to buy) (8) 09/09/2017 09/09/2026 Common Stock 150,000 $ 30.11 D  
Employee Stock Option (right to buy) (8) 09/06/2018 09/06/2027 Common Stock 200,000 $ 24.92 D  
Employee Stock Option (right to buy) (9) 01/29/2019 01/29/2028 Common Stock 500,000 $ 16.28 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Stokes Russell
41 FARNSWORTH STREET
BOSTON, MA 02210
      Senior Vice President  

Signatures

Julia L. Chen on behalf of Russell Stokes 09/11/2018
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) 1-for-1
(2) 75,000 units granted on 7/24/2014; 15,000 units vested on 7/24/2015; 15,000 units vested on 7/24/2016; 15,000 units vested on 7/24/2017; 15,000 units vested on 7/24/2018; and 15,000 units are scheduled to vest on 7/24/2019.
(3) 24,000 units granted on 9/11/2015; 4,800 units vested on 9/11/2016; 4,800 units vested on 9/11/2017; 4,800 units are scheduled to vest on 9/11/2018; 4,800 units are scheduled to vest on 9/11/2019; and 4,800 units are scheduled to vest on 9/11/2020.
(4) 20,000 units granted on 9/9/2016; 4,000 units vested on 9/9/2017; 4,000 units are scheduled to vest on 9/9/2018; 4,000 units are scheduled to vest on 9/9/2019; 4,000 units are scheduled to vest on 9/9/2020; and 4,000 units are scheduled to vest on 9/9/2021.
(5) 40,000 units granted on 2/10/2017; 8,000 units vested on 2/10/2018; 8,000 units are scheduled to vest on 2/10/2019; 8,000 units are scheduled to vest on 2/10/2020; 8,000 units are scheduled to vest on 2/10/2021; and 8,000 units are scheduled to vest on 2/10/2022.
(6) 28,000 units granted on 9/6/2017; 5,600 units vested on 9/6/2018; 5,600 units are scheduled to vest on 9/6/2019; 5,600 units are scheduled to vest on 9/6/2020; 5,600 units are scheduled to vest on 9/6/2021; and 5,600 units are scheduled to vest on 9/6/2022.
(7) 116,700 units granted on 2/26/2018; 38,900 units are scheduled to vest on 2/26/2019; 38,900 units are scheduled to vest on 2/26/2020; and 38,900 units are scheduled to vest on 2/26/2021.
(8) The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.
(9) The options become exercisable in one installment on 1/29/2021.

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