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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Range Kentucky Holdings LLC C/O RANGE EXPLORATION PARTNERS LLC P.O. BOX 726 THERMOPOLIS, WY 82443 |
Member of 10% owner group | |||
Range Exploration Partners LLC P.O BOX 726 THERMOPOLIS, WY 82443 |
Member of 10% owner group | |||
Aschim Frode Laberg C/O RANGE EXPLORATION PARTNERS LLC P.O. BOX 726 THERMOPOLIS, WY 82443 |
Member of 10% owner group | |||
Brunnstrom Ulf C/O RANGE EXPLORATION PARTNERS LLC P.O. BOX 726 THERMOPOLIS, WY 82443 |
Member of 10% owner group | |||
Hagland Petter Smedvig C/O RANGE EXPLORATION PARTNERS LLC P.O. BOX 726 THERMOPOLIS, WY 82443 |
Member of 10% owner group |
/s/ Jennifer A. D'Alessandro, as attorney-in-fact | 01/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On January 2, 2014, Range Kentucky Holdings LLC agreed to transfer to the issuer 6,889,353 shares of Common Stock held by it in exchange for the return of certain limited liability company interests that were sold by Range Kentucky Holdings LLC to the issuer on April 12, 2011. |
(2) | These shares are beneficially owned directly by Range Kentucky Holdings LLC and indirectly by Range Exploration Partners LLC, Mr. Aschim, Mr. Brunnstrom and Mr. Hagland. Range Exploration Partners LLC is the manager and majority owner of Range Kentucky Holdings LLC. Messrs. Aschim, Brunnstrom and Hagland are the managers of Range Exploration Partners LLC. Messrs. Aschim, Brunnstrom and Hagland each disclaim their beneficial ownership of the common stock reported herein except to the extent of their pecuniary interest therein |