UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Dividend Equivalent Rights | Â (2) | Â (2) | Common Stock | 337.1205 | $ (2) | D | Â |
Employee Stock Option (right to buy) | 05/16/2013(3) | 05/16/2019 | Common Stock | 15,153 | $ 38.63 | D | Â |
Employee Stock Option (right to buy) | 09/06/2013(4) | 09/06/2019 | Common Stock | 28,005 | $ 43.11 | D | Â |
Employee Stock Option (right to buy) | 08/14/2014(5) | 08/14/2020 | Common Stock | 23,496 | $ 68.49 | D | Â |
Employee Stock Option (right to buy) | 09/11/2015(6) | 09/11/2021 | Common Stock | 15,642 | $ 100.06 | D | Â |
Employee Stock Option (right to buy) | 08/04/2016(7) | 08/04/2022 | Common Stock | 22,970 | $ 84.39 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CAMPBELL STEVEN GLENN C/O WESTERN DIGITAL CORPORATION 3355 MICHELSON DRIVE SUITE 100 IRVINE, CA 92612 |
 |  |  EVP & Chief Technology Officer |  |
/s/ Sandra Garcia Attorney-in-Fact for Steven G. Campbell | 11/16/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 14,008 unvested awards of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
(2) | The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. |
(3) | The option vested 25% one year from the grant date of 5/16/2012, and an additional 6.25% vested at the end of each three-month period through 11/16/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 5/16/2016. |
(4) | The option vested 25% one year from the grant date of 9/6/2012, and an additional 6.25% vested at the end of each three-month period through 9/6/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/6/2016. |
(5) | The option vested 25% one year from the grant date of 8/14/2013, and an additional 6.25% vested at the end of each three-month period through 11/14/2015. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/14/2017. |
(6) | The option vested 25% one year from the grant date of 9/11/14. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 9/11/18. |
(7) | The option vests 25% on the first anniversary of the grant date of 8/4/15 and 6.25% at the end of each three-month period thereafter. |
 Remarks: Exhibit List 24: Power-of-Attorney |