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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (Right to Buy) | $ 0.51 | 12/18/2012 | 06/18/2022 | Common Stock | 63,800 | 63,800 | D | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 0.24 | 03/01/2012 | 10/07/2021 | Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 0.51 | 12/18/2012 | 06/18/2022 | Common Stock | 269,534 | 269,534 | D | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 67.2 | 09/20/2008 | 05/28/2018 | Common Stock | 447 | 447 | D | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 30.24 | 02/02/2011 | 02/02/2021 | Common Stock | 2,977 | 2,977 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PETERSON MICHAEL L 4125 BLACKHAWK PLAZA CIRCLE SUITE 201 DANVILLE, CA 94506 |
Exec VP and CFO |
/s/ Clark Moore, Attorney in Fact | 11/25/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting Person made a charitable gift of 8,334 shares in a private transaction. |
(2) | Reporting Person made a charitable gift transfer of 15,000 shares in a private transaction. |
(3) | Includes 250,000 shares and 325,000 shares issued pursuant to restricted stock agreements, 85,000 balance of vested stock, 7449 shares issued pursuant to debt conversion and 149 issued pursuant to 2008 Blast stock grant (50,000 reverse split 112:1 then reverse split 3:1=149 shares) and inadvertently left off last Form 4. |
(4) | Represents 13,334 shares of the Issuer's common stock owned by each of the Reporting Persons two minor children. |
(5) | Represents shares held by Peterson Family Trust. |