UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:  811-05617

SHELTON GREATER CHINA FUND
(Exact name of registrant as specified in charter)

1050 17th Street, Suite 1710
Denver, CO 80265
(Address of principle executive offices)  (Zip Code)

Glass Lewis & Co.
One Sansome Street, Suite 3300
San Francisco, CA 94104
 (Name and address of agent for service)

Registrant’s telephone number, including area code: (415) 398-2727

Date of fiscal year end: 12/31

Date of reporting period: 07/01/15 to 06/30/16

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
 
Item 1. Proxy Voting Record

Registrant : Shelton Capital Management
              
                 
Fund Name : SHELTON GREATER CHINA FUND
              
                 
07/01/2015 - 06/30/2016
                
 
               
AIA Group Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1299
CINS Y002A1105
  
05/06/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Accounts and Reports
  
Mgmt
For
For
For
 
3
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
4
Elect TEO Swee Lian
  
Mgmt
For
For
For
 
5
Elect Narongchai Akrasanee
  
Mgmt
For
For
For
 
6
Elect George YEO Yong-Boon
  
Mgmt
For
For
For
 
7
Elect Mark E. Tucker
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Authority to Issue Shares under Restricted Share Unit Scheme
Mgmt
For
For
For
 
12
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
ASUSTeK Computer Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2357
CINS Y04327105
  
06/08/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
               
               
               
Bank of China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3988
CINS Y0698A107
  
06/07/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Directors' Report
  
Mgmt
For
For
For
 
3
Supervisors' Report
  
Mgmt
For
For
For
 
4
Financial Statements
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Annual Budget
  
Mgmt
For
For
For
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
8
Elect TIAN Guoli
  
Mgmt
For
For
For
 
9
Elect WANG Yong
  
Mgmt
For
Against
Against
 
10
Elect LU Zhengfei
  
Mgmt
For
For
For
 
11
Elect LEUNG Cheuk Yan
  
Mgmt
For
For
For
 
12
Elect WANG Changyun
  
Mgmt
For
For
For
 
13
Elect LI  Jun
  
Mgmt
For
For
For
 
14
Elect WANG Xueqiang
  
Mgmt
For
For
For
 
15
Elect LIU Wanming
  
Mgmt
For
Against
Against
 
16
Issuance of Bonds
  
Mgmt
For
For
For
 
17
Issuance of Qualified Write-down Tier-2 Capital Instruments
Mgmt
For
For
For
               
               
               
Bank of China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3988
CINS Y0698A107
  
12/04/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Provision of Assured Entitlement
  
Mgmt
For
For
For
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Bank of China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3988
CINS Y0698A107
  
12/04/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Elect ZHU Hexin
  
Mgmt
For
For
For
 
3
Elect ZHANG Jinliang
  
Mgmt
For
For
For
 
4
Directors' and Supervisors' Remuneration Distribution Plan
Mgmt
For
For
For
 
5
Plan of Overseas Listing of BOC Aviation
Mgmt
For
For
For
 
6
Board Authorization To Implement Overseas Listing
Mgmt
For
For
For
 
7
Description of Sustained Profitability and Prospects
Mgmt
For
For
For
 
8
Undertaking of Independent Listing Status
Mgmt
For
For
For
 
9
Compliance of Overseas Listing of BOC Aviation Pte. Ltd.
Mgmt
For
For
For
 
10
Provision of Assured Entitlement
  
Mgmt
For
For
For
               
               
               
BBMG Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2009
CINS Y076A3105
  
05/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Directors' Report
  
Mgmt
For
For
For
 
3
Supervisors' Report
  
Mgmt
For
For
For
 
4
Accounts and Reports
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Remuneration of Executive Directors
Mgmt
For
For
For
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
8
Authority to Give Guarantees
  
Mgmt
For
Against
Against
 
9
Eligibility to Issue Corporate Bonds via Public Offering
Mgmt
For
For
For
 
10
Bond Class
  
Mgmt
For
For
For
 
11
Issue Size
  
Mgmt
For
For
For
 
12
Face Value and Issuance Price
  
Mgmt
For
For
For
 
13
Bond Term and Class
  
Mgmt
For
For
For
 
14
Interest Rate
  
Mgmt
For
For
For
 
15
Method of Issuance and Subscribers
Mgmt
For
For
For
 
16
Use of Proceeds
  
Mgmt
For
For
For
 
17
Arrangement for Placement
  
Mgmt
For
For
For
 
18
Listing Market
  
Mgmt
For
For
For
 
19
Guarantees Arrangement
  
Mgmt
For
For
For
 
20
Safeguard Measures For Repayment
Mgmt
For
For
For
 
21
Validity of Resolution
  
Mgmt
For
For
For
 
22
Board Authorization to Issue Corporate Bonds via Public Offering
Mgmt
For
For
For
 
23
Eligibility to Issue Corporate Bonds via Private Placement
Mgmt
For
For
For
 
24
Bond Class
  
Mgmt
For
For
For
 
25
Issue Size
  
Mgmt
For
For
For
 
26
Face Value and Issuance Price
  
Mgmt
For
For
For
 
27
Bond Term and Class
  
Mgmt
For
For
For
 
28
Interest Rate
  
Mgmt
For
For
For
 
29
Method of Issuance and Subscribers
Mgmt
For
For
For
 
30
Use of Proceeds
  
Mgmt
For
For
For
 
31
Arrangement for Placement
  
Mgmt
For
For
For
 
32
Listing Market
  
Mgmt
For
For
For
 
33
Guarantees Arrangement
  
Mgmt
For
For
For
 
34
Safeguard Measures For Repayment
Mgmt
For
For
For
 
35
Validity of Resolution
  
Mgmt
For
For
For
 
36
Board Authorization to Issue Corporate Bonds via Private Placement
Mgmt
For
For
For
 
37
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
               
               
               
BBMG Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2009
CINS Y076A3105
  
08/12/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Self-Inspection Report on Property Business
Mgmt
For
For
For
 
4
Undertakings to Property Business
Mgmt
For
For
For
 
5
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
 
6
Elect ZHANG Jianli
  
Mgmt
For
For
For
 
7
Update on Self-Inspection Report
  
Mgmt
For
For
For
               
               
               
BBMG Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2009
CINS Y076A3105
  
11/27/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Directors' Fees
  
Mgmt
For
For
For
 
3
Supervisors' Fees
  
Mgmt
For
For
For
 
4
Eligibility For Public Issue of Corporate Bonds
Mgmt
For
For
For
 
5
Type
  
Mgmt
For
For
For
 
6
Size
  
Mgmt
For
For
For
 
7
Face Value and Issue Price
  
Mgmt
For
For
For
 
8
Term of issue and Variety
  
Mgmt
For
For
For
 
9
Bonds Interest Rate
  
Mgmt
For
For
For
 
10
Method of Issue and Target Investors
Mgmt
For
For
For
 
11
Use of Proceeds
  
Mgmt
For
For
For
 
12
Pre-emptive Rights
  
Mgmt
For
For
For
 
13
Place of Listing
  
Mgmt
For
For
For
 
14
Arrangement of Guarantee
  
Mgmt
For
For
For
 
15
Measures For Protection of Repayment
Mgmt
For
For
For
 
16
Validity of Resolution
  
Mgmt
For
For
For
 
17
Board Authority To Issue Corporate Bodns
Mgmt
For
For
For
 
18
Amendments to Articles
  
Mgmt
For
For
For
 
19
Elect JIANG Deyi
  
Mgmt
For
For
For
 
20
Elect WU Dong
  
Mgmt
For
For
For
 
21
Elect SHI Xijun
  
Mgmt
For
Against
Against
 
22
Elect ZHANG Jianli
  
Mgmt
For
For
For
 
23
Elect LI Weidong
  
Mgmt
For
For
For
 
24
Elect WANG Shizhong
  
Mgmt
For
For
For
 
25
Elect WANG Guangjin
  
Mgmt
For
For
For
 
26
Elect TIAN Lihui
  
Mgmt
For
For
For
 
27
Elect TANG Jun
  
Mgmt
For
For
For
 
28
Elect NGAI Wai Fung
  
Mgmt
For
Against
Against
 
29
Elect WANG Xiaojun
  
Mgmt
For
Against
Against
 
30
Elect LI Bichi
  
Mgmt
For
Against
Against
 
31
Elect YU Kaijun
  
Mgmt
For
Against
Against
 
32
Elect HU Juan
  
Mgmt
For
For
For
               
               
               
BOC Hong Kong (Holdings) Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2388
CINS Y0920U103
  
06/06/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect YUE Yi
  
Mgmt
For
For
For
 
6
Elect REN Deqi
  
Mgmt
For
For
For
 
7
Elect GAO Yingxin
  
Mgmt
For
For
For
 
8
Elect XU Luode
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Cheung Kong Property Holdings Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1113
CINS G2103F101
  
05/13/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect LI Ka-Shing
  
Mgmt
For
For
For
 
6
Elect KAM Hing Lam
  
Mgmt
For
For
For
 
7
Elect Edmond IP Tak Chuen
  
Mgmt
For
For
For
 
8
Elect Davy CHUNG Sun Keung
  
Mgmt
For
For
For
 
9
Elect Justin CHIU Kwok Hung
  
Mgmt
For
For
For
 
10
Elect JP CHOW Wai Kam
  
Mgmt
For
For
For
 
11
Elect Ezra PAU Yee Wan
  
Mgmt
For
For
For
 
12
Elect Grace WOO Chia Ching
  
Mgmt
For
For
For
 
13
Elect Henry CHEONG Ying Chew
Mgmt
For
For
For
 
14
Elect Albert CHOW Nin Mow
  
Mgmt
For
For
For
 
15
Elect Katherine HUNG Siu Lin
  
Mgmt
For
For
For
 
16
Elect Simon Murray
  
Mgmt
For
For
For
 
17
Elect Anthony YEH Yuan Chang
  
Mgmt
For
For
For
 
18
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
19
Directors' Fees
  
Mgmt
For
For
For
 
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
21
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
22
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
23
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
03/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Elect CHEN Lihua
  
Mgmt
For
For
For
 
4
Elect HE Cao
  
Mgmt
For
For
For
 
5
Elect HUANG Fang
  
Mgmt
For
For
For
 
6
Elect WAN Liming
  
Mgmt
For
For
For
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
05/26/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Annual Report
  
Mgmt
For
For
For
 
6
Financial Report
  
Mgmt
For
For
For
 
7
Financial Budget 2016
  
Mgmt
For
For
For
 
8
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
9
Appointment of PRC and International Auditors and Authority to Set Fees
Mgmt
For
For
For
 
10
Related Party Transactions for the Fiscal Year 2015
Mgmt
For
For
For
 
11
Adjustment of Annual Cap of Continuing Connected Transactions of 2016 and 2017
Mgmt
For
For
For
 
12
Authority to Issue Bonds
  
Mgmt
For
Against
Against
 
13
Extension of Validity Period of Non-Public Issue of Preference Shares
Mgmt
For
For
For
 
14
Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
Mgmt
For
For
For
 
15
Dilution of Immediate Returns
  
Mgmt
For
For
For
 
16
Adjustment of Validity Period of Non-Public Issue of Preference Shares
Mgmt
For
For
For
 
17
Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
Mgmt
For
For
For
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
05/26/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Extension of Validity Period of Non-Public Issue of Preference Shares
Mgmt
For
For
For
 
4
Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
Mgmt
For
For
For
 
5
Adjustment of Validity Period of Non-Public Issue of Preference Shares
Mgmt
For
For
For
 
6
Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
Mgmt
For
For
For
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
10/15/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Elect SHU Yang as Supervisor
  
Mgmt
For
For
For
 
4
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
12/16/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Extension of Validity Period for Private Placement of A Share
Mgmt
For
For
For
               
               
               
China Citic Bank Corporation Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
  
12/16/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Extension of Validity Period for Private Placement of A Share
Mgmt
For
For
For
 
3
Extension of Authorization Period for Private Placement of A Share
Mgmt
For
For
For
 
4
Elect ZHANG Yanling as Director
  
Mgmt
For
For
For
 
5
Elect CAO Guoqiang as Supervisor
Mgmt
For
For
For
 
6
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
China Construction Bank Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0939
CINS Y1397N101
  
06/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Accounts and Reports
  
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
7
2016 Fixed Asset Investment Plan
Mgmt
For
For
For
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Supervisors' Fees
  
Mgmt
For
For
For
 
10
Elect ZHANG Long as Director
  
Mgmt
For
For
For
 
11
Elect Timpson CHUNG Shui Ming as Director
Mgmt
For
Against
Against
 
12
Elect WIM Kok as Director
  
Mgmt
For
For
For
 
13
Elect Murray Horn as Director
  
Mgmt
For
For
For
 
14
Elect LIU Jin as Supervisor
  
Mgmt
For
For
For
 
15
Elect LI Xiaoling as Supervisor
  
Mgmt
For
For
For
 
16
Elect BAI Jianjun as Supervisor
  
Mgmt
For
For
For
 
17
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
18
Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures
Mgmt
For
For
For
 
19
Elect GUO Yanpeng as Director
  
Mgmt
For
For
For
               
               
               
China Construction Bank Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0939
CINS Y1397N101
  
10/28/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Elect Carl Walter
  
Mgmt
For
For
For
 
3
Elect Anita FUNG Yuen Mei
  
Mgmt
For
For
For
               
               
               
China Everbright International Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0257
CINS Y14226107
  
05/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect CHEN Xiaoping
  
Mgmt
For
For
For
 
6
Elect Philip FAN Yan Hok
  
Mgmt
For
For
For
 
7
Elect Selwyn Mar
  
Mgmt
For
Against
Against
 
8
Elect Aubrey LI Kwok Sing
  
Mgmt
For
Against
Against
 
9
Directors' Fees
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
China Everbright Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
00165
CINS Y1421G106
  
05/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect TANG Shuangning
  
Mgmt
For
For
For
 
6
Elect Richard TANG Chi Chun
  
Mgmt
For
For
For
 
7
Elect Timpson CHUNG Shui Ming
Mgmt
For
Against
Against
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
China Longyuan Power Group Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0916
CINS Y1501T101
  
05/31/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Directors' Report
  
Mgmt
For
For
For
 
3
Supervisors' Report
  
Mgmt
For
For
For
 
4
Accounts and Reports
  
Mgmt
For
For
For
 
5
Final Financial Accounts
  
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
7
2016 Financial Budget
  
Mgmt
For
For
For
 
8
Directors' and Supervisors' Fees
  
Mgmt
For
For
For
 
9
Appointment of PRC Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Appointment of International Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Registration and Issue of Debt Instruments
Mgmt
For
For
For
 
12
Authority to Issue Domestic and/or H Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
13
Authority to Issue Debt Instruments
Mgmt
For
For
For
               
               
               
China Longyuan Power Group Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0916
CINS Y1501T101
  
07/09/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Elect QIAO Baoping
  
Mgmt
For
Against
Against
 
3
Elect WANG Baole
  
Mgmt
For
For
For
 
4
Elect SHAO Guoyong
  
Mgmt
For
Against
Against
 
5
Elect CHEN Jingdong
  
Mgmt
For
For
For
 
6
Elect LI Enyi
  
Mgmt
For
For
For
 
7
Elect HUANG Qun
  
Mgmt
For
For
For
 
8
Elect ZHANG Songyi
  
Mgmt
For
For
For
 
9
Elect MENG Yan
  
Mgmt
For
For
For
 
10
Elect HAN Dechang
  
Mgmt
For
For
For
 
11
Elect XIE Changjun as Supervisor
Mgmt
For
For
For
 
12
Elect YU Yongping as Supervisor
  
Mgmt
For
Against
Against
               
               
               
China Mengniu Dairy Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2319
CINS G21096105
  
06/03/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect NIU Gensheng
  
Mgmt
For
Against
Against
 
6
Elect LIU Ding
  
Mgmt
For
Against
Against
 
7
Elect Andrew WU Kwok Keung
  
Mgmt
For
Against
Against
 
8
Elect MA Jianping
  
Mgmt
For
Against
Against
 
9
Elect Tim Orting JORGENSEN
  
Mgmt
For
For
For
 
10
Elect Filip Kegels
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Adoption of New Share Option Scheme
Mgmt
For
Against
Against
               
               
               
China Mengniu Dairy Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2319
CINS G21096105
  
10/09/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Increase in Authorized Capital
  
Mgmt
For
For
For
 
4
Bonus Share Issuance
  
Mgmt
For
For
For
               
               
               
China Minsheng Banking Corp., Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
  
02/01/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Type and Number
  
Mgmt
For
For
For
 
3
Maturity
  
Mgmt
For
For
For
 
4
Method of Issuance
  
Mgmt
For
For
For
 
5
Placees
  
Mgmt
For
For
For
 
6
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
7
Dividend Distribution Provisions
  
Mgmt
For
For
For
 
8
Conditional Redemption
  
Mgmt
For
For
For
 
9
Mandatory Conversion
  
Mgmt
For
For
For
 
10
Restriction on and Restoration of Voting Rights
Mgmt
For
For
For
 
11
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
12
Use of Proceeds
  
Mgmt
For
For
For
 
13
Rating
  
Mgmt
For
For
For
 
14
Guarantee
  
Mgmt
For
For
For
 
15
Transferability
  
Mgmt
For
For
For
 
16
Legal Compliance
  
Mgmt
For
For
For
 
17
Effective Period
  
Mgmt
For
For
For
 
18
Relationship between Domestic and Offshore Issuances
Mgmt
For
For
For
 
19
Type and Number
  
Mgmt
For
For
For
 
20
Maturity
  
Mgmt
For
For
For
 
21
Method of Issuance
  
Mgmt
For
For
For
 
22
Placees
  
Mgmt
For
For
For
 
23
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
24
Dividend Distribution Provisions
  
Mgmt
For
For
For
 
25
Conditional Redemption
  
Mgmt
For
For
For
 
26
Mandatory Conversion
  
Mgmt
For
For
For
 
27
Restriction on and Restoration of Voting Rights
Mgmt
For
For
For
 
28
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
29
Use of Proceeds
  
Mgmt
For
For
For
 
30
Rating
  
Mgmt
For
For
For
 
31
Guarantee
  
Mgmt
For
For
For
 
32
Transferability
  
Mgmt
For
For
For
 
33
Legal Compliance
  
Mgmt
For
For
For
 
34
Effective Period
  
Mgmt
For
For
For
 
35
Relationship between Domestic and Offshore Issuances
Mgmt
For
For
For
               
               
               
China Minsheng Banking Corp., Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
  
02/01/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Increase in Registered Capital
  
Mgmt
For
For
For
 
3
Amendments to Articles Regarding Capital Increase
Mgmt
For
For
For
 
4
Qualification of Non-public Issuance of Preference Shares
Mgmt
For
For
For
 
5
Type and Number
  
Mgmt
For
For
For
 
6
Maturity
  
Mgmt
For
For
For
 
7
Method of Issuance
  
Mgmt
For
For
For
 
8
Placees
  
Mgmt
For
For
For
 
9
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
10
Dividend Distribution Provisions
  
Mgmt
For
For
For
 
11
Conditional Redemption
  
Mgmt
For
For
For
 
12
Mandatory Conversion
  
Mgmt
For
For
For
 
13
Restriction on and Restoration of Voting Rights
Mgmt
For
For
For
 
14
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
15
Use of Proceeds
  
Mgmt
For
For
For
 
16
Rating
  
Mgmt
For
For
For
 
17
Guarantee
  
Mgmt
For
For
For
 
18
Transferability
  
Mgmt
For
For
For
 
19
Legal Compliance
  
Mgmt
For
For
For
 
20
Effective Period
  
Mgmt
For
For
For
 
21
Relationship between Domestic and Offshore Issuances
Mgmt
For
For
For
 
22
Type and Number
  
Mgmt
For
For
For
 
23
Maturity
  
Mgmt
For
For
For
 
24
Method of Issuance
  
Mgmt
For
For
For
 
25
Placees
  
Mgmt
For
For
For
 
26
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
27
Dividend Distribution Provisions
  
Mgmt
For
For
For
 
28
Conditional Redemption
  
Mgmt
For
For
For
 
29
Mandatory Conversion
  
Mgmt
For
For
For
 
30
Restriction on and Restoration of Voting Rights
Mgmt
For
For
For
 
31
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
32
Use of Proceeds
  
Mgmt
For
For
For
 
33
Rating
  
Mgmt
For
For
For
 
34
Guarantee
  
Mgmt
For
For
For
 
35
Transferability
  
Mgmt
For
For
For
 
36
Legal Compliance
  
Mgmt
For
For
For
 
37
Effective Period
  
Mgmt
For
For
For
 
38
Relationship between Domestic and Offshore Issuances
Mgmt
For
For
For
 
39
Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares
Mgmt
For
For
For
 
40
Authorization to the Board to Issue Preference Shares
Mgmt
For
For
For
 
41
Amendments to Articles Regarding Issuance of Preference Shares
Mgmt
For
For
For
 
42
2015 Interim Profit Distribution Plan
Mgmt
For
For
For
 
43
Elect ZHENG Wanchun
  
Mgmt
For
For
For
 
44
Capital Management Planning for 2016 to 2018
Mgmt
For
For
For
 
45
Formulation of Shareholder Return Plan for 2016 to 2018
Mgmt
For
For
For
 
46
Diluted Immediate Returns
  
Mgmt
For
For
For
 
47
Amendments to the Rules of Procedures for Shareholders' General Meeting
Mgmt
For
For
For
 
48
Amendments to the Rules of Procedure for the Meeting of the Board of Directors
Mgmt
For
For
For
               
               
               
China Minsheng Banking Corp., Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
  
06/07/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Annual Report
  
Mgmt
For
For
For
 
3
Financial Report
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Allocation of Interim Dividends
  
Mgmt
For
For
For
 
6
Annual Budget
  
Mgmt
For
For
For
 
7
Directors' Report
  
Mgmt
For
For
For
 
8
Supervisors' Report
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
               
               
               
China Mobile Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0941
CINS Y14965100
  
05/26/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect SHANG Bing
  
Mgmt
For
For
For
 
6
Elect LI Yue
  
Mgmt
For
For
For
 
7
Elect SHA Yuejia
  
Mgmt
For
Against
Against
 
8
Elect LIU Aili
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
China Petroleum & Chemical Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0386
CINS Y15010104
  
05/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Accounts and Reports
  
Mgmt
For
For
For
 
6
Profit Distribution Plan
  
Mgmt
For
For
For
 
7
Appointment of International and PRC Auditors and Authority to Set Fees
Mgmt
For
For
For
 
8
Authority to Declare Interim Dividends
Mgmt
For
For
For
 
9
Authority to Issue Debt Instruments
Mgmt
For
Against
Against
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
               
               
               
China Petroleum and Chemical Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0386
CINS Y15010104
  
02/25/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Elect MA Yongsheng
  
Mgmt
For
For
For
 
4
Authority to Give Guarantees
  
Mgmt
For
For
For
               
               
               
China Petroleum and Chemical Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0386
CINS Y15010104
  
10/23/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions
Mgmt
For
For
For
 
4
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
 
5
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
China Resources Power Holdings Company Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0836
CINS Y1503A100
  
06/06/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect ZHANG Shen Wen
  
Mgmt
For
For
For
 
6
Elect WANG Xiao Bin
  
Mgmt
For
For
For
 
7
Elect Elsie LEUNG Oi Sie
  
Mgmt
For
For
For
 
8
Elect Raymond CH'IEN Kuo Fung
Mgmt
For
Against
Against
 
9
Elect GE Changxin
  
Mgmt
For
For
For
 
10
Elect HU Min
  
Mgmt
For
For
For
 
11
Directors' Fees
  
Mgmt
For
For
For
 
12
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
13
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
15
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
China State Construction International Holdings Limited
          
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3311
CINS G21677136
  
06/01/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect ZHOU Yong
  
Mgmt
For
For
For
 
6
Elect ZHOU Hancheng
  
Mgmt
For
For
For
 
7
Elect HUNG  Cheung Shew
  
Mgmt
For
For
For
 
8
Elect Raymond LEUNG Hai Ming
  
Mgmt
For
For
For
 
9
Directors' Fees
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
China State Construction International Holdings Limited
          
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3311
CINS G21677136
  
06/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Merger/Acquisition
  
Mgmt
For
Against
Against
 
4
Subscription Agreement
  
Mgmt
For
Against
Against
 
5
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
China Taiping Insurance Holdings Co Ltd
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0966
CINS Y1456Z151
  
05/19/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect WANG Bin
  
Mgmt
For
Against
Against
 
5
Elect MENG Zhaoyi
  
Mgmt
For
For
For
 
6
Elect HUANG Weijian
  
Mgmt
For
For
For
 
7
Elect ZHU Xiangwen
  
Mgmt
For
For
For
 
8
Elect XIE Zhichun
  
Mgmt
For
For
For
 
9
Directors' Fees
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Chipbond Technology Corporation
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
6147
CINS Y15657102
  
06/15/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
               
               
               
Chongqing Rural Commercial Bank Co Ltd
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3618
CINS Y1594G107
  
03/11/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Type of Preference Shares to be Issued
Mgmt
For
For
For
 
4
Quantity and Size of Issuance
  
Mgmt
For
For
For
 
5
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
6
Method of Issuance
  
Mgmt
For
For
For
 
7
Maturity
  
Mgmt
For
For
For
 
8
Target Subscribers
  
Mgmt
For
For
For
 
9
Lock-up Period
  
Mgmt
For
For
For
 
10
Terms of Dividend Distribution
  
Mgmt
For
For
For
 
11
Terms of Mandatory Conversion
  
Mgmt
For
For
For
 
12
Terms of Conditional Redemption
  
Mgmt
For
For
For
 
13
Restrictions on Voting Rights
  
Mgmt
For
For
For
 
14
Restoration of Voting Rights
  
Mgmt
For
For
For
 
15
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
16
Rating
  
Mgmt
For
For
For
 
17
Security
  
Mgmt
For
For
For
 
18
Use of Proceeds
  
Mgmt
For
For
For
 
19
Transfer
  
Mgmt
For
For
For
 
20
Validity Period of Resolution in Respect of Issuance
Mgmt
For
For
For
 
21
Matters relating to Authorization
  
Mgmt
For
For
For
               
               
               
Chongqing Rural Commercial Bank Co Ltd
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3618
CINS Y1594G107
  
03/11/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Qualification in relation to Non-public Issuance of Preference Shares
Mgmt
For
For
For
 
5
Type of Preference Shares to be Issued
Mgmt
For
For
For
 
6
Quantity and Size of Issuance
  
Mgmt
For
For
For
 
7
Nominal Value and Issue Price
  
Mgmt
For
For
For
 
8
Method of Issuance
  
Mgmt
For
For
For
 
9
Maturity
  
Mgmt
For
For
For
 
10
Target Subscribers
  
Mgmt
For
For
For
 
11
Lock-up Period
  
Mgmt
For
For
For
 
12
Terms of Dividend Distribution
  
Mgmt
For
For
For
 
13
Terms of Mandatory Conversion
  
Mgmt
For
For
For
 
14
Terms of Conditional Redemption
  
Mgmt
For
For
For
 
15
Restrictions on Voting Rights
  
Mgmt
For
For
For
 
16
Restoration of Voting Rights
  
Mgmt
For
For
For
 
17
Order of Distribution of Residual Assets and Basis for Liquidation
Mgmt
For
For
For
 
18
Rating
  
Mgmt
For
For
For
 
19
Security
  
Mgmt
For
For
For
 
20
Use of Proceeds
  
Mgmt
For
For
For
 
21
Transfer
  
Mgmt
For
For
For
 
22
Validity Period of Resolution in Respect of Issuance
Mgmt
For
For
For
 
23
Matters relating to Authorization
  
Mgmt
For
For
For
 
24
Amendments to Articles
  
Mgmt
For
For
For
 
25
Authority to Issue Qualified Tier-2 Capital Instruments
Mgmt
For
For
For
 
26
Impact on Main Financial Indicators of the Bank from Dilution of Current Returns by Issuance of Preference Shares and Remedial Measures to be Adopted.
Mgmt
For
For
For
 
27
Amendments to Rules of Procedures of the General Meeting
Mgmt
For
For
For
 
28
Amendments to Rules of Procedures of the Board
Mgmt
For
For
For
               
               
               
Chongqing Rural Commercial Bank Co Ltd
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3618
CINS Y1594G107
  
06/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Directors' Report
  
Mgmt
For
For
For
 
5
Supervisors' Report
  
Mgmt
For
For
For
 
6
Accounts and Reports
  
Mgmt
For
For
For
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
8
Annual Report
  
Mgmt
For
For
For
 
9
Financial Budget
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Non-Voting Agenda Item
  
N/A
N/A
N/A
N/A
 
13
Dilution of Current Returns by A Share Issue
Mgmt
For
For
For
 
14
Stabilization of A Share Price
  
Mgmt
For
For
For
 
15
Dividend Return Plan for Next Three Years
Mgmt
For
For
For
 
16
Amendments to Procedural Rules of General Meeting
Mgmt
For
For
For
 
17
Amendments to Procedural Rules of Board Meeting
Mgmt
For
For
For
 
18
Amendments to Procedural Rules of Supervisory Board
Mgmt
For
For
For
 
19
Undertaking
  
Mgmt
For
For
For
 
20
Initial Public Offering of A Shares
  
Mgmt
For
For
For
 
21
Offering size
  
Mgmt
For
For
For
 
22
Target subscribers
  
Mgmt
For
For
For
 
23
Strategic placing
  
Mgmt
For
For
For
 
24
Method of offering
  
Mgmt
For
For
For
 
25
Pricing methodology
  
Mgmt
For
For
For
 
26
Form of underwriting
  
Mgmt
For
For
For
 
27
Conversion into a joint stock company
Mgmt
For
For
For
 
28
Use of proceeds
  
Mgmt
For
For
For
 
29
Term of the offering plan
  
Mgmt
For
For
For
 
30
Ratification of Board Acts
  
Mgmt
For
For
For
 
31
Use of Proceeds
  
Mgmt
For
For
For
 
32
Distribution Plan for Undistributed Accumulated
Profit
Mgmt
For
For
For
 
33
Amendments to Articles
  
Mgmt
For
For
For
               
               
               
Chunghwa Telecom Co., Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2412
CINS Y1613J108
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect TSAI Lih-Shyng
  
Mgmt
For
For
For
 
6
Elect SHIH Mu-Piao
  
Mgmt
For
For
For
 
7
Elect FAN Chih-Ku
  
Mgmt
For
For
For
 
8
Elect HONG Yu-Fen
  
Mgmt
For
For
For
 
9
Elect LIN Yi-Bing
  
Mgmt
For
For
For
 
10
Elect FAN Chich-Chiang
  
Mgmt
For
For
For
 
11
Elect HUANG Shu-Juan
  
Mgmt
For
For
For
 
12
Elect HO Hsu-Hui
  
Mgmt
For
For
For
 
13
Elect TSAI  Zse-Hong
  
Mgmt
For
For
For
 
14
Elect CHEN Jen-Ran
  
Mgmt
For
For
For
 
15
Elect YEN Lo-Yu
  
Mgmt
For
For
For
 
16
Elect WU Kuo-Long
  
Mgmt
For
For
For
 
17
Elect CHEN Yung-Chen
  
Mgmt
For
For
For
 
18
YEN Lo-Yu
  
Mgmt
For
For
For
 
19
CHEN Jen-Ran
  
Mgmt
For
For
For
 
20
TSAI Lih-Shyng
  
Mgmt
For
For
For
               
               
               
CK Hutchison Holdings Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0001
CINS G21765105
  
05/13/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Accounts and Reports
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Elect Victor LI Tzar Kuoi
  
Mgmt
For
For
For
 
7
Elect Canning FOK Kin Ning
  
Mgmt
For
For
For
 
8
Elect Frank J. Sixt
  
Mgmt
For
Against
Against
 
9
Elect Charles LEE Yeh Kwong
  
Mgmt
For
For
For
 
10
Elect George C. Magnus
  
Mgmt
For
For
For
 
11
Elect Michael David Kadoorie
  
Mgmt
For
For
For
 
12
Elect Rosanna WONG Yick Ming
Mgmt
For
For
For
 
13
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
15
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
16
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
17
Adoption of Share Option Scheme of HCML
Mgmt
For
Against
Against
               
               
               
Cnooc Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0883
CINS Y1662W117
  
05/26/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect LI Fanrong
  
Mgmt
For
For
For
 
6
Elect LV Bo
  
Mgmt
For
For
For
 
7
Elect CHIU Sung Hong
  
Mgmt
For
For
For
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Formosa International Hotels Corporation
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2707
CINS Y2603W109
  
06/15/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
               
               
               
Fosun International Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0656
CINS Y2618Y108
  
06/01/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Final Dividend
  
Mgmt
For
For
For
 
5
Elect GUO Guangchang
  
Mgmt
For
For
For
 
6
Elect QIN Xuetang
  
Mgmt
For
For
For
 
7
Elect ZHANG Shengman
  
Mgmt
For
Against
Against
 
8
Elect CHEN Qiyu
  
Mgmt
For
Against
Against
 
9
Elect XU Xiaoliang
  
Mgmt
For
For
For
 
10
Directors' Fees
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
15
Authority to Grant Options under Share Option Scheme
Mgmt
For
Against
Against
 
16
Grant Shares Under Share Award Scheme
Mgmt
For
For
For
 
17
Grant Shares to DING Guoqi
  
Mgmt
For
For
For
 
18
Grant Shares to QIN Xuetang
  
Mgmt
For
For
For
 
19
Grant Shares to CHEN Qiyu
  
Mgmt
For
For
For
 
20
Grant Shares to XU Xiaoliang
  
Mgmt
For
For
For
 
21
Grant Shares to ZHANG Shengman
Mgmt
For
For
For
 
22
Grant Shares to ZHANG Huaqiao
  
Mgmt
For
For
For
 
23
Grant Shares to David T. Zhang
  
Mgmt
For
For
For
 
24
Grant Shares to Yang Chao
  
Mgmt
For
For
For
 
25
Grant Shares to KANG Lan
  
Mgmt
For
For
For
 
26
Grant Shares to QIAN Jiannong
  
Mgmt
For
For
For
 
27
Grant Shares to John Changzheng Ma
Mgmt
For
For
For
 
28
Grant Shares to GONG Ping
  
Mgmt
For
For
For
 
29
Grant Shares to Michael LEE
  
Mgmt
For
For
For
 
30
Grant Shares to WU Xiaoyong
  
Mgmt
For
For
For
 
31
Grant Shares to CHI Xiaolei
  
Mgmt
For
For
For
 
32
Grant shares to Other Persons
  
Mgmt
For
For
For
 
33
Ratification of Board Acts
  
Mgmt
For
For
For
               
               
               
Fubon Financial Holding Company Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2881
CINS Y26528102
  
06/08/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
 
6
Non-Compete Restrictions for Director Daniel TSAI Ming-Chung
Mgmt
For
For
For
 
7
Non-Compete Restrictions for Director Richard TSAI Ming-Hsing
Mgmt
For
For
For
 
8
Non-Compete Restrictions for Director Vivien Hsu
Mgmt
For
For
For
 
9
Non-Compete Restrictions for Director Samuel Hsu
Mgmt
For
For
For
 
10
Non-Compete Restrictions for Director Jerry HARN Wei-Ting
Mgmt
For
For
For
 
11
Elect Jason WANG as Independent Director
Mgmt
For
For
For
               
               
               
Galaxy Entertainment Group Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0027
CINS Y2679D118
  
05/10/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect Joseph CHEE Ying Keung
  
Mgmt
For
For
For
 
5
Elect James R. Ancell
  
Mgmt
For
Against
Against
 
6
Elect Charles CHEUNG Wai Bun
  
Mgmt
For
For
For
 
7
Directors' Fees
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
GCL Poly-Energy Holdings Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3800
CINS G3774X108
  
05/25/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect ZHU Gongshan
  
Mgmt
For
Against
Against
 
5
Elect JI Jun
  
Mgmt
For
For
For
 
6
Elect JIANG Wenwu
  
Mgmt
For
For
For
 
7
Elect ZHENG Xiongjiu
  
Mgmt
For
For
For
 
8
Elect Raymond HO Chung Tai
  
Mgmt
For
For
For
 
9
Elect Francis WONG Man Chung
Mgmt
For
For
For
 
10
Directors' Fees
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
13
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
15
Increase in Authorized Capital
  
Mgmt
For
For
For
 
16
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
GCL Poly-Energy Holdings Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
3800
CINS G3774X108
  
11/26/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Divestiture (Non-Solar Power Generation Business)
Mgmt
For
For
For
 
4
Amendment to Deed of Non-Competition
Mgmt
For
For
For
 
5
Elect SHEN Wenzhong
  
Mgmt
For
For
For
 
6
Refreshment of Share Option Scheme
Mgmt
For
Against
Against
               
               
               
Great Wall Motor Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2333
CINS Y2882P106
  
05/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Directors' Report
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Annual Report
  
Mgmt
For
For
For
 
7
Independent Directors' Report
  
Mgmt
For
For
For
 
8
Supervisors' Report
  
Mgmt
For
For
For
 
9
Business Strategy for 2016
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Amendments to Rules and Procedures
Mgmt
For
For
For
 
12
Authority to Repurchase H Shares
Mgmt
For
For
For
 
13
Termination of Implementation of Non-Public Issuance of A Shares
Mgmt
For
For
For
 
14
Amendments to Articles (Board Size)
Mgmt
For
For
For
               
               
               
Great Wall Motor Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2333
CINS Y2882P106
  
05/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Authority to Repurchase H Shares
Mgmt
For
For
For
               
               
               
Great Wall Motor Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2333
CINS Y2882P106
  
09/22/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Eligibility For Non-Public A Share Issue
Mgmt
For
For
For
 
4
Feasibility Report on Use of Proceeds
Mgmt
For
For
For
 
5
Report on Use of Proceeds From Previous Fund Raising Exercise 2014
Mgmt
For
For
For
 
6
Profit Distribution Plan For 2015 - 2017
Mgmt
For
For
For
 
7
Report on Use of Proceeds From Previous Fund Raising Exercise 2015
Mgmt
For
For
For
 
8
Class and Nominal Value
  
Mgmt
For
For
For
 
9
Method of Issuance
  
Mgmt
For
For
For
 
10
Target Investors and Method of Subscription
Mgmt
For
For
For
 
11
Number of Shares
  
Mgmt
For
For
For
 
12
Price Determination and Pricing Principle
Mgmt
For
For
For
 
13
Valid Period
  
Mgmt
For
For
For
 
14
Lock-Up Arrangement
  
Mgmt
For
For
For
 
15
Use of Proceeds
  
Mgmt
For
For
For
 
16
Retained Profits Prior to Non-Public Issuance
Mgmt
For
For
For
 
17
Place of Listing
  
Mgmt
For
For
For
 
18
Proposal on Non-Public Issuance of A Shares
Mgmt
For
For
For
 
19
Board Authorization
  
Mgmt
For
For
For
 
20
Amendments to Articles: A Share Issue
Mgmt
For
For
For
 
21
Capitalization: Special Dividend and Bonus Share Issuance
Mgmt
For
For
For
 
22
Amendments to Articles: Capitalization
Mgmt
For
For
For
 
23
Absorption of Wholly-owned Subsidiaries
Mgmt
For
For
For
 
24
Amendments to Articles: Absorption
Mgmt
For
For
For
 
25
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
26
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Haier Electronics Group Co., Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1169
CINS G42313125
  
06/21/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Bermuda
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect ZHOU Yun Jie
  
Mgmt
For
Against
Against
 
5
Elect LIANG Hai Shan
  
Mgmt
For
Against
Against
 
6
Elect WANG Han Hua
  
Mgmt
For
For
For
 
7
Elect LI Hua Gang
  
Mgmt
For
For
For
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
14
Authority to Issue Shares Under the Restricted Share Award Scheme
Mgmt
For
For
For
 
15
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Haier Electronics Group Co., Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1169
CINS G42313125
  
08/25/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Bermuda
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Logistics Services Agreement
  
Mgmt
For
For
For
 
4
Products Procurement Agreement
Mgmt
For
For
For
 
5
Materials Procurement Agreement
Mgmt
For
For
For
 
6
Export Agreement
  
Mgmt
For
For
For
 
7
Board Authorization to Implement Transactions Under Agreements
Mgmt
For
For
For
               
               
               
Hang Seng Bank Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
11
CINS Y30327103
  
05/06/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect John CHAN Cho Chak
  
Mgmt
For
For
For
 
5
Elect Patrick CHAN Kwok Wai
  
Mgmt
For
For
For
 
6
Elect Eric LI Ka Cheung
  
Mgmt
For
Against
Against
 
7
Elect Vincent LO Hong Sui
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
HK Electric Investments Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2638
CINS Y32359104
  
05/12/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect Canning FOK Kin Ning
  
Mgmt
For
Against
Against
 
5
Elect WAN Chi Tin
  
Mgmt
For
For
For
 
6
Elect Fahad Hamad Al Mohannadi
Mgmt
For
Against
Against
 
7
Elect CHAN Loi Shun
  
Mgmt
For
For
For
 
8
Elect Deven Arvind KARNIK
  
Mgmt
For
For
For
 
9
Elect Ralph Raymond SHEA
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
               
               
               
Hon Hai Precision Industry Co., Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2317
CINS Y36861105
  
06/22/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Capitalization of Profits and Issuance of New Shares
Mgmt
For
For
For
 
6
Amendments to Procedural Rules: Acquisition and Disposal of Assets
Mgmt
For
For
For
 
7
Amendments to Procedural Rules: Capital Loans
Mgmt
For
For
For
 
8
Amendments to Procedural Rules: Endorsements and Guarantees
Mgmt
For
For
For
 
9
Amendments to Procedural Rules: Derivatives Trading
Mgmt
For
For
For
 
10
Amendments to Procedural Rules: Election of Directors
Mgmt
For
For
For
 
11
Elect GOU Tai-Ming
  
Mgmt
For
For
For
 
12
Elect LU Fang-Ming
  
Mgmt
For
For
For
 
13
Elect TAI Jeng-wu
  
Mgmt
For
For
For
 
14
Elect CHEN Jen-Gwo
  
Mgmt
For
For
For
 
15
Elect HUANG Ching-Yuan
  
Mgmt
For
Against
Against
 
16
Elect SUNG Hsueh-Jen
  
Mgmt
For
For
For
 
17
Elect FU Li-Chen
  
Mgmt
For
For
For
 
18
Elect LEE Kai-Fu
  
Mgmt
For
For
For
 
19
Elect CHAN Chi-Shean
  
Mgmt
For
For
For
 
20
Non-compete Restrictions for Directors
Mgmt
For
For
For
               
               
               
Hong Kong and China Gas Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0003
CINS Y33370100
  
06/07/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect LEUNG Hay Man
  
Mgmt
For
For
For
 
6
Elect Colin LAM Ko Yin
  
Mgmt
For
Against
Against
 
7
Elect LEE Ka Shing
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Bonus Share Issuance
  
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Hong Kong Exchanges And Clearing Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0388
CINS Y3506N139
  
04/28/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Accounts and Reports
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Elect Apurv Bagri
  
Mgmt
For
For
For
 
7
Elect Edward CHIN Chi Kin (Shareholder Proposal)
ShrHoldr
Against
Against
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
               
               
               
Huaneng Power International, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0902
CINS Y3744A105
  
01/12/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
2016 Continuing Connected Transactions with Huaneng Group
Mgmt
For
For
For
 
4
Finance Leasing and Leaseback by Huaneng Pingliang
Mgmt
For
For
For
 
5
Finance Leasing and Leaseback by Controlled Subsidiaries
Mgmt
For
For
For
 
6
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Huaneng Power International, Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0902
CINS Y3744A105
  
06/23/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Directors' Report
  
Mgmt
For
For
For
 
5
Supervisors' Report
  
Mgmt
For
For
For
 
6
Accounts and Reports
  
Mgmt
For
For
For
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Elect XU Mengzhou
  
Mgmt
For
For
For
 
10
Amendments to Articles
  
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Issue Debt Instruments
Mgmt
For
For
For
               
               
               
Hysan Development Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
14
CINS Y38203124
  
05/13/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Elect Frederick P. Churchouse
  
Mgmt
For
For
For
 
5
Elect Anthony LEE Hsien Pin
  
Mgmt
For
Against
Against
 
6
Elect LEE Chien
  
Mgmt
For
For
For
 
7
Directors' Fees
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Industrial & Commercial Bank Of China
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1398
CINS Y3990B112
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Directors' Report
  
Mgmt
For
For
For
 
3
Supervisors' Report
  
Mgmt
For
For
For
 
4
Elect YI Huiman as Director
  
Mgmt
For
Against
Against
 
5
Elect SHEN Si
  
Mgmt
For
For
For
 
6
Elect ZHANG Wei as Supervisor
  
Mgmt
For
For
For
 
7
Elect SHEN Bingxi
  
Mgmt
For
For
For
 
8
Accounts and Reports
  
Mgmt
For
For
For
 
9
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
10
2016 Fixed Asset Investment Plan
Mgmt
For
For
For
 
11
Authority to Issue Tier II Capital Instruments
Mgmt
For
For
For
 
12
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
13
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Industrial and Commercial Bank Of China
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1398
CINS Y3990B112
  
12/21/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Elect HONG Yongmiao as Director
Mgmt
For
For
For
 
4
Elect YANG Siu Shun as Director
Mgmt
For
For
For
 
5
Elect QU Qiang as Supervisor
  
Mgmt
For
For
For
 
6
Amendments to Plan on Authorization of Shareholders' General Meeting
Mgmt
For
For
For
 
7
2014 Payment Plan of Remuneration to Directors and Supervisors
Mgmt
For
For
For
               
               
               
Intime Retail (Group) Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1833
CINS G4922U103
  
05/10/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Whitewash Waiver
  
Mgmt
For
For
For
 
4
Ratification of Board Acts to Implement Whitewash Waiver
Mgmt
For
For
For
               
               
               
Intime Retail (Group) Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1833
CINS G4922U103
  
06/03/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect YU Ning
  
Mgmt
For
For
For
 
6
Elect Joseph Chow
  
Mgmt
For
Against
Against
 
7
Directors' Fees
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Issue Repurchased
  
Mgmt
For
Against
Against
               
               
               
Kingboard Chemical Holdings, Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
148
CINS G52562140
  
05/23/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect CHEUNG Kwok Wing
  
Mgmt
For
For
For
 
6
Elect CHANG Wing Yiu
  
Mgmt
For
For
For
 
7
Elect CHEN Maosheng
  
Mgmt
For
For
For
 
8
Elect CHEUNG Ming Man
  
Mgmt
For
For
For
 
9
Directors' Fees
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Lenovo Group Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0992
CINS Y5257Y107
  
07/02/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Jerry YANG Chih-Yuan
  
Mgmt
For
For
For
 
6
Elect YANG Yuanqing
  
Mgmt
For
Against
Against
 
7
Elect ZHAO John Huan
  
Mgmt
For
For
For
 
8
Elect Nicholas C. Allen
  
Mgmt
For
For
For
 
9
Retirement of TING Lee Sen
  
Mgmt
For
For
For
 
10
Directors' Fees
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
13
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
15
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
MediaTek Inc.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2454
CINS Y5945U103
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Employee Equity Incentive Plan
  
Mgmt
For
Against
Against
               
               
               
Mega Financial Holding Co., Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2886
CINS Y59456106
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
               
               
               
New World Development Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0017
CINS Y63084126
  
02/17/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Disposal of Guiyang Project
  
Mgmt
For
For
For
 
4
Disposal of Chengdu Project
  
Mgmt
For
For
For
               
               
               
New World Development Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0017
CINS Y63084126
  
03/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Acquisition
  
Mgmt
For
For
For
               
               
               
New World Development Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0017
CINS Y63084126
  
11/18/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Henry CHENG Kar Shun
  
Mgmt
For
Against
Against
 
6
Elect CHEN Guanzhan
  
Mgmt
For
For
For
 
7
Elect Sonia CHENG Chi Man
  
Mgmt
For
For
For
 
8
Elect Howard YEUNG Ping Leung
Mgmt
For
For
For
 
9
Elect Payson CHA Mou Sing
  
Mgmt
For
Against
Against
 
10
Directors' Fees
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Authority to Grant Options under Share Option Scheme
Mgmt
For
Against
Against
 
15
Amendments to Articles
  
Mgmt
For
For
For
               
               
               
PCCW Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0008
CINS Y6802P120
  
05/05/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Richard LI Tzar Kai
  
Mgmt
For
For
For
 
6
Elect Edmund TSE Sze Wing
  
Mgmt
For
Against
Against
 
7
Elect David WEI Zhe
  
Mgmt
For
Against
Against
 
8
Elect David LI Kwok-po
  
Mgmt
For
Against
Against
 
9
Elect Aman Mehta
  
Mgmt
For
Against
Against
 
10
Elect Lars Eric Nils Rodert
  
Mgmt
For
Against
Against
 
11
Directors' Fees
  
Mgmt
For
For
For
 
12
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
15
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
16
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Petrochina Company Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0857
CINS Y6883Q104
  
05/25/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Accounts and Reports
  
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
7
Authority to Declare Interim Dividends
Mgmt
For
For
For
 
8
Appointment of International and PRC Auditors and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Issue Domestic and/or H Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
10
Elect XU Wenrong
  
Mgmt
For
For
For
               
               
               
PICC Property & Casualty Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2328
CINS Y6975Z103
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Accounts and Reports
  
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
7
Directors' Fees
  
Mgmt
For
For
For
 
8
Supervisors' Fees
  
Mgmt
For
For
For
 
9
Elect CHU Bende
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue H Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Issue Debt Instruments
Mgmt
For
For
For
               
               
               
Power Assets Holdings Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0006
CINS Y7092Q109
  
05/12/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect CHAN Loi Shun
  
Mgmt
For
For
For
 
6
Elect Frank J. Sixt
  
Mgmt
For
Against
Against
 
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
Against
Against
 
8
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
9
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
10
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Power Assets Holdings Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0006
CINS Y7092Q109
  
11/24/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Court
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Scheme of Arrangement
  
Mgmt
For
Against
Against
 
4
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
5
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Power Assets Holdings Ltd
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0006
CINS Y7092Q109
  
11/24/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Ordinary
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Scheme of Arrangement
  
Mgmt
For
Against
Against
 
5
Special Dividend
  
Mgmt
For
Against
Against
 
6
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Sands China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1928
CINS G7800X107
  
02/19/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Amendment to the Equity Award Plan
Mgmt
For
Against
Against
               
               
               
Sands China Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1928
CINS G7800X107
  
05/27/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect WONG Ying Wai
  
Mgmt
For
Against
Against
 
6
Elect Robert Glen Goldstein
  
Mgmt
For
For
For
 
7
Elect Charles Daniel Forman
  
Mgmt
For
For
For
 
8
Elect Steven Zygmunt Strasser
  
Mgmt
For
For
For
 
9
Directors' Fees
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
14
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Sihuan Pharmaceutical Holdings Group Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0460
CINS G8162K113
  
06/28/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Bermuda
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
Against
Against
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Homer Sun
  
Mgmt
For
For
For
 
6
Elect TSANG Wah Kwong
  
Mgmt
For
Against
Against
 
7
Elect ZHU Xun
  
Mgmt
For
Against
Against
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Sihuan Pharmaceutical Holdings Group Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0460
CINS G8162K113
  
12/11/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Bermuda
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
Against
Against
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect GUO Weicheng
  
Mgmt
For
For
For
 
6
Elect MENG Xianhui
  
Mgmt
For
For
For
 
7
Elect Patrick SUN
  
Mgmt
For
Against
Against
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
11
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Sinopec Shanghai Petrochemical Company Limited
          
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0338
CINS Y80373106
  
06/15/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Directors' Report
  
Mgmt
For
For
For
 
4
Supervisors' Report
  
Mgmt
For
For
For
 
5
Accounts and Reports
  
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
7
Financial Budget
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Amendments to Articles of Association and Rules of Procedure for Board of Directors' Meeting
Mgmt
For
For
For
               
               
               
Sinopharm Group Co. Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1099
CINS Y8008N107
  
01/29/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Amendments to Rules of Procedures for Board
Mgmt
For
For
For
 
5
Elect LIAN Wanyong as Director
  
Mgmt
For
Against
Against
 
6
Elect LI Xiaojuan as Supervisor
  
Mgmt
For
Against
Against
 
7
Amendments to Articles
  
Mgmt
For
For
For
 
8
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
               
               
               
Sinopharm Group Co. Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1099
CINS Y8008N107
  
03/08/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Elect ZHUO Fumin
  
Mgmt
For
Against
Against
               
               
               
Sinopharm Group Co. Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1099
CINS Y8008N107
  
06/16/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
4
Directors' Report
  
Mgmt
For
For
For
 
5
Supervisors' Report
  
Mgmt
For
For
For
 
6
Accounts and Reports
  
Mgmt
For
For
For
 
7
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
8
Directors' Fees
  
Mgmt
For
For
For
 
9
Supervisors' Fees
  
Mgmt
For
For
For
 
10
Authority to Give Guarantees
  
Mgmt
For
Against
Against
 
11
Elect WU Yijian
  
Mgmt
For
For
For
 
12
Authority to Issue Debt Financing Instruments
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Appointment of Domestic Auditor and Authority to Set Fees
Mgmt
For
For
For
 
15
Appointment of International Auditor and Authority to Set Fees
Mgmt
For
For
For
               
               
               
Sinopharm Group Co. Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1099
CINS Y8008N107
  
08/20/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Authority to Issue Corporate Bonds
Mgmt
For
For
For
               
               
               
Sun Hung Kai Properties Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0016
CINS Y82594121
  
11/12/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Hong Kong
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Adam KWOK Kai-fai
  
Mgmt
For
For
For
 
6
Elect Victor LUI Ting
  
Mgmt
For
For
For
 
7
Elect Eric LI Ka Cheung
  
Mgmt
For
Against
Against
 
8
Elect Margaret LEUNG Ko May Yee
Mgmt
For
Against
Against
 
9
Elect WOO Po Shing
  
Mgmt
For
Against
Against
 
10
Elect KWONG Chun
  
Mgmt
For
For
For
 
11
Directors' Fees
  
Mgmt
For
For
For
 
12
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
13
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
15
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
 
16
Amendments to Articles
  
Mgmt
For
For
For
               
               
               
Taiwan Semiconductor Manufacturing Co., Ltd.
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2330
CINS Y84629107
  
06/07/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
               
               
               
Tencent Holdings Limited
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
700
CINS G87572163
  
05/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect Jacobus Petrus Bekker
  
Mgmt
For
For
For
 
6
Elect Ian C. Stone
  
Mgmt
For
For
For
 
7
Directors' Fees
  
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
10
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
11
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Tianneng Power International Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0819
CINS G8655K109
  
05/18/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect CHEN  Minru
  
Mgmt
For
Against
Against
 
6
Elect ZHANG Kaihong
  
Mgmt
For
For
For
 
7
Elect SHI Borong
  
Mgmt
For
For
For
 
8
Elect GUO Konghui
  
Mgmt
For
For
For
 
9
Elect WU Feng
  
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
TTY Biopharm Co., Ltd.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
4105
CINS Y90017107
  
06/24/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Amendments to Articles
  
Mgmt
For
For
For
 
4
Accounts and Reports
  
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
6
Amendments to Procedural Rules: Capital Loans
Mgmt
For
For
For
 
7
Amendments to Procedural Rules: Endorsements and Guarantees
Mgmt
For
For
For
 
8
Amendments to Procedural Rules: Derivatives Trading
Mgmt
For
For
For
 
9
Amendments to Procedural Rules: Election of Directors and Supervisors
Mgmt
For
For
For
 
10
Elect TSAI Duei
  
Mgmt
For
For
For
 
11
Elect HSUEH Ming-Ling
  
Mgmt
For
For
For
 
12
Elect LIN Tien-Fu
  
Mgmt
For
For
For
 
13
Elect ZENG Tian-Ci
  
Mgmt
For
For
For
 
14
Elect ZHANG Wen-Hua
  
Mgmt
For
For
For
 
15
Elect ZHANG Xiu-Ji
  
Mgmt
For
For
For
 
16
Elect XIAO Ying-Jun
  
Mgmt
For
For
For
 
17
Elect LIAO Ying-Ying
  
Mgmt
For
For
For
 
18
Elect YANG Zi-Jiang
  
Mgmt
For
For
For
 
19
Non-compete Restrictions for Directors
Mgmt
For
Against
Against
               
               
               
Uni-President Enterprises Corp.
              
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
1216
CINS Y91475106
  
06/22/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Taiwan
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Amendments to Articles
  
Mgmt
For
For
For
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Amendments to Procedural Rules: Capital Loans
Mgmt
For
For
For
 
6
Elect LO Chih-Hsien
  
Mgmt
For
For
For
 
7
Elect KAO Hsiu-Ling
  
Mgmt
For
For
For
 
8
Elect CHEN Jui-Tang
  
Mgmt
For
For
For
 
9
Elect HOU Po-Ming
  
Mgmt
For
For
For
 
10
Elect HOU Po-Yu
  
Mgmt
For
For
For
 
11
Elect WU Chung-Ho
  
Mgmt
For
For
For
 
12
Elect WU Ping-Chih
  
Mgmt
For
Against
Against
 
13
Elect LIN Chang-Sheng
  
Mgmt
For
For
For
 
14
Elect LIU Hsiu-Jen
  
Mgmt
For
Against
Against
 
15
Elect CHENG Kao-Huei
  
Mgmt
For
For
For
 
16
Elect LIN Yun
  
Mgmt
For
For
For
 
17
Elect YUE Chao-Tang
  
Mgmt
For
For
For
 
18
Elect LU Hong-Te
  
Mgmt
For
For
For
 
19
Non-compete Restrictions for Directors
Mgmt
For
For
For
               
               
               
Want Want China Holdings Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
0151
CINS G9431R103
  
05/06/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
Cayman Islands
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
  
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
5
Elect TSAI Eng Meng
  
Mgmt
For
For
For
 
6
Elect CHAN Yu Feng
  
Mgmt
For
For
For
 
7
Elect CHENG Wen Hsien
  
Mgmt
For
Against
Against
 
8
Elect CHIEN Wen Guey
  
Mgmt
For
For
For
 
9
Elect LEE Kwang Chou
  
Mgmt
For
For
For
 
10
Directors' Fees
  
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
12
Authority to Repurchase Shares
  
Mgmt
For
For
For
 
13
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
 
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
01/11/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Satisfaction of Conditions for Non-public Issuance of A shares
Mgmt
For
For
For
 
4
Share Type and Par Value
  
Mgmt
For
For
For
 
5
Issuance Method and Period
  
Mgmt
For
For
For
 
6
Issuance Targets and Method of Subscription
Mgmt
For
For
For
 
7
Subscription Price and Pricing Principles
Mgmt
For
For
For
 
8
Number of Shares To Be Issued
  
Mgmt
For
For
For
 
9
Lock-up Period
  
Mgmt
For
For
For
 
10
Use of Proceeds Raised
  
Mgmt
For
For
For
 
11
Arrangement of Accumulated Undistributed Profits
Mgmt
For
For
For
 
12
Listing
  
Mgmt
For
For
For
 
13
Validity Period of Resolutions
  
Mgmt
For
For
For
 
14
Plan for Non-public Issuance of A Shares
Mgmt
For
For
For
 
15
Feasibility Report on Use of Proceeds Raised in Non-public Issuance of A Shares
Mgmt
For
For
For
 
16
Dilutive Impact of Non-public Issuance of A Shares
Mgmt
For
For
For
 
17
Ratification of Board Acts
  
Mgmt
For
For
For
 
18
Zhuoxin Investments' Purchase of Gold and Silver Bullion from BNL
Mgmt
For
For
For
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
01/11/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Share Type and Par Value
  
Mgmt
For
For
For
 
4
Issuance Method and Period
  
Mgmt
For
For
For
 
5
Issuance Targets and Method of Subscription
Mgmt
For
For
For
 
6
Subscription Price and Pricing Principles
Mgmt
For
For
For
 
7
Number of Shares To Be Issued
  
Mgmt
For
For
For
 
8
Lock-up Period
  
Mgmt
For
For
For
 
9
Use of Proceeds Raised
  
Mgmt
For
For
For
 
10
Arrangement of Accumulated Undistributed Profits
Mgmt
For
For
For
 
11
Listing
  
Mgmt
For
For
For
 
12
Validity Period of Resolutions
  
Mgmt
For
For
For
 
13
Plan for Non-public Issuance of A Shares
Mgmt
For
For
For
 
14
Ratification of Board Acts
  
Mgmt
For
For
For
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
06/20/2016
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Annual
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Completion of Share Repurchase
  
Mgmt
For
For
For
 
3
Amendments to Articles
  
Mgmt
For
For
For
 
4
Authority to Issue Debt Financing
Mgmt
For
For
For
 
5
Authority to Give Guarantees
  
Mgmt
For
For
For
 
6
Provision of Counter-Guarantee
  
Mgmt
For
For
For
 
7
Directors' Report
  
Mgmt
For
For
For
 
8
Independent Directors' Report
  
Mgmt
For
For
For
 
9
Supervisors' Report
  
Mgmt
For
For
For
 
10
Financial Report
  
Mgmt
For
For
For
 
11
Annual Report
  
Mgmt
For
For
For
 
12
Allocation of Profits/Dividends
  
Mgmt
For
For
For
 
13
Directors' and Supervisors' Fees
  
Mgmt
For
For
For
 
14
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
 
15
Elect ZHU Guang
  
Mgmt
For
For
For
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
08/18/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
3
Shareholder Returns Plan for 2015-2017
Mgmt
For
For
For
 
4
Eligibility for Non-public Issuance of A Shares
Mgmt
For
For
For
 
5
Class and Nominal Value
  
Mgmt
For
For
For
 
6
Methods and Time
  
Mgmt
For
For
For
 
7
Issuing Objects and Methods
  
Mgmt
For
For
For
 
8
Subscription Price and Pricing Principles
Mgmt
For
For
For
 
9
Number of Shares
  
Mgmt
For
For
For
 
10
Lock-up Period
  
Mgmt
For
For
For
 
11
Use of Proceed
  
Mgmt
For
For
For
 
12
Accumulated Distributable Profits
Mgmt
For
For
For
 
13
Listing Place
  
Mgmt
For
For
For
 
14
Validity Period
  
Mgmt
For
For
For
 
15
Plan for the Non-public Issuance of A Shares
Mgmt
For
For
For
 
16
Feasibility Report on the Use of Proceeds
Mgmt
For
For
For
 
17
Regarding Report on Deposit and Use of Raised Funds
Mgmt
For
For
For
 
18
Dilutive Impact of Non-public Issuance of A Shares
Mgmt
For
For
For
 
19
Board Authorization to Implement Non-public Issuance of A Shares
Mgmt
For
For
For
 
20
Absorption of a Wholly-owned Subsidiary
Mgmt
For
For
For
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
08/18/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Other
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Class and Nominal Value
  
Mgmt
For
For
For
 
3
Methods and Time
  
Mgmt
For
For
For
 
4
Issuing Objects and Methods
  
Mgmt
For
For
For
 
5
Subscription Price and Pricing Principles
Mgmt
For
For
For
 
6
Number of Shares
  
Mgmt
For
For
For
 
7
Lock-up Period
  
Mgmt
For
For
For
 
8
Use of Proceed
  
Mgmt
For
For
For
 
9
Accumulated Distributable Profits
Mgmt
For
For
For
 
10
Listing Place
  
Mgmt
For
For
For
 
11
Validity Period
  
Mgmt
For
For
For
 
12
Plan for the Non-public Issuance of A Shares
Mgmt
For
For
For
 
13
Board Authorization to Implement Non-public Issuance of A Shares
Mgmt
For
For
For
               
               
               
Zijin Mining Group Company Limited
            
 
Ticker
Security ID:
  
Meeting Date
Meeting Status
 
2899
CINS Y9892H107
  
12/08/2015
  
Voted
  
 
Meeting Type
Country of Trade
          
 
Special
China
          
 
Issue No.
Description
  
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
  
N/A
N/A
N/A
N/A
 
2
Compliance For Public Issuance of Corporate Bonds
Mgmt
For
For
For
 
3
Size of Issuance
  
Mgmt
For
For
For
 
4
Face Value and Issuing Price
  
Mgmt
For
For
For
 
5
Maturity
  
Mgmt
For
For
For
 
6
Coupon Rate and Determination Methods
Mgmt
For
For
For
 
7
Method of Issuance
  
Mgmt
For
For
For
 
8
Target Investors
  
Mgmt
For
For
For
 
9
Placing Arrangement For Shareholders
Mgmt
For
For
For
 
10
Provisions On Redemption or Repurchase
Mgmt
For
For
For
 
11
Guarantee Measures
  
Mgmt
For
For
For
 
12
Measures for Repayment
  
Mgmt
For
For
For
 
13
Use of Proceeds
  
Mgmt
For
For
For
 
14
Listing of Corporate Bonds Issued
Mgmt
For
For
For
 
15
Validity Period Of Resolution
  
Mgmt
For
For
For
 
16
Board Authorization To Issue Corporate Bonds
Mgmt
For
For
For
 
17
Provision of Counter-Guarantee
  
Mgmt
For
For
For
 
18
Self Inspection Report on Real Estate Business
Mgmt
For
For
For
 
19
Undertaking Letter Regarding Real Estate Business By Directors, Supervisors and Senior Management
Mgmt
For
For
For
 
20
Undertaking Letter Regarding Real Estate Business By Controlling Shareholder
Mgmt
For
For
For
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)

Shelton Greater China Fund

By: /s/ Teresa Axelson
Teresa Axelson
Chief Compliance Officer

Date: August 16, 2016