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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 12/13/2013 | M | 34,490 | 12/13/2013(2) | 12/13/2022 | Common Stock | 34,490 | $ 0 | 103,471 | D | ||||
Restricted Stock Units | $ 0 (3) | 12/13/2013 | M | 195,838 | 12/13/2014(4) | 12/13/2023 | Common Stock | 195,838 | $ 0 | 195,838 | D | ||||
Restricted Stock Units | $ 0 | 12/16/2013 | M | 52,614 | 12/16/2012(5) | 12/16/2021 | Common Stock | 52,614 | $ 0 | 105,229 | D | ||||
Restricted Stock Units | $ 0 | 12/16/2013 | M | 17,411 | 12/16/2012(6) | 12/16/2021 | Common Stock | 17,411 | $ 0 | 17,412 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HART PATTI S C/O INTERNATIONAL GAME TECHNOLOGY 6355 S. BUFFALO DRIVE LAS VEGAS, NV 89113 |
X | Chief Executive Officer |
Peter A. Christou, Attorney-in-Fact for Patti S. Hart | 12/17/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Acquisition of IGT common stock upon vesting and disposition of IGT restricted stock unit award. |
(2) | The restricted stock units vest in four equal annual installments commencing on the first anniversary of the date of grant. The first installment vested on December 13, 2013. |
(3) | Each restricted stock unit represents a contingent right to receive one share of IGT common stock. |
(4) | The restricted stock units vest in four equal annual installments commencing on the first anniversary of the date of grant. |
(5) | The restricted stock units vest in four equal annual installments commencing on the first anniversary of the date of grant. The first installment vested on December 16, 2012 and the second installment vested on December 16, 2013. |
(6) | The vesting of the restricted stock units is contingent on the achievement of certain performance objectives by IGT over a period of three years. The performance objectives applicable to the first installment of the restricted stock units were achieved, and the first installment vested on December 16, 2012. The performance objectives applicable to the second installment of the restricted stock units were achieved, and the second installment vested on December 16, 2013. |