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Information
Public
Announcements/Press
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Required by/when
The
Stock Exchange, London
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Announcement
Total
Voting Rights
(03
January 2017)
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Announcement
Block
listing Interim Review
(10
January 2017)
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Announcement
Director/PDMR
Shareholding
(10
January 2017)
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Announcement
Director/PDMR
Shareholding
(20
January 2017)
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Announcement
Total
Voting Rights
(31
January 2017)
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TO:
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Regulatory
Information Service
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RE:
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Paragraph
5.6.1 of the Disclosure Guidelines and Transparency
Rules
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Name
of applicant:
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Diageo
plc
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|||
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Name
of scheme:
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Diageo
Associated Companies Share Option Plan (otherwise known as the
Diageo Associated Companies Share Plan)
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|||
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Period
of return:
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From:
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1 July
2016
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To:
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31
December 2016
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Balance of
unallotted securities under scheme(s) from previous
return:
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196,313
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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0
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|||
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Equals: Balance
under scheme(s) not yet issued/allotted at end of
period:
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196,313
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|||
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Name
of contact:
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John
Nicholls
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Telephone number
of contact:
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02089786000
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Name
of applicant:
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Diageo
plc
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|||
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Name
of scheme:
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Diageo
plc Associated Companies Share Incentive Plan
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|||
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Period
of return:
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From:
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1 July
2016
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To:
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31
December 2016
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Balance of
unallotted securities under scheme(s) from previous
return:
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416,240
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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56,096
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|||
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Equals: Balance
under scheme(s) not yet issued/allotted at end of
period:
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360,144
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|||
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|||
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Name
of contact:
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John
Nicholls
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Telephone number
of contact:
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02089786000
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Name
of applicant:
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Diageo
plc
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|||
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Name
of scheme:
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Diageo
2014 Long Term Incentive Plan
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|||
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Period
of return:
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From:
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1 July
2016
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To:
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31
December 2016
|
|
Balance of
unallotted securities under scheme(s) from previous
return:
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39,713
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|||
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Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
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0
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|||
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Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
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3,703
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|||
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Equals: Balance
under scheme(s) not yet issued/allotted at end of
period:
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36,010
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|||
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Name
of contact:
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John
Nicholls
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Telephone number
of contact:
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02089786000
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1.
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Details of Restricted Person / person closely associated with them
("PCA")
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||
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a)
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Name
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1. KA MIKELLS
2. D CUTTER
3. S MORIARTY
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b)
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Position /
status
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1. CFO
2. MEMBER OF EXECUTIVE COMMITTEE
3. MEMBER OF EXECUTIVE COMMITTEE
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c)
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Initial
notification / amendment
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INITIAL NOTIFICATION
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2.
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Full
name of entity
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DIAGEO PLC
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b)
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Legal
Entity Identifier Code
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213800ZVIELEA55JMJ32
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3.
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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c)
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Description of the
financial instrument
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ORDINARY SHARES 28 101/108 PENCE
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d)
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Nature
of the transaction
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PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN
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e)
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Price(s) and
volume(s)
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Price(s)
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Volume(s)
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1. £21.75
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7
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||
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2. £21.75
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9
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3. £21.75
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7
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f)
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Aggregated
information
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N/A
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g)
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Date
of the transaction
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10 JANUARY 2017
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h)
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Place
of the transaction
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LONDON STOCK EXCHANGE (XLON)
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1.
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Details of Restricted Person / person closely associated with them
(“PCA”)
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||
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a)
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Name
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1. B
FRANZ
2. A GAVAZZI 3. S SALLER |
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b)
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Position
/ status
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1. EXECUTIVE
COMMITTEE
MEMBER
2. EXECUTIVE COMMITTEE MEMBER 3. EXECUTIVE COMMITTEE MEMBER |
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c)
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Initial
notification / amendment
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INITIAL NOTIFICATION
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|
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2.
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Full
name of entity
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DIAGEO PLC
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b)
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Legal
Entity Identifier Code
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213800ZVIELEA55JMJ32
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3.
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
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a)
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Description
of the financial instrument
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AMERICAN DEPOSITARY SHARES (“ADS”)
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b)
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Nature
of the transaction
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RECEIPT OF ADS*, FOLLOWING THE MATURING OF OPTIONS ISSUED UNDER THE
COMPANY’S US EMPLOYEE STOCK PURCHASE PLAN (ALSO KNOWN AS THE
US SHAREVALUE PLAN).
*1 ADS IS THE EQUIVALENT OF 4 ORDINARY SHARES
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c)
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Price(s)
and volume(s)
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Price(s)
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Volume(s)
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1. $89.19
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1. 224.24
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1. $89.19
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2. 201.82
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1. $89.19
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3. 224.24
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d)
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Aggregated
information
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N/A
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e)
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Date of
the transaction
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20 JANUARY 2017
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f)
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Place
of the transaction
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NEW YORK STOCK EXCHANGE (XNYS)
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TO:
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Regulatory Information Service
|
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RE:
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Paragraph 5.6.1 of the Disclosure Guidelines and Transparency
Rules
|
|
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Diageo
plc
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(Registrant)
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Date: 01
February 2017
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By:
/s/Jonathan Guttridge
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Name:
Jonathan Guttridge
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Title:
Company Secretarial Assistant
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