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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 14.5 | 08/30/2007 | M | 20,000 | (3) | 02/26/2008 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 14.5 | 08/30/2007 | M | 69,828 | (4) | 02/26/2008 | Common Stock | 69,828 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 14.5 | 08/30/2007 | M | 93,104 | (5) | 02/26/2008 | Common Stock | 93,104 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NORDSTROM BLAKE W C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE, WA 98101 |
X | President |
/s/ Duane E. Adams, Attorney-in-Fact for Blake W. Nordstrom | 08/31/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All sales reported on this Form 4 were made pursuant to a 10b5-1 Trading Plan dated 5/25/07. |
(2) | Due to the SEC's limit of 30 lines per table, this Form 4 is 1 of 3 filed on behalf of Blake W. Nordstrom to report transactions that occurred on 8/30/07. |
(3) | The option vested and became exercisable on 1/31/99 when the issuer's stock earnings per share reached $1.43 for the year ended 1/31/99. |
(4) | The option vested and became exercisable in four equal annual installments commencing 2/26/99. |
(5) | The option vested and became exercisable during the first five years from the date of grant on an accelerated schedule if the average price of the issuer's stock was sustained for at least 20 consecutive market days as follows: $55.00 as to 20%; $67.00 as to $35.00; and $80.00 as to 45%. Thereafter, any unvested options vested and became exercisable 8 years from the date of grant. |