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      PAGE  2
013 B030001 10036
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014 A000002 CONVERGEX EXECUTION SOLUTIONS LLC
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087 A010000 SERIES A AUCTION PREFERRED STOCK
087 A020000 26202F206
087 B010000 SERIES B AUCTION PREFERRED STOCK
087 B020000 26202F305
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SIGNATURE   JANETTE FARRAGHER
TITLE       VP & SECRETARY