SEC Document


 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
 
 
FORM 8-K
 
 
 
 
 
 
 
CURRENT REPORT
 
 
 
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (date of earliest event reported): May 12, 2016
 
 
 
Qumu Corporation 
(Exact name of Registrant as Specified in its Charter)
 
 
Minnesota
 
(State Or Other Jurisdiction Of Incorporation)
 
 
 
000-20728
 
41-1577970
(Commission File Number)
 
(I.R.S. Employer Identification No.)
 
 
 
510 1st Avenue North, Suite 305
 
 
Minneapolis, MN
 
55403
(Address Of Principal Executive Offices)
 
(Zip Code)
 
 
 
 
(612) 638-9100
 
Registrant’s Telephone Number, Including Area Code
 
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
o
Written communications pursuant to Rule 425 under the Securities Act
 
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
 
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
 
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
 
 
 
 





Items under Sections 1 through 4 and 6 through 9 are not applicable and therefore omitted.
ITEM 5.07      SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On May 12, 2016, Qumu Corporation (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). Of the 9,210,714 shares of the Company’s common stock outstanding and entitled to vote at the Annual Meeting on the April 1, 2016 record date, 8,362,513 shares, or approximately 90.8%, were present at the Annual Meeting either in person or by proxy. 
The following describes the matters considered by the Company’s shareholders at the Annual Meeting, as well as the results of the votes cast at the meeting:
1.
To elect seven (7) directors to serve until the next Annual Meeting of the Shareholders or until their respective successors have been elected and qualified. 
Nominee
 
For
 
Withhold
 
Broker Non-Vote
Vern Hanzlik
 
5,734,486
 
49,797
 
2,578,230
Robert F. Olson
 
5,380,999
 
403,284
 
2,578,230
Daniel R. Fishback
 
3,700,468
 
2,083,815
 
2,578,230
Thomas F. Madison
 
3,755,606
 
2,028,677
 
2,578,230
Kimberly K. Nelson
 
3,950,991
 
1,833,292
 
2,578,230
Donald T. Netter
 
5,530,301
 
253,982
 
2,578,230
Justin A. Orlando
 
3,701,211
 
2,083,072
 
2,578,230
2.
To approve amendments to the Qumu Corporation Second Amended and Restated 2007 Stock Incentive Plan, including an amendment to increase the number of shares authorized for issuance by 500,000 shares.
For
 
Against
 
Abstain
 
Broker Non-Vote
4,890,978
 
877,185
 
16,120
 
2,578,230
3.
Advisory vote to approve named executive officer compensation.
For
 
Against
 
Abstain
 
Broker Non-Vote
5,298,617
 
242,648
 
243,018
 
2,578,230
 
4.
To ratify and approve the appointment of KPMG LLP as the independent registered public accounting firm for Qumu Corporation for the year ending December 31, 2016.
For
 
Against
 
Abstain
 
Broker Non-Vote
8,310,840
 
20,394
 
31,279
 
—
 
As a result, each nominee was elected as a director of the Company and each other proposal was approved at the Annual Meeting.
 
 




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
QUMU CORPORATION
 
 
 
 
By:
/s/ Peter J. Goepfrich
 
 
Peter J. Goepfrich
 
 
Chief Financial Officer
 
 
 
Date: May 16, 2016