UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Membership Units | Â (1) | Â (1) | Common Stock of Cloud Peak Energy Inc., par value $.01/share | 60,000,000 | $ (1) | I (2) | See footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIO TINTO PLC 2 EASTBOURNE TERRACE LONDON, X0 W2 6LG |
 X |  X |  |  |
RIO TINTO EUROPEAN HOLDINGS LTD 2 EASTBOURNE TERRACE LONDON, X0 W2 6LG |
 X |  X |  |  |
RIO TINTO WESTERN HOLDINGS LTD 2 EASTBOURNE TERRACE LONDON, X0 W2 6LG |
 X |  X |  |  |
RIO TINTO AMERICA HOLDINGS INC 100 QUENTIN ROOSEVELT BOULEVARD GARDEN CITY, NY 11530 |
 X |  X |  |  |
RTAH LLC P.O. BOX 3009 505 SOUTH GILLETTE AVENUE GILLETTE, WY 82717-3009 |
 X |  X |  |  |
RIO TINTO AMERICA INC 3595 S 8309 W MAGNA, UT 84044 |
 X |  X |  |  |
RIO TINTO ENERGY AMERICA INC 505 SOUTH GILLETTE AVENUE GILLETTE, WY 82717-3009 |
 X |  X |  |  |
KENNECOTT MANAGEMENT SERVICES CO P.O. BOX 3009 505 SOUTH GILLETTE AVENUE GILLETTE, WY 82717-3009 |
 X |  X |  |  |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO PLC | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO EUROPEAN HOLDINGS LIMITED | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO WESTERN HOLDINGS LIMITED | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO AMERICA HOLDINGS INC. | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RTAH LLC | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO AMERICA INC. | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, RIO TINTO ENERGY AMERICA INC. | 11/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jim Berson, Attorney-in-Fact, KENNECOTT MANAGEMENT SERVICES COMPANY | 11/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | For text of Footnote 1, see Exhibit 99.1. |
(2) | For text of Footnote 2, see Exhibit 99.1. |
 Remarks: Preston Chiaro serves on the board of directors of the Issuer and is the Group Executive, Technology & Innovation, of Rio  Tinto.  As a result, the Reporting Owners may be deemed directors of the Issuer by deputization. Exhibit List Exhibit 24 - Powers of Attorney Exhibit 99.1 - Text of Footnote 1 and Footnote 2. |