Neuberger Berman Intermediate Municipal Closed-End Funds   Neuberger Berman California Intermediate Municipal Fund Inc. Neuberger Berman Intermediate Municipal Fund Inc. Neuberger Berman New York Intermediate Municipal Fund Inc.
				Semi-Annual Report April 30, 2015

				Contents
				President’s Letter	1
				PORTFOLIO COMMENTARIES	2
				SCHEDULE OF INVESTMENTS
				California Intermediate Municipal Fund Inc.	6
				Intermediate Municipal Fund Inc.	10
				New York Intermediate Municipal Fund Inc.	18
				FINANCIAL STATEMENTS	28
				FINANCIAL HIGHLIGHTS/PER SHARE DATA
				California Intermediate Municipal Fund Inc.	39
				Intermediate Municipal Fund Inc.	40
				New York Intermediate Municipal Fund Inc.	41
				Distribution Reinvestment Plan for each Fund	44
				Directory	47
				Proxy Voting Policies and Procedures	48
				Quarterly Portfolio Schedule	48
				Privacy Notice	Located after the Funds’ Report

The “Neuberger Berman” name and logo are registered service marks of Neuberger Berman Group LLC. “Neuberger Berman Management LLC” and the individual Fund names in this piece are either service marks or registered service marks of Neuberger Berman Management LLC. ©2015 Neuberger Berman Management LLC. All rights reserved.

President’s Letter

Dear Stockholder,

I am pleased to present this semi-annual report for the Neuberger Berman Intermediate Municipal Closed-End Funds for the six months ended April 30, 2015. The report includes portfolio commentaries, listings of the Funds’ investments and their unaudited financial statements for the reporting period.

Each Fund’s investment objective is to provide a high level of current income exempt from regular federal income tax and, for each state-specific Fund, a high level of current income exempt from that state’s personal income taxes (and, in the case of the New York Fund, New York City personal income tax).

We maintain a conservative investment philosophy and disciplined investment process in an effort to provide you with superior tax-exempt current income over the long term with less volatility and risk.

On March 16, 2015, Neuberger Berman New York Intermediate Municipal Fund Inc. announced a decrease in its monthly distribution rate to $0.057 per share of common stock from the prior monthly distribution rate of $0.065 per share. The change was reflected in the Fund’s April 15, 2015 distribution. The decrease in distribution rate is the result of numerous factors, including a general decline in yields available in the New York municipal market and the impact this has had on the Fund’s level of earnings.

Thank you for your confidence in the Funds. We will continue to do our best to earn your trust in the years to come.

Sincerely,

Robert Conti
President and CEO
Neuberger Berman California Intermediate Municipal Fund Inc.
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.

1

For the six months ended April 30, 2015, on a net asset value (NAV) basis, all three of the Neuberger Berman Intermediate Municipal Closed-End Funds posted positive returns and outperformed their benchmark, the Barclays 10-Year Municipal Bond Index. California Intermediate Municipal Fund Inc., Intermediate Municipal Fund Inc. and New York Intermediate Municipal Fund Inc. posted 2.18%, 2.61% and 1.90% total returns for the period, respectively, whereas the benchmark generated a 1.29% return. (Fund performance on a market basis is provided in the table immediately following this letter.) The use of leverage (typically a performance enhancer in up markets and a detractor during market retreats) contributed to the performance of each Fund given the positive return delivered by the municipal market during the reporting period.

During the reporting period, the municipal bond market was supported by overall improving fundamentals and low defaults. While new municipal security supply sharply increased during the period, this was generally well absorbed by investor demand. Still, the increase in supply was a key reason why municipal securities lagged equal-duration Treasuries during the period.

Given the steepness of the municipal yield curve and our aim to generate incremental income, we maintained long durations for the Funds during the reporting period. While we allowed the Funds’ durations to drift shorter during the period, the leverage-adjusted duration remained longer than the index. This contributed to performance. In terms of the Funds’ yield curve positioning, we maintained a barbell approach (investing in shorter and longer maturities). In contrast, the Fund’s benchmark is concentrated in the eight- to 12-year portion of the curve. Yield curve positioning did not meaningfully impact performance.

The Funds maintained a lower quality bias than that of the benchmark in an attempt to generate additional yield. This was additive for results given the outperformance of lower-quality bonds during the reporting period. From a sector perspective, an underweight to hospitals detracted from results as it was the best performing sector within the index. Security selection had a mixed impact on performance during the reporting period.

We maintain our positive outlook for the municipal bond market. We believe the U.S. economy will gain some traction as the year progresses, which should lead to generally improving fundamentals. While we think that new issuance in the municipal market will be higher in 2015 versus last year, we anticipate it could be absorbed by solid investor demand for municipal securities. We also do not anticipate a dramatic increase in yields given what we believe to be continued slack in the global economy and modest inflation, in addition to the U.S. Federal Reserve’s assurances that it is in no hurry to raise interest rates. Against this backdrop, we currently plan to maintain the Funds’ barbelled yield curve structure.

Sincerely,

James L. Iselin and S. Blake Miller
Portfolio Co-Managers

The portfolio composition, industries and holdings of each Fund are subject to change.

The opinions expressed are those of the Funds’ portfolio managers. The opinions are as of the date of this report and are subject to change without notice.

The value of securities owned by the Funds, as well as the market value of shares of a Fund’s common stock, may decline in response to certain events, including those directly involving the issuers whose securities are owned by the Funds; conditions affecting the general economy; overall market changes; local, regional, national or global political, social or economic instability; regulatory or legislative developments; price and interest rate fluctuations, including those resulting from changes in central bank policies; and changes in investor sentiment.

2

3

Endnotes

1	A portion of each Fund’s income may be a tax preference item for purposes of the federal alternative minimum tax for certain shareholders.
2	Returns based on the NAV of each Fund.
3	Returns based on the market price of shares of each Fund’s common stock on the NYSE MKT.
4	Please see “Description of Index” on page 5 for a description of the index.

For more complete information on any of the Neuberger Berman Intermediate Municipal Closed-End Funds, call Neuberger Berman Management LLC at (800) 877-9700, or visit our website at www.nb.com.

4

Description of Index

Barclays 10-Year Municipal Bond Index:

The index is the 10-year (8-12 years to maturity) component of the Barclays Municipal Bond Index. The Barclays Municipal Bond Index measures the investment grade, U.S. dollar-denominated, long-term, tax-exempt bond market and has four main sectors: state and local general obligation bonds, revenue bonds, insured bonds and prerefunded bonds.

Please note that the index does not take into account any fees and expenses or any tax consequences of investing in individual securities that it tracks and that individuals cannot invest directly in any index. Data about the performance of this index are prepared or obtained by Management and include reinvestment of all income dividends and other distributions, if any. The Funds may invest in securities not included in the above described index and generally do not invest in all securities included in the index.

5

Schedule of Investments California Intermediate Municipal Fund Inc. (Unaudited) 4/30/15

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
Municipal Notes (167.1%)
California (142.1%)
$	1,000		Bay Area Toll Au. Toll Bridge Rev., Ser. 2013-S-4, 5.00%, due 4/1/27		$	1,167
	1,500		Bay Area Toll Au. Toll Bridge Rev. (San Francisco Bay Area), Ser. 2012, 5.00%, due 4/1/21			1,792
	500		California Ed. Fac. Au. Rev. (Scripps College), Ser. 2007, (National Public Finance Guarantee Corp.			511	ß
			Insured), 5.00%, due 11/1/15
	2,000		California HFA Home Mtge. Rev., Ser. 2006-E, (FGIC Insured), 4.88%, due 2/1/17			2,036
	1,000		California HFA Home Mtge. Rev., Ser. 2006-E, (FGIC Insured), 4.95%, due 8/1/26			1,011
	230		California HFA Home Mtge. Rev., Ser. 2007-E, 5.00%, due 2/1/42			235
	1,500		California Hlth. Facs. Fin. Au. Rev. (Cedars-Sinai Med. Ctr.), Ser. 2005, 5.00%, due 11/15/21			1,536	ß
	1,000		California Hlth. Facs. Fin. Au. Rev. (Children’s Hosp. Los Angeles), Ser. 2012-A, 5.00%, due 11/15/26			1,126	ß
	500		California Infrastructure & Econ. Dev. Bank Rev. (Los Angeles Co. Museum of Natural History			500	µß
			Foundation), Ser. 2008-B, (LOC: Wells Fargo Bank N.A.), 0.11%, due 9/1/37
	1,000		California Infrastructure & Econ. Dev. Bank St. Sch. Fund Lease Rev. (King City Joint Union High Sch.			1,147
			Dist. Fin.), Ser. 2010, 5.13%, due 8/15/24
	1,000		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014,			1,009	#ß
			5.63%, due 7/1/44
	500		California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.), Ser. 2014,			498	Ñß
			5.13%, due 7/1/29
	300		California Muni. Fin. Au. Ed. Rev. (American Heritage Ed. Foundation Proj.), Ser. 2006-A,			307	ß
			5.00%, due 6/1/16
	375		California Muni. Fin. Au. Rev. (Biola Univ.), Ser. 2013, 4.00%, due 10/1/25			403	ß
	410		California Muni. Fin. Au. Rev. (Biola Univ.), Ser. 2013, 4.00%, due 10/1/26			434	ß
	455		California Muni. Fin. Au. Rev. (Biola Univ.), Ser. 2013, 4.00%, due 10/1/27			477	ß
	1,040		California Muni. Fin. Au. Rev. (Loma Linda Univ.), Ser. 2007, 5.00%, due 4/1/21			1,119	ß
	600		California Muni. Fin. Au. Rev. (Southwestern Law Sch.), Ser. 2011, 6.00%, due 11/1/26			709	ß
	605		California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A,			636	ß
			4.00%, due 1/1/27
	630		California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A,			659	ß
			4.00%, due 1/1/28
	330		California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group), Ser. 2014-A,			331	ß
			4.00%, due 1/1/29
	400		California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.), Ser. 2015-A,			433	ñß
			5.00%, due 7/1/30
	450		California Sch. Fac. Fin. Au. Rev. (KIPP LA Proj.), Ser. 2014-A, 4.13%, due 7/1/24			473	ß
	555		California St. Dept. of Wtr. Res. Ctr. Valley Proj. Rev. (Wtr. Sys.), Ser. 2012-AN, 5.00%, due 12/1/21			672
	2,000		California St. Dept. of Wtr. Res. Supply Rev., Ser. 2010-L, 5.00%, due 5/1/22			2,336
	20		California St. G.O., Ser. 2002, 5.00%, due 10/1/17			20
	1,500		California St. G.O., Ser. 2012, 5.00%, due 2/1/27			1,743
	2,000		California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/27			2,241	ñß
	1,095		California St. Pub. Works Board Lease Rev. (California Comm. Colleges), Ser. 2004-B,			1,099
			5.50%, due 6/1/20
	1,000		California St. Pub. Works Board Lease Rev. (Dept. of Gen. Svc.) (Cap. East End ), Ser. 2002-A,			1,004
			(AMBAC Insured), 5.25%, due 12/1/16
	600		California St. Sch. Fin. Au. Ed. Facs. Rev. (Partnerships Uplifts Comm. Valley Proj.), Ser. 2014-A,			662	ß
			5.35%, due 8/1/24
	1,000		California St. Var. Purp. G.O., Ser. 2012, 4.00%, due 9/1/21			1,138
	120		California Statewide CDA Cert. of Participation Rev. (The Internext Group), Ser. 1999,			120	ß
			5.38%, due 4/1/17
	1,000		California Statewide CDA Hlth. Fac. Rev. (Adventist Hlth.), Ser. 2005-A, 5.00%, due 3/1/20			1,002	ß
	995		California Statewide CDA Rev. (California Baptist Univ.), Ser. 2007-A, 5.30%, due 11/1/18			1,060	ß
	720		California Statewide CDA Rev. (Henry Mayo Newhall Mem. Hosp.), Ser. 2014-A, (AGM Insured),			831	ß
			5.00%, due 10/1/26
	610		California Statewide CDA Rev. (Lancer Ed. Std. Hsg. Proj.), Ser. 2007, 5.40%, due 6/1/17			629	ß
	700		California Statewide CDA Rev. (Redwoods Proj.), Ser. 2013, 5.00%, due 11/15/28			808	ß
	1,255		California Statewide CDA Rev. (Sr. Living So. California Presbyterian Homes), Ser. 2009,			1,385	ñß
			6.25%, due 11/15/19
	1,500		California Statewide CDA Rev. (St. Joseph Hlth. Sys.), Ser. 2000, (National Public Finance Guarantee			1,675	ß
			Corp. Insured), 5.13%, due 7/1/24

See Notes to Schedule of Investments

6

Schedule of Investments California Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	195		California Statewide CDA Rev. (Valley Care Hlth. Sys.), Ser. 2007-A, 4.80%, due 7/15/17		$	198	ß
	350		Corona Norco Unified Sch. Dist. Pub. Fin. Au. Sr. Lien Rev., Ser. 2013-A, 5.00%, due 9/1/26			398
	560		Corona Norco Unified Sch. Dist. Pub. Fin. Au. Sr. Lien Rev., Ser. 2013-A, 5.00%, due 9/1/27			634
	1,365		Daly City Hsg. Dev. Fin. Agcy. Rev. Ref. (Franciscan Mobile Home Park), Ser. 2007-A,			1,494	ß
			5.00%, due 12/15/21
	2,000		Davis Joint Unified Sch. Dist. Cert. of Participation (Yolo Co.), Ser. 2014, (BAM Insured),			2,248
			4.00%, due 8/1/24
	1,250		Emeryville Redev. Agcy. Successor Agcy. Tax Allocation Ref. Rev., Ser. 2014-A, (AGM Insured),			1,507
			5.00%, due 9/1/25
	1,000		Fresno Unified Sch. Dist. Ref. G.O., Ser. 2002-A, (National Public Finance Guarantee Corp. Insured),			1,091
			6.00%, due 2/1/17
	2,000		Glendale Redev. Agcy. Tax Allocation Rev. (Central Glendale Redev. Proj.), Ser. 2010,			2,075
			5.50%, due 12/1/24
	1,000		Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A, (AGM Insured),			1,212	h
			0.00%, due 8/1/40
	1,000		Inglewood Pub. Fin. Au. Ref. Rev., Ser. 2012, 5.00%, due 8/1/18			1,098
	1,000		Inglewood Unified Sch. Dist. Facs. Fin. Au. Rev., Ser. 2007, (AGM Insured), 5.25%, due 10/15/26			1,186
	150		Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2), Ser. 2013, 4.00%, due 9/1/23			158
	300		Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2), Ser. 2013, 4.00%, due 9/1/24			316
	450		Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2), Ser. 2013, 4.00%, due 9/1/25			466
	645		Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2), Ser. 2013, 3.50%, due 9/1/26			650
	690		Irvine Spec. Tax (Comm. Facs. Dist. Number 2005-2), Ser. 2013, 3.63%, due 9/1/27			693
	3,100		Irvine Unified Sch. Dist. Spec. Tax (Comm. Facs. Dist. Number 9), Ser. 2014-A, (LOC: U.S Bank),			3,100	µ
			0.12%, due 9/1/53
	680		Jurupa Pub. Fin. Auth. Spec. Tax Rev., Ser. 2014-A, 5.00%, due 9/1/24			802
	315		La Verne Cert. of Participation (Brethren Hillcrest Homes), Ser. 2014, 5.00%, due 5/15/26			353	ß
	500		La Verne Cert. of Participation (Brethren Hillcrest Homes), Ser. 2014, 5.00%, due 5/15/29			552	ß
	1,105		Lodi Pub. Fin. Au. Lease Rev., Ser. 2012, 5.25%, due 10/1/26			1,283
	720		Long Beach Fin. Au. Rev., Ser. 1992, (AMBAC Insured), 6.00%, due 11/1/17			740
	3,900		Los Angeles Co. Metro. Trans. Au. Sales Tax Prop. A First Tier Sr. Rev., Ser. 2012-A,			4,715
			5.00%, due 7/1/21
	2,000		Los Angeles Muni. Imp. Corp. Lease Ref. Rev. (Real Property), Ser. 2012-C, 5.00%, due 3/1/27			2,278
	500		Los Angeles Reg. Arpt. Imp. Corp. Lease Rev. (Laxfuel Corp.), Ser. 2012, 4.50%, due 1/1/27			529	ß
	1,070		Mill Valley Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-A, 0.00%, due 8/1/19			920
	1,000		Mountain House Pub. Fin. Au. Utils. Sys. Rev., Ser. 2007, 5.00%, due 12/1/22			1,103
	1,385		Ohlone Comm. College Dist. G.O. (Election 2010), Ser. 2014-B, 0.00%, due 8/1/29			759
	1,490		Oxnard Harbor Dist. Rev., Ser. 2011-B, 4.50%, due 8/1/24			1,529
	1,500		Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25			1,688
	1,000		Rancho Cucamonga Redev. Agcy. Successor Agcy. Tax Allocation Rev. (Rancho Redev. Proj.), Ser.			1,184
			2014, (AGM Insured), 5.00%, due 9/1/27
	495		Riverside Co. Comm. Facs. Dist. Spec. Tax Rev. (Scott Road), Ser. 2013, 4.00%, due 9/1/21			495
	600		Riverside Co. Comm. Facs. Dist. Spec. Tax Rev. (Scott Road), Ser. 2013, 5.00%, due 9/1/25			640
	1,320		Riverside Co. Trans. Commission Toll Rev. Sr. Lien (Cap. Appreciation), Ser. 2013-B,			1,050
			0.00%, due 6/1/22
	1,500		Riverside Co. Trans. Commission Toll Rev. Sr. Lien (Cap. Appreciation), Ser. 2013-B,			1,135
			0.00%, due 6/1/23
	360		Roseville Stone Point Comm. Fac. Dist. Number 1 Special Tax Rev., Ser. 2003, 5.70%, due 9/1/17			361
	1,000		Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.), Ser. 2006-E, (AMBAC Insured),			1,209
			5.25%, due 12/1/24
	400		Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.), Ser. 2006-E, (AMBAC Insured),			481
			5.25%, due 12/1/26
	2,600		Sacramento Muni. Utils. Dist. Elec. Rev., Ser. 1997-K, (AMBAC Insured), 5.70%, due 7/1/17			2,881
	1,350		San Bernardino Comm. College Dist. G.O. (Election 2002), Ser. 2008-A, 6.25%, due 8/1/24			1,580
			Pre-Refunded 8/1/18
	400		San Diego Pub. Facs. Fin. Au. Lease Rev. (Ballpark), Ser. 2007-A, (AMBAC Insured),			431
			5.25%, due 2/15/19
	830		San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 4.80%, due 9/1/15			832
	820		San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 4.90%, due 9/1/16			822
	750		San Francisco City & Co. Arpts. Commission Int’l Ref. Rev., Ser. 2009-D2, 3.00%, due 5/1/21			802
	1,000		San Francisco City & Co. Arpts. Commission Int’l Ref. Rev., Ser. 2009-C2, 5.00%, due 5/1/21			1,147

See Notes to Schedule of Investments

7

Schedule of Investments California Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	2,115		San Francisco City & Co. Redev. Fin. Au. Tax Allocation (San Francisco Redev. Proj.), Ser. 2003-B,		$	2,117
			(National Public Finance Guarantee Corp. Insured), 5.25%, due 8/1/18
	2,000		San Francisco City & Co. Unified Sch. Dist. Ref. Rev., Ser. 2012, 4.00%, due 6/15/25			2,197
	780		San Jose Multi-Family Hsg. Rev. (Fallen Leaves Apts. Proj.), Ser. 2002-J1, (AMBAC Insured),			783	ß
			4.95%, due 12/1/22
	1,060		San Jose Redev. Agcy. Tax Allocation Ref. (Merged Area Redev. Proj.), Ser. 2006-D, (AMBAC Insured),			1,140
			5.00%, due 8/1/21
	1,000		San Juan Unified Sch. Dist. G.O., Ser. 2012-C, 4.00%, due 8/1/22			1,130
	1,070		San Juan Unified Sch. Dist. G.O., Ser. 2012-C, 4.00%, due 8/1/25			1,163
	1,000		San Mateo Union High Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A,			676
			0.00%, due 9/1/25
	1,000		San Rafael City High Sch. Dist. G.O. Cap. Appreciation (Election 2002), Ser. 2004-B, (National Public			959
			Finance Guarantee Corp. Insured), 0.00%, due 8/1/18
	1,390		San Rafael Redev. Agcy. Tax Allocation Ref. (Central San Rafael Redev. Proj.), Ser. 2009, (Assured			1,614
			Guaranty Insured), 5.00%, due 12/1/21
	310		Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.), Ser. 2013, (BAM			312
			Insured), 3.25%, due 6/1/25
	575		Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.), Ser. 2013, (BAM			582
			Insured), 3.50%, due 6/1/26
	325		Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.), Ser. 2013, (BAM			327
			Insured), 3.50%, due 6/1/27
	270		Santa Maria Bonita Sch. Dist. Cert. of Participation (New Sch. Construction Proj.), Ser. 2013, (BAM			264
			Insured), 3.50%, due 6/1/28
	1,000		Santa Monica-Malibu Unified Sch. Dist. Ref. G.O., Ser. 2013, 3.00%, due 8/1/27			991
	1,000		Successor Agcy. to the Monrovia Redev. Agcy. Tax Allocation Rev. (Cent. Redev. Proj.), Ser. 2013,			1,092
			5.00%, due 8/1/26
	1,500		Sulphur Springs Union Sch. Dist. Cert. of Participation (Cap. Appreciation), Ser. 2010, (AGM Insured),			1,738	c
			0.00%, due 12/1/37
	1,250		Sunnyvale Sch. Dist. G.O. (Election 2004), Ser. 2005-A, (AGM Insured), 5.00%, due 9/1/21			1,269
	2,000		Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured), 5.00%, due 9/1/25			2,331
	2,000		Twin Rivers Unified Sch. Dist. Cert. of Participation (Sch. Fac. Bridge Funding Prog.), Ser. 2007, (AGM			2,000	µ
			Insured), 3.20%, due 6/1/27 Putable 6/1/20
	2,000		Vernon Elec. Sys. Rev., Ser. 2009-A, 5.13%, due 8/1/21			2,209
	3,000		Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C,			3,151	i
			0.00%, due 8/1/37
	1,500		Vista Unified Sch. Dist. G.O., Ser. 2012, 5.00%, due 8/1/21			1,796
	3,500		William S.Hart Union High Sch. Dist. G.O. Cap. Appreciation (Election 2001), Ser. 2005-B, (AGM			2,387
			Insured), 0.00%, due 9/1/26
	2,250		Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured),			1,513	j
			0.00%, due 8/1/36
						121,540
Florida (1.3%)
	500		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1,			505	#ß
			6.88%, due 5/15/21
	525		Lakeland Ed. Facs. Rev. (Florida So. College Proj.), Ser. 2012-A, 5.00%, due 9/1/24			593	ß
						1,098
Guam(3.3%)
	1,110		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.25%, due 11/1/18			1,243
	465		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16			469
			Pre-Refunded 7/1/15
	1,000		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25			1,112
						2,824

See Notes to Schedule of Investments

8

Schedule of Investments California Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
Illinois (2.0%)
$	315		Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17		$	322
	500		Illinois Fin. Au. Rev. (Navistar Int’l Rec Zone Fac.), Ser. 2010, 6.50%, due 10/15/40			540	ß
	750		Illinois St. G.O., Ser. 2013, 5.00%, due 7/1/23			842
						1,704
Louisiana (0.7%)
	500		Louisiana Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A,			577	ß
			7.63%, due 12/15/28
Nevada (1.3%)
	1,000		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23			1,145
New Jersey (1.0%)
	750		New Jersey St. Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/23			817	ß
North Carolina (0.9%)
	750		North Carolina Med. Care Commission Hlth. Care Fac. First Mtge. Rev. (Lutheran Svcs. for Aging,			773	ß
			Inc.), Ser. 2012-A, 4.25%, due 3/1/24
Pennsylvania (2.5%)
	2,000		Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2,			2,153	b
			0.00%, due 12/1/34
Puerto Rico (8.8%)
	2,000		Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee			2,122
			Corp. Insured), 5.50%, due 7/1/20
	400		Puerto Rico Ind., Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Int’l American Univ. Proj.), Ser. 2012,			417	ß
			5.00%, due 10/1/21
	1,000		Puerto Rico Ind., Tourist, Ed., Med. & Env. Ctrl. Fac. Rev. (Polytechnic Univ. of Puerto Rico Proj.), Ser.			1,000	ß
			2002-A, (ACA Insured), 5.25%, due 8/1/15
	3,000		Puerto Rico Muni. Fin. Agcy. Rev., Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/17			3,015
	1,000		Puerto Rico Muni. Fin. Agcy. Rev., Ser. 2002-A, (AGM Insured), 5.25%, due 8/1/21			1,005
						7,559
Tennessee (0.7%)
	500		Tennessee St. Energy Acquisition Corp. Gas Rev. (Goldman Sachs Group, Inc.), Ser. 2006-A,			588
			5.25%, due 9/1/23
Texas (2.2%)
	1,750		Love Field Arpt. Modernization Corp. Spec. Fac. Rev. (Southwest Airlines Co. Proj.), Ser. 2010,			1,909	ß
			5.25%, due 11/1/40
Virgin Islands (0.3%)
	250		Virgin Islands Pub. Fin. Au. Rev., Ser. 2014-A, 5.00%, due 10/1/24			281
	Total Investments (167.1%) (Cost $133,680)					142,968	##
	Cash, receivables and other assets, less liabilities (1.9%)					1,597
	Liquidation Value of Variable Rate Municipal Term Preferred Shares [(69.0%)]					(59,000	)
	Total Net Assets Applicable to Common Stockholders (100.0%)				$	85,565

See Notes to Schedule of Investments

9

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) 4/30/15

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
Municipal Notes (157.1%)
Alabama (0.7%)
$	1,900		Selma IDB Rev. (Int’l Paper Co. Proj.), Ser. 2011-A, 5.38%, due 12/1/35		$	2,160	ß
Arizona (7.6%)
	5,000		Arizona Sch. Fac. Board Cert. of Participation, Ser. 2008, (Assured Guaranty Insured),			5,606
			5.13%, due 9/1/21
	5,870		Mohave Co. Ind. Dev. Au. Correctional Fac. Contract Rev. (Mohave Prison LLC Expansion Proj.),			6,690	ß
			Ser. 2008, 7.50%, due 5/1/19
	3,500		Phoenix Ind. Dev. Au. Ed. Rev. (Great Hearts Academies Proj.), Ser. 2014, 3.75%, due 7/1/24			3,532	ñß
	1,500		Phoenix Ind. Dev. Au. Solid Waste Disp. Rev. (Vieste Spec. LLC), Ser. 2013-A, 4.38%, due 4/1/28			1,427	ß
	400		Phoenix-Mesa Gateway Arpt. Au. Spec. Fac. Rev. (Mesa Proj.), Ser. 2012, 5.00%, due 7/1/24			456
	1,715		Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/18			1,721
	1,075		Pinal Co. Cert. of Participation, Ser. 2004, 5.25%, due 12/1/22			1,079
	2,325		Verrado Comm. Fac. Dist. Number 1 G.O., Ser. 2006, 5.05%, due 7/15/18			2,399
						22,910
California (29.8%)
	345		California HFA Rev. (Home Mtge.), Ser. 2007-E, 5.00%, due 2/1/42			353
	1,755		California HFA Rev. (Home Mtge.), Ser. 2006-E, (FGIC Insured), 4.95%, due 8/1/26			1,773
	2,250		California Hlth. Facs. Fin. Au. Rev. (Cedars-Sinai Med. Ctr.), Ser. 2009, 5.00%, due 8/15/39			2,514	ß
	1,000		California Hlth. Facs. Fin. Au. Rev. (Children’s Hosp. Los Angeles), Ser. 2012-A, 5.00%, due 11/15/26			1,126	ß
	1,725		California Infrastructure & Econ. Dev. Bank St. Sch. Fund Rev. (King City Joint Union High Sch.),			1,978
			Ser. 2010, 5.13%, due 8/15/24
	805		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.),			821	#ß
			Ser. 2014, 5.00%, due 7/1/24
	630		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.),			637	#ß
			Ser. 2014, 5.13%, due 7/1/29
	1,265		California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.),			1,273	Ñß
			Ser. 2014, 5.00%, due 7/1/24
	430		California Muni. Fin. Au. Charter Sch. Lease Rev. (Vista Charter Middle Sch. Proj.),			428	Ñß
			Ser. 2014, 5.13%, due 7/1/29
	585		California Muni. Fin. Au. Rev. (Touro College & Univ. Sys. Obligated Group),			617	ß
			Ser. 2014-A, 4.00%, due 1/1/26
	1,300		California Sch. Fac. Fin. Au. Rev. (Alliance College - Ready Pub. Sch. Proj.),			1,409	ñß
			Ser. 2015-A, 5.00%, due 7/1/30
	1,685		California St. G.O., Ser. 2007, (XLCA Insured), 4.50%, due 8/1/27			1,787
	1,220		California St. G.O. Ref., Ser. 2005, 5.00%, due 3/1/19			1,224
	5,000		California St. Poll. Ctrl. Fin. Au. Wtr. Furnishing Rev., Ser. 2012, 5.00%, due 7/1/27			5,602	ñß
	1,500		California St. Pub. Works Board Lease Rev. (Dept. of Gen. Svcs. Cap East End), Ser. 2002-A,			1,505
			(AMBAC Insured), 5.25%, due 12/1/17
	4,000		California St. Var. Purp. G.O., Ser. 2009, 5.63%, due 4/1/25			4,670
	840		California Statewide CDA Rev. (California Baptist Univ. Proj.), Ser. 2007-A, 5.30%, due 11/1/18			895	ß
	2,000		Emery Unified Sch. Dist. G.O. (Election 2010), Ser. 2011-A, 6.50%, due 8/1/33			2,511
	2,000		Imperial Comm. College Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-A, (AGM Insured),			2,425	h
			0.00%, due 8/1/40
	1,950		Inglewood Pub. Fin. Au. Ref. Rev. (Lease), Ser. 2012, 5.00%, due 8/1/17			2,101
	1,115		Inglewood Pub. Fin. Au. Ref. Rev. (Lease), Ser. 2012, 5.00%, due 8/1/18			1,224
	590		La Verne Cert. of Participation Ref. (Brethren Hillcrest Homes), Ser. 2014, 5.00%, due 5/15/29			652	ß
	3,620		Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation, Ser. 2005-B, (AGM Insured),			2,673
			0.00%, due 8/1/24
	5,750		Norwalk-La Mirada Unified Sch. Dist. G.O. Cap. Appreciation (Election 2002), Ser. 2009-E,			5,279	d
			(Assured Guaranty Insured), 0.00%, due 8/1/29
	5,000		Redondo Beach Unified Sch. Dist. G.O., Ser. 2009, 0.00%, due 8/1/34			5,536	e
	2,060		Rocklin Unified Sch. Dist. G.O. Cap. Appreciation, Ser. 1994-B, (National Public Finance Guarantee			1,741
			Corp. Insured), 0.00%, due 8/1/19

See Notes to Schedule of Investments

10

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	4,000		Sacramento City Fin. Au. Ref. Rev. (Master Lease Prog. Facs.), Ser. 2006-E, (AMBAC Insured),		$	4,813
			5.25%, due 12/1/26
	2,000		San Bernardino Comm. College Dist. G.O. Cap. Appreciation (Election), Ser. 2009-B,			1,921	f
			0.00%, due 8/1/34
	740		San Diego Redev. Agcy. Sub. Parking Rev. (Centre City Redev. Proj.), Ser. 2003-B, 5.00%, due 9/1/17			742
	2,000		San Francisco City & Co. Arpt. Commission Int’l Arpt. Ref. Rev., Ser. 2009-C2, 5.00%, due 5/1/25			2,279
	6,000		San Mateo Foster City Sch. Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2010-A,			5,009	g
			0.00%, due 8/1/32
	1,540		Successor Agcy. to the Monrovia Redev. Agcy. Tax Allocation Rev. (Cent. Redev. Proj.), Ser. 2013,			1,682
			5.00%, due 8/1/26
	2,040		Sweetwater Union High Sch. Dist. Pub. Fin. Au. Rev., Ser. 2013, (BAM Insured), 5.00%, due 9/1/25			2,378
	3,000		Vernon Elec. Sys. Rev., Ser. 2009-A, 5.13%, due 8/1/21			3,313
	9,070		Victor Valley Comm. College Dist. G.O. Cap. Appreciation (Election 2008), Ser. 2009-C,			9,526	i
			0.00%, due 8/1/37
	5,095		Victor Valley Joint Union High Sch. Dist. G.O. Cap. Appreciation Bonds, Ser. 2009,			3,423
			(Assured Guaranty Insured), 0.00%, due 8/1/26
	3,000		Wiseburn Sch. Dist. G.O. Cap. Appreciation (Election 2010), Ser. 2011-B, (AGM Insured),			2,017	j
			0.00%, due 8/1/36
						89,857
Colorado (4.1%)
	660		Colorado Ed. & Cultural Facs. Au. Rev. (Charter Sch.- Atlas Preparatory Sch. Proj.), Ser. 2015,			651	ß
			4.50%, due 4/1/25
	1,000		Colorado Ed. & Cultural Facs. Au. Rev. (Charter Sch.- Atlas Preparatory Sch. Proj.), Ser. 2015,			976	ß
			5.13%, due 4/1/35
	540		Colorado Ed. & Cultural Facs. Au. Rev. Ref., Ser. 2014, 4.00%, due 11/1/24			542	Ñß
	750		Colorado Ed. & Cultural Facs. Au. Rev. Ref., Ser. 2014, 4.50%, due 11/1/29			750	Ñß
	535		Colorado Ed. & Cultural Facs. Au. Rev. Ref. & Imp. (Charter Sch.- Univ. Lab Bldg. Corp.), Ser. 2015,			534	ñß
			4.00%, due 12/15/25
	560		Colorado Ed. & Cultural Facs. Au. Rev. Ref. & Imp. (Charter Sch.- Univ. Lab Bldg. Corp.), Ser. 2015,			584	ñß
			5.00%, due 12/15/28
	5,000		Denver City & Co. Arpt. Sys. Rev., Ser. 2011-B, 5.00%, due 11/15/24			5,678
	2,550		Plaza Metro. Dist. Number 1 Tax Allocation Rev., Ser. 2013, 4.00%, due 12/1/23			2,607
						12,322
Connecticut (0.5%)
	650		Hamden G.O., Ser. 2013, (AGM Insured), 3.00%, due 8/15/24			647
	750		Hamden G.O., Ser. 2013, (AGM Insured), 3.13%, due 8/15/25			750
						1,397
District of Columbia (2.8%)
	1,615		Dist. of Columbia HFA Rev. (Capitol Hill Towers Proj.), Ser. 2011, (Fannie Mae Insured),			1,731	ß
			4.10%, due 12/1/26
	3,035		Dist. of Columbia Rev. (Friendship Pub. Charter Sch.), Ser. 2012, 3.55%, due 6/1/22			3,143	ß
	1,000		Metro. Washington Dist. of Columbia Arpt. Au. Sys. Rev., Ser. 2008-A, 5.50%, due 10/1/18			1,138
	2,000		Metro. Washington Dist. of Columbia Arpt. Au. Sys. Rev., Ser. 2011-C, 5.00%, due 10/1/26			2,297
						8,309
Florida (5.4%)
	1,000		Cityplace Comm. Dev. Dist. Spec. Assessment Rev. Ref., Ser. 2012, 5.00%, due 5/1/26			1,099
	1,000		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B-1,			1,011	#ß
			6.88%, due 5/15/21
	1,000		Florida Dev. Fin. Corp. Ed. Facs. Rev. (Renaissance Charter Sch., Inc.), Ser. 2012-A,			995	ß
			5.50%, due 6/15/22
	3,120		Florida Dev. Fin. Corp. Ed. Facs. Rev. (Renaissance Charter Sch., Inc.), Ser. 2013-A,			3,385	ß
			6.75%, due 12/15/27

See Notes to Schedule of Investments

11

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	1,750		Florida Dev. Fin. Corp. Ed. Facs. Rev. (Renaissance Charter Sch., Inc.), Ser. 2014-A,		$	1,765	ß
			5.75%, due 6/15/29
	1,000		Hillsborough Co. Ind. Dev. Au. IDR (Hlth. Facs.), Ser. 2008-B, 8.00%, due 8/15/32			1,285	ß
			Pre-Refunded 8/15/19
	1,135		Lakeland Ed. Facs. Rev. Ref. (Florida So. College Proj.), Ser. 2012-A, 5.00%, due 9/1/27			1,259	ß
	2,000		Lee Co. Arpt. Ref. Rev., Ser. 2011-A, 5.63%, due 10/1/25			2,332
	2,000		Martin Co. Ind. Dev. Au. Ref. Rev. (Indiantown Cogeneration Proj.), Ser. 2013, 4.20%, due 12/15/25			2,040	ß
	1,000		Village Comm. Dev. Dist. Number 11 Spec. Assessment Rev., Ser. 2014, 4.13%, due 5/1/29			1,004
						16,175
Guam (1.7%)
	1,220		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.75%, due 11/1/20			1,434
	650		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.75%, due 11/1/21			773
	2,630		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25			2,924
						5,131
Hawaii (2.6%)
	5,200		Hawaii St. Arpt. Sys. Ref. Rev., Ser. 2011, 4.13%, due 7/1/24			5,608
	2,000		Hawaii St. Dept. of Budget & Fin. Spec. Purp. Rev. (Hawaii Elec. Co., Inc. -Subsidiary), Ser. 2009,			2,317	ß
			6.50%, due 7/1/39
						7,925
Illinois (17.2%)
	1,870		Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17			1,913
	5,705		Berwyn G.O., Ser. 2013-A, 5.00%, due 12/1/27			6,580
	1,350		Cook Co. Sch. Dist. Number 83 G.O. (Mannheim), Ser. 2013-C, 5.45%, due 12/1/30			1,486
	1,960		Cook Co. Sch. Dist. Number 83 G.O. (Mannheim), Ser. 2013-C, 5.50%, due 12/1/31			2,155
	1,970		Cook Co. Township High Sch. Dist. Number 225 Northfield Township, Ser. 2008, 5.00%, due 12/1/25			2,201
	1,875		Illinois Fin. Au. Ref. Rev. (Roosevelt Univ. Proj.), Ser. 2009, 5.00%, due 4/1/16			1,917	ß
	4,000		Illinois Fin. Au. Ref. Rev. (Roosevelt Univ. Proj.), Ser. 2009, 5.75%, due 4/1/24			4,334	ß
	1,960		Illinois Fin. Au. Rev. (Navistar Int’l Rec. Zone Fac.), Ser. 2010, 6.50%, due 10/15/40			2,116	ß
	5,840		Illinois Fin. Au. Rev. (Provena Hlth.), Ser. 2010-A, 6.25%, due 5/1/22			6,921	ß
	1,670		Illinois Metro. Pier & Exposition Au. Dedicated St. Tax Ref. Rev., Ser. 1998-A, (FGIC Insured),			1,839
			5.50%, due 6/15/17 Pre-Refunded 6/15/17
	1,905		Illinois Sports Facs. Au. Cap. Appreciation Rev. (St. Tax Supported), Ser. 2001, (AMBAC Insured),			1,172
			0.00%, due 6/15/26
	3,900		Illinois St. G.O., Ser. 2012, 4.00%, due 8/1/25			3,907
	1,000		Illinois St. G.O., Ser. 2013, 5.00%, due 7/1/23			1,122
	1,930		Pingree Grove Village Rev. (Cambridge Lakes Learning Ctr. Proj.), Ser. 2011, 8.00%, due 6/1/26			2,144	ß
	945		So. Illinois Univ. Cert. of Participation (Cap. Imp. Proj.), Ser. 2014-A-1, (BAM Insured),			1,039
			5.00%, due 2/15/27
	1,375		So. Illinois Univ. Cert. of Participation (Cap. Imp. Proj.), Ser. 2014-A-1, (BAM Insured),			1,497
			5.00%, due 2/15/28
	715		So. Illinois Univ. Cert. of Participation (Cap. Imp. Proj.), Ser. 2014-A-1, (BAM Insured),			776
			5.00%, due 2/15/29
	2,725		Univ. of Illinois (Hlth. Svc. Facs. Sys.), Ser. 2013, 5.00%, due 10/1/27			3,031
	2,875		Univ. of Illinois (Hlth. Svc. Facs. Sys.), Ser. 2013, 5.75%, due 10/1/28			3,451
	1,850		Will Co. High Sch. Dist. Number 204 G.O. (Joliet Jr. College), Ser. 2011-A, 6.25%, due 1/1/31			2,257
						51,858
Indiana (5.1%)
	4,000		Indiana Bond Bank Rev. (Spec. Prog. Clark Mem. Hosp.), Ser. 2009-D, 5.50%, due 8/1/29			4,531	ß
	500		Indiana Fin. Au. Midwestern Disaster Relief Rev. (Ohio Valley Elec. Corp. Proj.), Ser. 2012-A,			536	ß
			5.00%, due 6/1/32
	500		Indiana Fin. Au. Rev. (I-69 Dev. Partners LLC), Ser. 2014, 5.25%, due 9/1/25			584	ß
	500		Indiana Fin. Au. Rev. (I-69 Dev. Partners LLC), Ser. 2014, 5.25%, due 9/1/26			578	ß

See Notes to Schedule of Investments

12

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	4,000		Indiana Hlth. & Ed. Fac. Fin. Au. Hosp. Ref. Rev. (Clarian Hlth. Oblig. Group), Ser. 2006-B,		$	4,139	ß
			5.00%, due 2/15/21
	3,055		Indiana Trans. Fin. Au. Hwy. Ref. Rev., Ser. 2004-B, (National Public Finance Guarantee Corp. Insured),			3,787
			5.75%, due 12/1/21
	1,000		Valparaiso Exempt Facs. Rev. (Pratt Paper LLC Proj.), Ser. 2013, 5.88%, due 1/1/24			1,153	ß
						15,308
Iowa (3.4%)
	1,000		Coralville Urban Renewal Rev., Tax Increment, Ser. 2007-C, 5.00%, due 6/1/15			1,001
	5,110		Iowa Fin. Au. Rev. (St. Revolving Fund Prog.), Ser. 2008, 5.50%, due 8/1/22 Pre-Refunded 8/1/18			5,839
	2,570		Iowa Std. Loan Liquidity Corp. Rev., Ser. 2011-A-1, 5.00%, due 12/1/21			2,766
	740		Iowa Std. Loan Liquidity Corp. Rev., Ser. 2011-A-1, 5.30%, due 12/1/23			795
						10,401
Louisiana (1.5%)
	1,500		Louisiana Local Gov’t Env. Fac. & Comm. (Westlake Chemical Corp.), Ser. 2010-A2,			1,800	ß
			6.50%, due 11/1/35
	775		Louisiana Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.),			894	ß
			Ser. 2013-A, 7.63%, due 12/15/28
	1,655		St. Charles Parish Gulf Zone Opportunity Rev. (Valero Energy Corp.), Ser. 2010, 4.00%,			1,776	µß
			due 12/1/40 Putable 6/1/22
						4,470
Maine (0.8%)
	2,400		Maine St. Fin. Au. Solid Waste Disp. Rev. (Casella Waste Sys., Inc.), Ser. 2005, 6.25%,			2,507	ñµß
			due 1/1/25 Putable 2/1/17
Maryland (0.8%)
	2,400		Prince Georges Co. Hsg. Au. Multi-Family Rev. (Bristol Pines Apts. Proj.), Ser. 2005,			2,465	µß
			(Fannie Mae Insured), 4.85%, due 12/15/38 Putable 12/15/23
Massachusetts (7.5%)
	200		Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.), Ser. 2014-F, 5.00%, due 7/15/24			219	ß
	415		Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.), Ser. 2014-F, 5.00%, due 7/15/25			448	ß
	200		Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.), Ser. 2014-F, 5.00%, due 7/15/26			214	ß
	190		Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.), Ser. 2014-F, 5.00%, due 7/15/27			202	ß
	150		Massachusetts St. Dev. Fin. Agcy. Rev. (Milford Reg. Med. Ctr.), Ser. 2014-F, 5.00%, due 7/15/28			158	ß
	3,080		Massachusetts St. Ed. Fin. Au. Rev., Ser. 2011-J, 5.00%, due 7/1/23			3,424
	4,335		Massachusetts St. Ed. Fin. Au. Rev., Ser. 2012-J, 4.70%, due 7/1/26			4,623
	4,730		Massachusetts St. Ed. Fin. Au. Rev., Ser. 2013-K, 4.50%, due 7/1/24			5,039
	5,000		Massachusetts St. HFA Hsg. Rev., Ser. 2010-C, 4.90%, due 12/1/25			5,347
	3,045		Massachusetts St. Wtr. Poll. Abatement Trust Rev. (MWRA Prog.), Ser. 2002-A, 5.25%, due 8/1/19			3,056
						22,730
Michigan (1.2%)
	1,000		Jackson College Dormitories Hsg. Rev., Ser. 2015, 6.50%, due 5/1/35			1,006
	500		Jackson College Dormitories Hsg. Rev., Ser. 2015, 6.75%, due 5/1/46			503
	2,000		Summit Academy North Pub. Sch. Academy Ref. Rev., Ser. 2005, 5.25%, due 11/1/20			2,007
	150		Summit Academy Pub. Sch. Academy Ref. Rev., Ser. 2005, 6.00%, due 11/1/15			151
						3,667
Minnesota (1.5%)
	2,000		Maple Grove Hlth. Care Sys. Rev. (Maple Grove Hosp. Corp.), Ser. 2007, 5.00%, due 5/1/17			2,146	ß
	2,250		Minneapolis & St. Paul Hsg. & Redev. Au. Hlth. Care Sys. (Children’s Hlth. Care Facs.), Ser. 2010-A1,			2,497	ß
			(AGM Insured), 4.50%, due 8/15/24
						4,643

See Notes to Schedule of Investments

13

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
Mississippi (1.3%)
$	3,665		Mississippi Bus. Fin. Corp. Gulf Opportunity Zone Rev., Ser. 2009-A, 4.70%, due 5/1/24		$	4,066	ß
Missouri (2.0%)
	390		Missouri St. Env. Imp. & Energy Res. Au. Wtr. PCR (Unrefunded Bal. Drinking Wtr.), Ser. 2002-B,			392
			5.50%, due 7/1/16
	2,275		Missouri St. Hlth. & Ed. Facs. Au. Rev. (Children’s Mercy Hosp.), Ser. 2009, 5.13%, due 5/15/24			2,570	ß
	2,965		Missouri St. Univ. Auxiliary Enterprise Sys. Rev., Ser. 2007-A, (XLCA Insured), 5.00%,			3,213
			due 4/1/26 Pre-Refunded 4/1/17
						6,175
Nevada (2.6%)
	1,900		Director of the St. of Nevada Dept. of Bus. & Ind. Rev. (Somerset Academy),			1,884	ß
			Ser. 2015-A, 4.00%, due 12/15/25
	1,635		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 6.50%, due 6/15/17			1,759
	3,545		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23			4,060
						7,703
New Hampshire (0.5%)
	1,500		New Hampshire St. Bus. Fin. Au. Solid Waste Disp. Rev. (Casella Waste Sys., Inc.), Ser. 2013,			1,515	ñµß
			4.00%, due 4/1/29 Putable 10/1/19
New Jersey (5.5%)
	2,500		New Jersey Econ. Dev. Au. Rev. (Continental Airlines, Inc., Proj.), Ser. 1999, 5.13%, due 9/15/23			2,723	ß
	500		New Jersey Econ. Dev. Au. Rev. (The Goethals Bridge Replacement Proj.),			579	ß
			Ser. 2013, 5.25%, due 1/1/25
	500		New Jersey Econ. Dev. Au. Rev. (The Goethals Bridge Replacement Proj.),			584	ß
			Ser. 2013, 5.50%, due 1/1/26
	1,420		New Jersey Econ. Dev. Au. Rev. (United Methodist Homes of New Jersey Obligated Group),			1,423	ß
			Ser. 2013, 3.50%, due 7/1/24
	1,470		New Jersey Econ. Dev. Au. Rev. (United Methodist Homes of New Jersey Obligated Group),			1,469	ß
			Ser. 2013, 3.63%, due 7/1/25
	1,520		New Jersey Econ. Dev. Au. Rev. (United Methodist Homes of New Jersey Obligated Group),			1,522	ß
			Ser. 2013, 3.75%, due 7/1/26
	765		New Jersey Econ. Dev. Au. Rev. (United Methodist Homes of New Jersey Obligated Group),			773	ß
			Ser. 2013, 4.00%, due 7/1/27
	7,000		New Jersey Higher Ed. Assist. Au. Rev. (Std. Loan Rev.), Ser. 2012-1A, 4.38%, due 12/1/26			7,361
						16,434
New York (11.4%)
	1,100		Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/24			1,218	ß
	835		Build NYC Res. Corp. Rev., Ser. 2014, 5.25%, due 11/1/29			910	ß
	1,320		Build NYC Res. Corp. Rev. (Int’l Leadership Charter Sch. Proj.), Ser. 2013, 5.00%, due 7/1/23			1,310	ß
	500		Build NYC Res. Corp. Rev. (South Bronx Charter Sch. for Int’l Cultures and the Arts),			496	ß
			Ser. 2013-A, 3.88%, due 4/15/23
	1,450		Build NYC Res. Corp. Rev. (South Bronx Charter Sch. for Int’l Cultures and the Arts),			1,443	ß
			Ser. 2013-A, 5.00%, due 4/15/43
	1,000		Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.), Ser. 2014,			1,080	ñß
			4.50%, due 1/1/25
	700		Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2014, 5.00%, due 7/1/23			800	ß
	735		Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2014, 5.00%, due 7/1/24			844	ß
	1,400		Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 5.25%, due 1/1/24			1,402	ß
	1,000		New York City IDA Civic Fac. Rev. (Vaughn College Aeronautics & Technology),			1,034	ß
			Ser. 2006-A, 5.00%, due 12/1/28
	500		New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014-2, 5.38%, due 11/15/40			548	ñß

See Notes to Schedule of Investments

14

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	1,100		New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19		$	0	#‡
	4,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine),			4,519	ß
			Ser. 2009, 5.25%, due 7/1/33
	3,200		New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28			3,735
	2,000		New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.85%, due 11/1/41			2,093
	2,000		New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27			2,011
	2,000		New York St. Urban Dev. Corp. Rev., Ser. 2008-D, 5.25%, due 1/1/20			2,280
	710		Newburgh G.O., Ser. 2012-A, 5.00%, due 6/15/20			795
	495		Newburgh G.O. (Deficit Liquidation), Ser. 2012-B, 5.00%, due 6/15/20			554
	520		Newburgh G.O. (Deficit Liquidation), Ser. 2012-B, 5.00%, due 6/15/21			584
	550		Newburgh G.O. (Deficit Liquidation), Ser. 2012-B, 5.00%, due 6/15/22			618
	1,435		Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/23			1,623	ß
	1,000		Niagara Area Dev. Corp. Solid Waste Disp. Fac. Rev. (Covanta Energy Proj.),			1,012	ñß
			Ser. 2012-B, 4.00%, due 11/1/24
	1,155		Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 4.25%, due 11/1/26			1,205
	2,000		Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28			2,365
						34,479
North Carolina (3.7%)
	1,835		North Carolina Med. Care Commission Hlth. Care Facs. Rev. (Lutheran Svc. For Aging, Inc.),			1,892	ß
			Ser. 2012-A, 4.25%, due 3/1/24
	2,000		North Carolina Med. Care Commission Retirement Facs. Rev., Ser. 2013, 5.13%, due 7/1/23			2,144	ß
	5,250		North Carolina Muni. Pwr. Agcy. Number 1 Catawba Elec. Rev., Ser. 2009-A, 5.00%, due 1/1/26			5,917
	1,000		Oak Island Enterprise Sys. Rev., Ser. 2009, (Assured Guaranty Insured), 5.63%, due 6/1/24			1,155
						11,108
Ohio (1.5%)
	2,060		Cleveland Arpt. Sys. Rev. Ref., Ser. 2012-A, 5.00%, due 1/1/27			2,285
	1,000		Ohio St. Wtr. Dev. Au. Poll Ctrl. Facs. Rev. Ref. (First Energy Nuclear Generation Proj.),			1,058	µß
			Ser. 2006-B, 4.00%, due 12/1/33 Putable 6/3/19
	1,000		Ohio St. Wtr. Dev. Au. Poll Ctrl. Facs. Rev. Ref. (First Energy Nuclear Generation Proj.),			1,041	µß
			Ser. 2008-C, 3.95%, due 11/1/32 Putable 5/1/20
						4,384
Oklahoma (0.8%)
	655		Tulsa Arpt. Imp. Trust Ref. Rev., Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/21			743
	700		Tulsa Arpt. Imp. Trust Ref. Rev., Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/23			793
	250		Tulsa Arpt. Imp. Trust Ref. Rev., Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/24			283
	400		Tulsa Arpt. Imp. Trust Ref. Rev., Ser. 2015-A, (BAM Insured), 5.00%, due 6/1/25			450
						2,269
Oregon (0.2%)
	480		Oregon St. Hsg. & Comm. Svc. Dept. Multi-Family Rev., Ser. 2012-B, (FHA Insured),			485
			3.50%, due 7/1/27
Pennsylvania (7.7%)
	3,000		Beaver Co. Ind. Dev. Au. Rev. Ref. (Firstenergy Generation LLC), Ser. 2006-A, 3.50%,			3,106	µß
			due 4/1/41 Putable 6/1/20
	500		Indiana Co. Ind. Dev. Au. Rev. (Std. Cooperative Assoc., Inc.), Ser. 2012, 3.50%, due 5/1/25			501	ß
	350		Indiana Co. Ind. Dev. Au. Rev. (Std. Cooperative Assoc., Inc.), Ser. 2012, 3.60%, due 5/1/26			352	ß
	2,000		Lancaster Co. Hosp. Au. Rev. (Brethren Village Proj.), Ser. 2008-A, 6.10%, due 7/1/22			2,113	ß
	1,250		Lancaster Ind. Dev. Au. Rev. (Garden Spot Village Proj.), Ser. 2013, 5.38%, due 5/1/28			1,369	ß
	3,430		Norristown Area Sch. Dist. Cert. of Participation (Installment Purchase), Ser. 2012, 4.50%, due 4/1/27			3,600
	2,625		Pennsylvania Econ. Dev. Fin. Au. Exempt Facs. Rev. Ref. (Amtrak Proj.), Ser. 2012-A,			2,960	ß
			5.00%, due 11/1/24

See Notes to Schedule of Investments

15

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT					VALUE†
(000’s omitted)					(000’s omitted)z
$	1,000		Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2,		$	1,076	b
			0.00%, due 12/1/34
	895		Philadelphia Au. For Ind. Dev. Rev. (Discovery Charter Sch. Proj.), Ser. 2012, 5.00%, due 4/1/22			924	ß
	415		Philadelphia Au. For Ind. Dev. Rev. (Discovery Charter Sch. Proj.), Ser. 2012, 5.50%, due 4/1/27			428	ß
	4,480		Reading G.O., Ser. 2010-C, 5.63%, due 11/15/20			4,726
	2,000		Susquehanna Area Reg. Arpt. Au. Sys. Rev., Ser. 2012-A, 5.00%, due 1/1/27			2,204
						23,359
Puerto Rico (0.7%)
	2,020		Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee			2,143
			Corp. Insured), 5.50%, due 7/1/20
Rhode Island (1.9%)
	1,000		Rhode Island St. Hlth. & Ed. Bldg. Corp. Rev. (Hosp. Fin. - Care New England Hlth. Sys.),			1,092	ß
			Ser. 2013-A, 5.00%, due 9/1/23
	2,650		Rhode Island St. Std. Loan Au. Std. Loan Rev. (Sr. Prog.), Ser. 2013-A, 3.75%, due 12/1/26			2,613
	2,135		Rhode Island St. Std. Loan Au. Std. Loan Rev. (Sr. Prog.), Ser. 2013-A, 3.75%, due 12/1/27			2,083
						5,788
Tennessee (1.8%)
	2,705		Memphis-Shelby Co. Arpt. Au. Arpt. Rev., Ser. 2010-B, 5.50%, due 7/1/19			3,097
	2,000		Tennessee St. Energy Acquisition Corp. Gas Rev. (Goldman Sachs Group, Inc.),			2,350
			Ser. 2006-A, 5.25%, due 9/1/23
						5,447
Texas(6.6%)
	500		Arlington Higher Ed. Fin. Corp. Rev. (Universal Academy), Ser. 2014-A, 5.88%, due 3/1/24			521	ß
	1,000		Arlington Higher Ed. Fin. Corp. Rev. (Universal Academy), Ser. 2014-A, 6.63%, due 3/1/29			1,048	ß
	1,050		Clifton Higher Ed. Fin. Corp. Rev. (Uplift Ed.), Ser. 2013-A, 3.10%, due 12/1/22			1,049	ß
	2,000		Fort Bend Co. Ind. Dev. Corp. Rev. (NRG Energy, Inc.), Ser. 2012-B, 4.75%, due 11/1/42			2,073	ß
	500		Gulf Coast Ind. Dev. Au. Rev. (CITGO Petroleum Proj.), Ser. 1995, 4.88%, due 5/1/25			524	ß
	1,000		Harris Co. Cultural Ed. Facs. Fin. Corp. Rev. (Brazos Presbyterian Homes, Inc. Proj.),			1,093	ß
			Ser. 2013-B, 5.75%, due 1/1/28
	2,900		Harris Co. Toll Road Sr. Lien Rev., Ser. 2008-B, 5.00%, due 8/15/33			3,213
	610		HFDC Ctr. Texas, Inc. Retirement Fac. Rev., Ser. 2006-A, 5.25%, due 11/1/15			614	ß
	525		Houston Higher Ed. Fin. Corp. Rev. (Cosmos Foundation), Ser. 2012-A, 4.00%, due 2/15/22			553	ß
	1,000		Houston Higher Ed. Fin. Corp. Rev. (Cosmos Foundation), Ser. 2012-A, 5.00%, due 2/15/32			1,101	ß
	1,000		Houston Pub. Imp. Ref. G.O., Ser. 2008-A, 5.00%, due 3/1/20			1,107
	3,000		North Texas Tollway Au. Dallas North Tollway Sys. Rev., Ser. 2005-C, 6.00%, due 1/1/23			3,458
	500		San Leanna Ed. Fac. Corp. Higher Ed. Ref. Rev. (St. Edwards Univ. Proj.),			537	ß
			Ser. 2007, 5.00%, due 6/1/19
	1,500		Texas Pub. Fin. Au. Rev. (So. Univ. Fin. Sys.), Ser. 2013, (BAM Insured), 5.00%, due 11/1/21			1,684
	1,175		West Harris Co. Reg. Wtr. Au. Sys. Wtr. Rev., Ser. 2009, 5.00%, due 12/15/35			1,287
						19,862
Utah(1.9%)
	3,000		Salt Lake Co. Hosp. Rev. (IHC Hlth. Svc., Inc.), Ser. 2001, (AMBAC Insured), 5.40%,			3,519	ß
			due 2/15/28 Pre-Refunded 2/15/28
	1,200		Uintah Co. Muni. Bldg. Au. Lease Rev., Ser. 2008, 5.25%, due 6/1/20			1,333
	240		Utah Hsg. Corp. Single Family Mtge. Rev., Ser. 2011-A2, Class I, 5.00%, due 7/1/20			247
	220		Utah Hsg. Corp. Single Family Mtge. Rev., Ser. 2011-A2, Class I, 5.25%, due 7/1/21			226
	310		Utah Hsg. Corp. Single Family Mtge. Rev., Ser. 2011-A2, Class I, 5.45%, due 7/1/22			318
						5,643

See Notes to Schedule of Investments

16

Schedule of Investments Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT					VALUE†
(000’s omitted)					(000’s omitted)z
Vermont (2.5%)
$	1,600		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2012-A, 5.00%, due 6/15/21		$	1,746
	465		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2013-A, 4.25%, due 6/15/24			474
	1,105		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2013-A, 4.35%, due 6/15/25			1,124
	1,640		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2013-A, 4.45%, due 6/15/26			1,662
	535		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2013-A, 4.55%, due 6/15/27			541
	1,800		Vermont Std. Assist. Corp. Ed. Loan Rev., Ser. 2014-A, 5.00%, due 6/15/24			2,010
						7,557
Virginia (0.7%)
	1,000		Fairfax Co. Econ. Dev. Au. Residential Care Fac. Rev. (Vinson Hall LLC), Ser. 2013-A, 4.00%,			1,025	ß
			due 12/1/22
	1,000		Virginia Beach Dev. Au. Residential Care Fac. Mtge. Ref. Rev. (Westminster-Canterbury of Hampton			1,011	ß
			Roads, Inc.), Ser. 2005, 5.00%, due 11/1/22
						2,036
Washington (3.8%)
	1,600		Skagit Co. Pub. Hosp. Dist. Number 1 Ref. Rev., Ser. 2007, 5.63%, due 12/1/25			1,756
	6,700		Vancouver Downtown Redev. Au. Rev. (Conference Ctr. Proj.), Ser. 2013, 4.00%, due 1/1/28			6,878
	2,525		Washington St. Higher Ed. Fac. Au. Ref. Rev. (Whitworth Univ. Proj.), Ser. 2009, 5.38%, due 10/1/29			2,798	ß
						11,432
West Virginia (0.4%)
	1,000		West Virginia Sch. Bldg. Au. Excess Lottery Rev., Ser. 2008, 5.00%, due 7/1/19			1,116
Wisconsin (4.6%)
	2,000		Pub. Fin. Au. Rev. Ref. (Roseman Univ. Hlth. Sciences Proj.), Ser. 2015, 5.00%, due 4/1/25			2,001	ß
	1,100		Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Beloit College), Ser. 2010-A, 6.13%, due 6/1/35			1,243	ß
	1,225		Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Beloit College), Ser. 2010-A, 6.13%, due 6/1/39			1,379	ß
	5,000		Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Marquette Univ.), Ser. 2008-B3, 5.00%, due 10/1/30			5,663	ß
	3,000		Wisconsin St. Hlth. & Ed. Fac. Au. Rev. (Meriter Hosp., Inc.), Ser. 2009, 5.63%, due 12/1/29			3,470	ß
			Pre-Refunded 12/1/18
						13,756
Other(0.8%)
	3,000		Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37			2,422	#
Total Municipal Notes (Cost $431,227)						473,414
Tax Exempt Preferred (0.7%)
Real Estate (0.7%)
	1,800		Munimae TE Bond Subsidiary LLC, Unsecured Notes, 5.00%, due 4/30/28 (Cost $1,800)			1,953	#
Total Investments (157.8%) (Cost $433,027)						475,367	##
Cash, receivables and other assets, less liabilities (1.7%)						5,355
Liquidation Value of Variable Rate Municipal Term Preferred Shares [(59.5%)]						(179,400	)
Total Net Assets Applicable to Common Stockholders (100.0%)					$	301,322

See Notes to Schedule of Investments

17

Schedule of Investments New York Intermediate Municipal Fund Inc. (Unaudited) 4/30/15

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
Municipal Notes (163.6%)
California (5.5%)
$	3,115		Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured),	$	2,381	ØØ
			0.00%, due 8/1/24
	1,470		Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25		1,654
					4,035
Florida (0.7%)
	500		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1,		506	#ß
			6.88%, due 5/15/21
Guam (3.8%)
	1,135		Guam Gov’t Hotel Occupancy Tax Rev., Ser. 2011-A, 5.50%, due 11/1/19		1,304
	330		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2005, 5.50%, due 7/1/16		333
			Pre-Refunded 7/1/15
	1,000		Guam Gov’t Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25		1,112
					2,749
Illinois (1.4%)
	315		Bartlett Sr. Lien Tax Increment Ref. Rev. (Quarry Redev. Proj.), Ser. 2007, 5.35%, due 1/1/17		322
	600		Illinois St. G.O., Ser. 2013, 5.00%, due 7/1/23		673
					995
Louisiana (0.8%)
	500		Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.),		577	ß
			Ser. 2013-A, 7.63%, due 12/15/28
Nevada (1.6%)
	1,000		Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23		1,145
New York (142.1%)
	380		Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences), Ser. 2014-A,		439	ß
			5.00%, due 12/1/27
	375		Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences), Ser. 2014-A,		431	ß
			5.00%, due 12/1/28
	270		Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences), Ser. 2014-A,		309	ß
			5.00%, due 12/1/29
	270		Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College), Ser. 2014-A, 5.00%, due 6/1/26		321	ß
	225		Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College), Ser. 2014-A, 5.00%, due 6/1/29		260	ß
	250		Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.), Ser. 2014, 5.00%, due 7/1/22		291	ß
	500		Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.), Ser. 2014, 5.00%, due 7/1/29		574	ß
	155		Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.), Ser. 2015, 5.00%, due 6/1/26		182	ß
	125		Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.), Ser. 2015, 5.00%, due 6/1/27		145	ß
	195		Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.), Ser. 2015, 5.00%, due 6/1/28		224	ß
	220		Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.), Ser. 2015, 5.00%, due 6/1/29		251	ß
	325		Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.), Ser. 2015, 5.00%, due 6/1/30		369	ß
	565		Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/24		626	ß
	600		Build NYC Res. Corp. Rev. (Int’l Leadership Charter Sch. Proj.), Ser. 2013, 5.00%, due 7/1/23		595	ß
	500		Build NYC Res. Corp. Rev. (South Bronx Charter Sch. Int’l Cultures), Ser. 2013-A, 3.88%, due 4/15/23		496	ß
	250		Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.), Ser. 2014, 3.75%, due 1/1/20		261	ñß
	200		Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.), Ser. 2014, 4.50%, due 1/1/25		216	ñß
	500		Cattaraugus Co. IDA Civic Fac. Rev. (St. Bonaventure Univ. Proj.), Ser. 2006-A, 5.00%, due 5/1/23		516	ß

See Notes to Schedule of Investments

18

Schedule of Investments New York Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT					VALUE†
(000’s omitted)					(000’s omitted)z
$	1,000		Dutchess Co. Local Dev. Corp. Rev. (Marist College Proj.), Ser. 2012-A, 5.00%, due 7/1/21		$	1,175	ß
	1,050		Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25			1,212
	1,270		Geneva Dev. Corp. Rev. (Hobart & William Smith College Proj.), Ser. 2012, 5.00%, due 9/1/21			1,492	ß
	1,500		Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23			1,728	ß
	580		Islip, G.O., Ser. 2012, 3.00%, due 8/1/25			603
	755		Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 4.75%, due 1/1/20			758	ß
	1,050		Long Island Pwr. Au. Elec. Sys. Gen. Rev., Ser. 2006-E, (BHAC Insured), 5.00%, due 12/1/21			1,123
	2,000		Metropolitan Trans. Au. Rev., Ser. 2012-F, 5.00%, due 11/15/21			2,374
	1,000		Monroe Co. IDA Civic Fac. Rev. (Highland Hosp. of Rochester), Ser. 2005, 5.00%, due 8/1/15			1,009	ß
	300		Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured),			340	ß
			5.00%, due 1/15/29
	500		Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A,			557	ß
			5.00%, due 10/1/24
	500		Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A,			552	ß
			5.00%, due 10/1/25
	250		Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.), Ser. 2013-A,			252	ß
			4.00%, due 10/1/26
	1,120		Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College), Ser. 2012-A, 5.00%, due 6/1/23			1,275	ß
	210		Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College), Ser. 2012-A, 5.00%, due 6/1/25			237	ß
	350		Monroe Co. Newpower Corp. Pwr. Fac. Rev., Ser. 2003, 5.10%, due 1/1/16			351
	1,265		Montgomery Co. Cap. Res. Corp. Lease Ref. Rev. (HFM Boces Proj.), Ser. 2014, (MAC Insured),			1,488
			5.00%, due 9/1/27
	2,000		Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/28			2,266
	1,400		Nassau Co. IDA Civic Fac. Rev. Ref. & Imp. (Cold Spring Harbor Laboratory), Ser. 1999, (LOC: TD Bank			1,400	µß
			N.A.), 0.13%, due 1/1/34
	500		Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.),			591	ß
			Ser. 2014, 5.00%, due 7/1/23
	1,000		Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.),			1,163	ß
			Ser. 2014, 5.00%, due 7/1/27
	950		New York City G.O., Ser. 2009-B, 5.00%, due 8/1/22			1,088
	1,000		New York City G.O., Ser. 2009-E, 5.00%, due 8/1/21			1,150
	490		New York City IDA Civic Fac. Rev. (Vaughn College Aeronautics & Technology), Ser. 2006-A,			507	ß
			5.00%, due 12/1/28
	2,000		New York City IDA Spec. Fac. Rev. (Term. One Group Assoc. Proj.), Ser. 2005, 5.50%, due 1/1/19			2,058	µß
	1,200		New York City Trust for Cultural Res. Ref. Rev. (American Museum of Natural History), Ser. 2008-A1,			1,200	µß
			(LOC: JP Morgan Chase), 0.14%, due 4/1/27
	500		New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014, 5.38%, due 11/15/40			548	ñß
	2,000		New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/35			2,340	ßØØ
	660		New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19			0	#‡
	3,000		New York St. Dorm. Au. Ref. Rev. (North Gen. Hosp. Proj.), Ser. 2003, 5.75%, due 2/15/17			3,012	ß
	1,815		New York St. Dorm. Au. Ref. Rev. Non St. Supported Debt (Pratt Institute), Ser. 2015-A,			1,784	ß
			3.00%, due 7/1/27
	250		New York St. Dorm. Au. Rev. (Brookdale Hosp. Med. Ctr.), Ser. 1998-J, 5.20%, due 2/15/16			251	ß
	795		New York St. Dorm. Au. Rev. (City Univ. Sys. Proj.), Ser. 1995-A, 5.63%, due 7/1/16			823
	295		New York St. Dorm. Au. Rev. (North Shore-Long Island Jewish Oblig. Group), Ser. 2003,			296	ßØØ
			5.00%, due 5/1/18
	905		New York St. Dorm. Au. Rev. (SS Joachim & Anne Residence Proj.), Ser. 2002, (LOC: Allied Irish Banks),			905	ß
			4.60%, due 7/1/16
	780		New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013,			834	ß
			4.63%, due 7/1/25
	500		New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009,			543	ß
			5.00%, due 7/1/24
	900		New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA			979	ß
			Insured), 5.00%, due 8/1/21
	1,595		New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009,			1,827	ß
			5.25%, due 7/1/24
	2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (North Shore-Long Island Jewish Oblig. Group),			2,153	ß
			Ser. 2011-A, 4.38%, due 5/1/26
	1,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2006-A,			1,049	ß
			5.00%, due 7/1/20

See Notes to Schedule of Investments

19

Schedule of Investments New York Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT				VALUE†
(000’s omitted)				(000’s omitted)z
$	805		New York St. Dorm. Au. Rev. Non St. Supported Debt (NYU Hosp. Ctr.), Ser. 2007-B,	$	867	ß
			5.25%, due 7/1/24 Pre-Refunded 7/1/17
	1,375		New York St. Dorm. Au. Rev. Non St. Supported Debt (Rochester Institute of Technology), Ser. 2012,		1,449	ß
			4.00%, due 7/1/28
	2,000		New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John’s Univ.), Ser. 2007-C, (National Public		2,298	ß
			Finance Guarantee Corp. Insured), 5.25%, due 7/1/19
	460		New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group),		487	ß
			Ser. 2014-A, 4.00%, due 1/1/26
	470		New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group),		498	ß
			Ser. 2014-A, 4.00%, due 1/1/27
	200		New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group),		211	ß
			Ser. 2014-A, 4.00%, due 1/1/28
	275		New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group),		290	ß
			Ser. 2014-A, 4.13%, due 1/1/29
	1,350		New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28		1,576
	2,000		New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2012-A, 5.00%, due 12/15/26		2,380
	1,500		New York St. Env. Fac. Corp. Solid Waste Disp. Rev. (Waste Management, Inc. Proj.), Ser. 2004-A,		1,549	ß
			2.75%, due 7/1/17
	2,000		New York St. Env. Facs. Corp. (St. Clean Wtr. & Drinking), Ser. 2012-A, 4.00%, due 6/15/26		2,203
	1,615		New York St. HFA Rev. (Affordable Hsg.), Ser. 2009-B, 4.50%, due 11/1/29		1,694
	960		New York St. HFA Rev. (Affordable Hsg.), Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/27		965
	1,045		New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27		1,051
	1,230		New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/23		1,429
	1,295		New York St. Muni. Bond Bank Agcy., Subser. 2009-B1, 5.00%, due 12/15/24		1,501
	1,000		New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2007-B,		1,098
			5.00%, due 4/1/20
	1,090		New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds, Ser. 2009-B,		1,245
			5.00%, due 4/1/19
	1,250		New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20		1,425
	965		New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax), Ser. 2008-A1, 5.00%, due 12/15/23		1,071
	785		Newburgh, G.O., Ser. 2012-A, 5.00%, due 6/15/22		883
	900		Niagara Area Dev. Corp. Rev. (Covanta Energy Proj.), Ser. 2012, 4.00%, due 11/1/24		911	ñß
	640		Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/25		726	ß
	300		Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.), Ser. 2012-A, 5.00%, due 5/1/26		338	ß
	1,100		Niagara Falls City Sch. Dist. Ref. Cert. Participation (High Sch. Fac.), Ser. 2015, (AGM Insured),		1,177	Ø
			4.00%, due 6/15/26
	500		Onondaga Civic Dev. Corp. Rev. (St. Josephs Hosp. Hlth. Ctr. Proj.), Ser. 2014-A, 5.00%, due 7/1/25		542	ß
	1,000		Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19		1,161	ß
	1,500		Oyster Bay, G.O., Ser. 2014, (AGM Insured), 3.25%, due 8/1/21		1,581
	3,000		Port Au. New York & New Jersey Cons. Bonds, Ser. 2012-175, 3.00%, due 12/1/27		3,049
	750		Rensselaer City Sch. Dist. Cert. Participation, Ser. 2006, (XLCA Insured), 5.00%, due 6/1/26		768
	1,500		Rockland Co. G.O. (Pub. Imp. ), Ser. 2014-C, (AGM Insured), 4.00%, due 5/1/21		1,651
	1,000		Saratoga Co. IDA Civic Fac. Rev. (Saratoga Hosp. Proj.), Ser. 2007-B, 5.00%, due 12/1/22		1,098	ß
	1,410		St. Lawrence Co. IDA Civic Dev. Corp. Rev. (St. Lawrence Univ. Proj.), Ser. 2012, 5.00%, due 7/1/28		1,596	ßØØ
	1,980		Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 5.00%, due 11/1/25		2,218
	190		Triborough Bridge & Tunnel Au. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp.		197
			Insured), 4.75%, due 1/1/24
	1,000		Triborough Bridge & Tunnel Au. Rev., Subser. 2008-D, 5.00%, due 11/15/23 Pre-Refunded 11/15/18		1,137
	765		Triborough Bridge & Tunnel Au. Rev., Subser. 2008-D, 5.00%, due 11/15/23		861
	305		Ulster Co. Res. Rec. Agcy., Ser. 2002, (AMBAC Insured), 5.25%, due 3/1/16		306
	1,405		United Nations Dev. Corp. Rev., Ser. 2009-A, 5.00%, due 7/1/22		1,602
	3,000		Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28		3,547	ØØ
	1,350		Westchester Co. Local Dev. Corp. Rev. (Kendal on Hudson Proj.), Ser. 2013, 5.00%, due 1/1/28		1,509	ß
					103,944

See Notes to Schedule of Investments

20

Schedule of Investments New York Intermediate Municipal Fund Inc. (Unaudited) (cont’d)

PRINCIPAL AMOUNT					VALUE†
(000’s omitted)					(000’s omitted)z
Pennsylvania (2.9%)
$	2,000		Pennsylvania St. Turnpike Commission Turnpike Rev. (Cap. Appreciation), Subser. 2010-B2,		$	2,153	b
			0.00%, due 12/1/34
Puerto Rico (4.4%)
	2,000		Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee			2,122
			Corp. Insured), 5.50%, due 7/1/20
	1,060		Puerto Rico Ind. Tourist Ed. Med. & Env. Ctrl. Fac. Rev. (Polytechnic Univ. of Puerto Rico Proj.), Ser.			1,060	ß
			2002-A, (ACA Insured), 5.25%, due 8/1/16
						3,182
Virgin Islands (0.4%)
	250		Virgin Islands Pub. Fin. Au. Rev., Ser. 2014-A, 5.00%, due 10/1/24			281
Total Municipal Notes (Cost $113,588)						119,567
UNITS
Liquidating Trust - Real Estate (2.2%)
	600		CMS Liquidating Trust (Cost $3,105)			1,650	#*^^
Total Investments (165.8%) (Cost $116,693)						121,217	##
Cash, receivables and other assets, less liabilities (0.2%)						212
Liquidation Value of Variable Rate Municipal Term Preferred Shares [(66.0%)]						(48,300	)
Total Net Assets Applicable to Common Stockholders (100.0%)					$	73,129

See Notes to Schedule of Investments

21

Notes to Schedule of Investments (Unaudited)

†	In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurement” (“ASC 820”), all investments held by each of Neuberger Berman California Intermediate Municipal Fund Inc. (“California”), Neuberger Berman Intermediate Municipal Fund Inc. (“Intermediate”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“New York”) (each individually a “Fund” and collectively, the “Funds”) are carried at the value that Neuberger Berman Management LLC (“Management”) believes a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Funds’ investments, some of which are discussed below. Significant management judgment may be necessary to value investments in accordance with ASC 820. ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.
	●Level 1 – quoted prices in active markets for identical investments ●Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.) ●Level 3 – unobservable inputs (including a Fund’s own assumptions in determining the fair value of investments)
	The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities. The value of the Funds’ investments in municipal securities is determined by Management primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal securities and units include current trades, bid-wanted lists (which informs the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues. Management has developed a process to periodically review information provided by independent pricing services for all types of securities. If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount a Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not readily available, the security is valued using methods the Fund’s Board of Directors (each Fund’s Board of Directors, a “Board”) has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Numerous factors may be considered when determining the fair value of a security based on Level 2 or Level 3 inputs, including available analyst, media or other reports, trading in futures or American Depositary Receipts ("ADRs") and whether the issuer of the security being fair valued has other securities outstanding. Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

See Notes to Financial Statements

22

Notes to Schedule of Investments (Unaudited) (cont’d)

The following is a summary, categorized by Level, of inputs used to value the Funds’ investments as of April 30, 2015:

Asset Valuation Inputs
(000’s omitted)		Level 1		Level 2			Level 3§		Total
California
Investments:
Municipal Notes^		$—		$	142,968		$—		$	142,968
Total Investments		—			142,968		—			142,968
Intermediate
Investments:
Municipal Notes^		—			473,414		—			473,414
Tax Exempt Preferred^		—			1,953		—			1,953
Total Investments		—			475,367		—			475,367
New York
Investments:
Municipal Notes^		—			119,567		—			119,567
Liquidating Trust—Real Estate		—			1,650		—			1,650
Total Investments		—			121,217		—			121,217

^	The Schedule of Investments provides information on the state categorization for the portfolio.
§	The following is a reconciliation between the beginning and ending balances of investments in which unobservable inputs (Level 3) were used in determining value:

Net change in

unrealized

appreciation/

(depreciation)

Beginning

Change in

from

balance,

Accrued

unrealized

Transfers

Transfers

Balance

investments

as of

discounts/

Realized

appreciation/

into

out of

as of

still held as

11/1/14

(premiums)

gain/(loss)

(depreciation)

Purchases

Sales

Level 3

Level 3

4/30/15

of 4/30/15

(000’s omitted)

Investments in

Securities

New York

Units

Liquidating

Trust—

Real Estate

$

1,830

$—

$—

$ —

$—

$—

$—

$

(1,830

)

$—

$—

Total

$

1,830

$—

$—

$ —

$—

$—

$—

$

(1,830

)

$—

$—

See Notes to Financial Statements

23

Notes to Schedule of Investments (Unaudited) (cont’d)

	As of the six months ended April 30, 2015, a security was transferred from one level (as of October 31, 2014) to another. Based on beginning of period market values as of November 1, 2014, approximately $1,830,000 was transferred from Level 3 to Level 2 for New York as a result of an increase in the number of observable inputs that were readily available to the independent pricing service.
##	At April 30, 2015, selected fund information on a U.S. federal income tax basis was as follows:

											Net
					Gross			Gross			Unrealized
					Unrealized			Unrealized			Appreciation
(000’s omitted)		Cost			Appreciation			Depreciation			(Depreciation)
California		$	133,680		$	9,497		$	209		$	9,288
Intermediate			433,041			44,509			2,183			42,326
New York			116,696			6,810			2,289			4,521

ß	Security is guaranteed by the corporate or non-profit obligor.
ñ	Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are private placements and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors. These securities have been deemed by the investment manager to be liquid. At April 30, 2015, these securities amounted to approximately $4,059,000 or 4.7% of net assets applicable to common stockholders for California, approximately $18,323,000 or 6.1% of net assets applicable to common stockholders for Intermediate and approximately $1,936,000 or 2.6% of net assets applicable to common stockholders for New York.
Ø	All or a portion of this security was purchased on a when-issued basis. At April 30, 2015, these securities amounted to $1,177,000 or 1.6% of net assets applicable to common stockholders for New York.
ØØ	All or a portion of this security is segregated in connection with obligations for when-issued security purchase commitments.
µ	Floating rate securities are securities whose yields vary with a designated market index or market rate. These securities are shown at their current rates as of April 30, 2015, and at their final maturities.
b	Currently a zero coupon security; will convert to 6.00% on December 1, 2015.
c	Currently a zero coupon security; will convert to 6.50% on December 1, 2015.
d	Currently a zero coupon security; will convert to 5.50% on August 1, 2021.
e	Currently a zero coupon security; will convert to 6.38% on August 1, 2016.
f	Currently a zero coupon security; will convert to 6.38% on August 1, 2019.
g	Currently a zero coupon security; will convert to 6.13% on August 1, 2023.
h	Currently a zero coupon security; will convert to 6.75% on August 1, 2015.
i	Currently a zero coupon security; will convert to 6.88% on August 1, 2019.
j	Currently a zero coupon security; will convert to 7.30% on August 1, 2026.
z	A zero balance, if any, may reflect actual amounts rounding to less than $1,000.
*	Security did not produce income during the last twelve months.

See Notes to Financial Statements

24

Notes to Schedule of Investments (Unaudited) (cont’d)

^^	Value of the security was determined using methods the Board has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security.
‡	Security had an event of default.
Ñ	These securities have been deemed by the investment manager to be illiquid. At April 30, 2015, these securities amounted to approximately $498,000 or 0.6% of net assets applicable to common stockholders for California and approximately $ 2,993,000 or 1.0% of net assets applicable to common stockholders for Intermediate.
#	These securities have been deemed by the investment manager to be illiquid, and are restricted securities subject to restrictions on resale. Securities were purchased under Rule 144A of the 1933 Act or are private placements and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors. At April 30, 2015, these securities amounted to approximately $1,514,000 or 1.8% of net assets applicable to common stockholders for California, approximately $6,844,000 or 2.3% of net assets applicable to common stockholders for Intermediate and approximately $2,156,000 or 2.9% of net assets applicable to common stockholders for New York.

(000’s omitted)		Restricted Security		Acquisition Date		Acquisition Cost		Acquisition Cost Percentage of Net Assets Applicable to Common Stockholders as of Acquisition Date		Value as of 4/30/15		Fair Value Percentage of Net Assets Applicable to Common Stockholders as of 4/30/15
California		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.63%, due 7/1/44		9/18/2014		$982		1.2%		$1,009		1.2%
		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21		12/16/2013		500		0.6%		505		0.6%

See Notes to Financial Statements

25

Notes to Schedule of Investments (Unaudited) (cont’d)

(000’s omitted)		Restricted Security		Acquisition Date		Acquisition Cost		Acquisition Cost Percentage of Net Assets Applicable to Common Stockholders as of Acquisition Date		Value as of 4/30/15		Fair Value Percentage of Net Assets Applicable to Common Stockholders as of 4/30/15
Intermediate		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.00%, due 7/1/24		9/18/2014		$806		0.3%		$821		0.3%
		California Muni. Fin. Au. Charter Sch. Lease Rev. (Sycamore Academy Proj.), Ser. 2014, 5.13%, due 7/1/29		9/18/2014		623		0.2%		637		0.2%
		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21		12/16/2013		1,000		0.4%		1,011		0.3%
		Munimae TE Bond Subsidiary LLC, Unsecured Notes, 5.00%, due 4/30/28		1/31/2013		1,925		0.7%		1,953		0.7%
		New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19		8/4/2006		1,100		0.4%		0		0.0%
		Non-Profit Pfd. Fdg. Trust I, Ser. 2006-C, 4.72%, due 9/15/37		10/2/2006		3,000		1.0%		2,422		0.8%

See Notes to Financial Statements

26

Notes to Schedule of Investments (Unaudited) (cont’d)

(000’s omitted)		Restricted Security		Acquisition Date		Acquisition Cost		Acquisition Cost Percentage of Net Assets Applicable to Common Stockholders as of Acquisition Date		Value as of 4/30/15		Fair Value Percentage of Net Assets Applicable to Common Stockholders as of 4/30/15
New York		Collier Co. Ind. Dev. Au. Continuing Care Comm. Rev. (Arlington of Naples Proj.), Ser. 2014-B1, 6.88%, due 5/15/21		12/16/2013		$500		0.7%		$506		0.7%
		New York Liberty Dev. Corp. Rev. (Nat’l Sports Museum Proj.), Ser. 2006-A, 6.13%, due 2/15/19		8/4/2006		660		0.9%		0		0.0%
		CMS Liquidating Trust		11/21/2012		3,105		4.0%		1,650		2.2%

See Notes to Financial Statements

27

Statements of Assets and Liabilities (Unaudited)

Neuberger Berman
(000’s omitted except per share amounts)

		CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC.		INTERMEDIATE MUNICIPAL FUND INC.		NEW YORK INTERMEDIATE MUNICIPAL FUND INC.
		April 30, 2015		April 30, 2015		April 30, 2015
Assets
Investments in securities, at value* (Note A)— see Schedule of Investments:
Unaffiliated issuers		$142,968		$475,367		$121,217
Cash		393		282		11
Interest receivable		1,663		6,424		1,637
Receivable for securities sold		—		335		105
Deferred offering costs (Note A)		123		238		116
Prepaid expenses and other assets		2		6		1
Total Assets		145,149		482,652		123,087
Liabilities
Variable Rate Municipal Term Preferred Shares Series A ($100,000 liquidation value per share; 590, 1,794 and 483 shares outstanding for California, Intermediate and New York, respectively) (Note A)		59,000		179,400		48,300
Distributions payable—preferred shares		63		191		51
Distributions payable—common stock		377		1,407		289
Payable for securities purchased		—		—		1,187
Payable to investment manager (Note B)		30		100		25
Payable to administrator (Note B)		36		120		30
Payable to directors		1		1		1
Accrued expenses and other payables		77		111		75
Total Liabilities		59,584		181,330		49,958
Net Assets applicable to Common Stockholders		$85,565		$301,322		$73,129
Net Assets applicable to Common Stockholders consist of:
Paid-in capital—common stock		$79,174		$267,797		$72,099
Undistributed net investment income (loss)		1,170		10,440		213
Accumulated net realized gains (losses) on investments		(4,067	)	(19,255	)	(3,707	)
Net unrealized appreciation (depreciation) in value of investments		9,288		42,340		4,524
Net Assets applicable to Common Stockholders		$85,565		$301,322		$73,129
Shares of Common Stock Outstanding ($.0001 par value; 999,996,410, 999,990,206 and 999,996,517 shares authorized for California, Intermediate and New York, respectively)		5,542		18,766		5,076
Net Asset Value Per Share of Common Stock Outstanding		$15.44		$16.06		$14.41
*Cost of Investments		$133,680		$433,027		$116,693

See Notes to Financial Statements

28

Statements of Operations (Unaudited)

Neuberger Berman
(000’s omitted)

		CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC.		INTERMEDIATE MUNICIPAL FUND INC.		NEW YORK INTERMEDIATE MUNICIPAL FUND INC.
		For the Six Months Ended April 30, 2015		For the Six Months Ended April 30, 2015		For the Six Months Ended April 30, 2015
Investment Income:
Income (Note A):
Interest and other income		$2,733		$10,350		$2,322
Expenses:
Investment management fees (Note B)		180		601		152
Administration fees (Note B)		216		721		182
Audit fees		29		29		29
Basic maintenance expense (Note A)		20		20		20
Custodian and accounting fees		40		82		34
Insurance expense		2		7		2
Legal fees		13		41		12
Stockholder reports		7		18		7
Stock exchange listing fees		1		3		1
Stock transfer agent fees		12		11		11
Distributions to variable rate municipal term preferred stockholders and amortization of offering costs (Note A)		393		1,180		321
Directors’ fees and expenses		16		16		16
Miscellaneous		7		13		7
Total net expenses		936		2,742		794
Net investment income (loss)		$1,797		$7,608		$1,528
Realized and Unrealized Gain (Loss) on Investments (Note A):
Net realized gain (loss) on:
Sales of investment securities of unaffiliated issuers		14		978		(5	)
Change in net unrealized appreciation (depreciation) in value of:
Unaffiliated investment securities		56		(1,128	)	(222	)
Net gain (loss) on investments		70		(150	)	(227	)
Net increase (decrease) in net assets applicable to Common Stockholders resulting from operations		$1,867		$7,458		$1,301

See Notes to Financial Statements

29

Statements of Changes in Net Assets

Neuberger Berman
(000’s omitted)

		CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC.				INTERMEDIATE MUNICIPAL FUND INC.
		Six Months Ended April 30, 2015		Year Ended October 31, 2014		Six Months Ended April 30, 2015		Year Ended October 31, 2014
		(Unaudited)				(Unaudited)
Increase (Decrease) in Net Assets Applicable to Common Stockholders:
From Operations (Note A):
Net investment income (loss)		$1,797		$4,008		$7,608		$16,523
Net realized gain (loss) on investments		14		(1,473	)	978		(3,808	)
Change in net unrealized appreciation (depreciation) of investments		56		7,844		(1,128	)	32,661
Distributions to Auction Market Preferred Stockholders From (Note A):
Net investment income		—		(42	)	—		(123	)
Net increase (decrease) in net assets applicable to common stockholders resulting from operations		1,867		10,337		7,458		45,253
Distributions to Common Stockholders From (Note A):
Net investment income		(2,260	)	(4,517	)	(8,445	)	(15,857	)
From Capital Share Transactions (Note D):
Proceeds from reinvestment of dividends and distributions		57		78		—		45
Net Increase (Decrease) in Net Assets Applicable to Common Stockholders		(336	)	5,898		(987	)	29,441
Net Assets Applicable to Common Stockholders:
Beginning of period		85,901		80,003		302,309		272,868
End of period		$85,565		$85,901		$301,322		$302,309
Undistributed net investment income (loss) at end of period		$1,170		$1,633		$10,440		$11,277

See Notes to Financial Statements

31

 

	NEW YORK INTERMEDIATE MUNICIPAL FUND INC.
	Six Months Ended April 30, 2015		Year Ended October 31, 2014
	(Unaudited)
	$1,528		$3,397
	(5	)	(800	)
	(222	)	5,515
	—		(34	)
	1,301		8,078
	(1,899	)	(3,959	)
	—		15
	(598	)	4,134
	73,727		69,593
	$73,129		$73,727
	$213		$584

See Notes to Financial Statements

32

Notes to Financial Statements Intermediate Municipal Closed-End Funds (Unaudited)

Note A—Summary of Significant Accounting Policies:

1	General: The Funds were organized as Maryland corporations on July 29, 2002. California and New York registered as non-diversified, closed-end management investment companies and Intermediate registered as a diversified, closed-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”). Each Fund’s Board may classify or re-classify any unissued shares of capital stock into one or more classes of preferred stock without the approval of stockholders.
	A zero balance, if any, reflects an actual amount rounding to less than $1,000.
	The assets of each Fund belong only to that Fund, and the liabilities of each Fund are borne solely by that Fund and no other.
	Each Fund is an investment company and accordingly follows the investment company accounting and reporting guidance of the Financial Accounting Standards Board (FASB) Accounting Standard Codification Topic 946 “Financial Services—Investment Companies.” The preparation of financial statements in accordance with U.S. generally accepted accounting principles (“GAAP”) requires Management to make estimates and assumptions at the date of the financial statements. Actual results could differ from those estimates.
2	Portfolio valuation: Investment securities are valued as indicated in the notes following the Funds’ Schedule of Investments.
3	Securities transactions and investment income: Securities transactions are recorded on trade date for financial reporting purposes. Interest income, including accretion of discount (adjusted for original issue discount, where applicable) and amortization of premium, where applicable, is recorded on the accrual basis. Realized gains and losses from securities transactions are recorded on the basis of identified cost and stated separately in the Statements of Operations.
4	Income tax information: Each Fund is treated as a separate entity for U.S. federal income tax purposes. It is the policy of each Fund to continue to qualify for treatment as a regulated investment company (“RIC”) by complying with the requirements of the U.S. Internal Revenue Code applicable to RICs and to distribute substantially all of its net investment income and net realized capital gains to its stockholders. To the extent a Fund distributes substantially all of its net investment income and net realized capital gains to stockholders, no federal income or excise tax provision is required.
	The Funds have adopted the provisions of ASC 740 “Income Taxes” (“ASC 740”). ASC 740 sets forth a minimum threshold for financial statement recognition of a tax position taken, or expected to be taken, in a tax return. The Funds recognize interest and penalties, if any, related to unrecognized tax positions as an income tax expense in the Statements of Operations. The Funds are subject to examination by U.S. federal and state tax authorities for returns filed for the tax years for which the applicable statutes of limitations have not yet expired. As of April 30, 2015, the Funds did not have any unrecognized tax positions.
	Income distributions and capital gain distributions are determined in accordance with income tax regulations, which may differ from GAAP. These differences, if any, are primarily due to differing treatments of income and gains on various investment securities held by each Fund, timing differences, capital loss carryforwards expiring and differing characterization of distributions made by each Fund.

33

As determined on October 31, 2014, permanent differences resulting primarily from different book and tax accounting were reclassified at year end. Such differences are attributed to the tax treatment of partnership basis adjustments. These reclassifications had no effect on net income, net asset value (“NAV”) or NAV per share of each Fund. For the year ended October 31, 2014, the Funds recorded the following permanent reclassifications:

										Accumulated Net
						Undistributed				Realized Gains
						Net Investment				(Losses) on
		Paid-in Capital				Income (Loss)				Investments
California			$—				$—				$—
Intermediate			—				8,317				(8,317	)
New York			—				—				—

The tax character of distributions paid during the years ended October 31, 2014 and October 31, 2013 were as follows:

						Distributions Paid From:
		Tax-Exempt Income				Ordinary Income				Total
		2014		2013		2014		2013		2014		2013
California		$4,720,334		$4,537,239		$97,664		$82,975		$4,817,998		$4,620,214
Intermediate		16,472,593		15,804,737		290,773		287,030		16,763,366		16,091,767
New York		4,178,249		4,034,901		24,603		11,360		4,202,852		4,046,261

As of October 31, 2014, the components of distributable earnings (accumulated losses) on a U.S. federal income tax basis were as follows:

		Undistributed				Undistributed				Undistributed				Unrealized				Loss					Other
		Tax-Exempt				Ordinary				Long-Term				Appreciation				Carryforwards					Temporary
		Income				Income				Capital Gain				(Depreciation)				and Deferrals					Differences					Total
California			$2,074,432				$—				$—				$9,231,966				$(4,081,517	)				$(441,135	)			$6,783,746
Intermediate			12,880,757				—				—				43,454,642				(20,220,432	)				(1,603,739	)			34,511,228
New York			966,202				—				—				4,743,091				(3,698,774	)				(382,826	)			1,627,693

The differences between book basis and tax basis distributable earnings are primarily due to: timing differences of distribution payments, capital loss carryforwards and, for Intermediate and New York, defaulted bond income adjustments.

To the extent each Fund’s net realized capital gains, if any, can be offset by capital loss carryforwards, it is the policy of each Fund not to distribute such gains. The Regulated Investment Company Modernization Act of 2010 (the “Act”) became effective for the Funds on November 1, 2011. The Act modernizes several of the federal income and excise tax provisions related to RICs. Among the changes made are changes to the capital loss carryforward rules allowing for RICs to carry forward capital losses indefinitely and to retain the character of capital loss carryforwards as short-term or long-term (“Post-Enactment”). Rules in effect previously limited the carryforward period to eight years and all carryforwards were considered short-term in character (“Pre-Enactment”). As determined at October 31, 2014, the following Funds had unused capital loss carryforwards available for federal income tax purposes to offset net realized capital gains, if any, as follows:

										Pre-Enactment
										Expiring in:
		2015				2016				2017				2018				2019
California			$—				$—				$783,685				$—				$—
Intermediate			126,780				232,566				9,552,881				302,263				—
New York			—				269,555				1,053,807				—				7,374

34

		Post-Enactment (No Expiration Date)
		Long-Term				Short-Term
California			$2,953,433				$344,399
Intermediate			8,641,151				1,364,791
New York			1,902,357				465,681

	Post-Enactment capital loss carryforwards must be fully used before Pre-Enactment capital loss carryforwards; therefore, under certain circumstances, Pre-Enactment capital loss carryforwards available as of the report date may expire unused.
5	Distributions to common stockholders: Each Fund earns income, net of expenses, daily on its investments. It is the policy of each Fund to declare and pay monthly distributions to common stockholders. Distributions from net realized capital gains, if any, are normally distributed in December. Distributions to common stockholders are recorded on the ex-date. Distributions to preferred stockholders are accrued and determined as described in Note A-7.
	On May 15, 2015, each Fund declared a monthly distribution to common stockholders payable June 15, 2015, to stockholders of record on May 29, 2015, with an ex-date of May 27, 2015 as follows:

	Distribution per share
California		$	0.068
Intermediate			0.075
New York			0.057

On June 15, 2015, each Fund declared a monthly distribution to common stockholders payable July 15, 2015, to stockholders of record on June 30, 2015, with an ex-date of June 26, 2015 as follows:

	Distribution per share
California		$	0.068
Intermediate			0.075
New York			0.057

6	Expense allocation: Certain expenses are applicable to multiple funds within the complex of related investment companies. Expenses directly attributable to a Fund are charged to that Fund. Expenses borne by the complex of related investment companies, which includes open-end and closed-end investment companies for which Management serves as investment manager, that are not directly attributable to a particular investment company (e.g., a Fund) are allocated among the Funds and the other investment companies or series thereof in the complex on the basis of relative net assets, except where a more appropriate allocation of expenses to each of the investment companies or series thereof in the complex can otherwise be made fairly.
7	Financial leverage: On October 21, 2002, the Funds re-classified unissued shares of capital stock into several series of Auction Market Preferred Shares (“AMPS”), as follows:

		Series A Shares				Series B Shares
California			1,500				1,500
Intermediate			4,000				4,000
New York			1,500				1,500

On December 13, 2002, the Funds issued several series of AMPS, as follows:

		Series A Shares				Series B Shares
California			1,180				1,180
Intermediate			3,588				3,588
New York			965				965

35

	All shares of each series of AMPS had a liquidation preference of $25,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by a Fund, but excluding interest thereon. Distributions to AMPS stockholders, which were cumulative, were accrued daily. It was the policy of each Fund to pay distributions every 7 days for each Fund’s AMPS Series A and every 28 days for each Fund’s AMPS Series B, unless in a special rate period.
	On June 24, 2014, the Funds re-classified unissued shares of capital stock into Variable Rate Municipal Term Preferred Shares (“VMTPS”), Series A, as follows:

	Series A Shares
California		590
Intermediate		1,794
New York		483

On June 30, 2014, July 1, 2014 and July 2, 2014, the Funds issued VMTPS, Series A, as follows:

	Series A Shares
California		590
Intermediate		1,794
New York		483

	Each Fund used the proceeds of the sale of VMTPS to redeem its outstanding AMPS. Each Fund’s VMTPS have a liquidation preference of $100,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by the Fund, but excluding interest thereon (“VMTPS Liquidation Value”). Distributions on the VMTPS are accrued daily and paid monthly at a floating rate. For financial reporting purposes only, the liquidation preference of the VMTPS is recognized as a liability in each Fund’s Statement of Assets and Liabilities.
	The distribution rate for each Fund’s VMTPS is calculated based on the applicable SIFMA Municipal Swap Index plus a spread. The table below sets forth key terms of each Fund’s VMTPS.

Term

Aggregate

Redemption

Shares

Liquidation

Estimated

Fund

Series

Date

Outstanding

Preference

Fair Value

California

Series A

6/30/2019

590

$59,000,000

$59,000,000

Intermediate

Series A

7/1/2019

1,794

$179,400,000

$179,400,000

New York

Series A

7/2/2019

483

$48,300,000

$48,300,000

	The Funds have paid up front expenses in connection with offering the VMTPS, which are being amortized over the life of the VMTPS. The expenses are included in the Distributions to variable rate municipal term preferred stockholders and amortization of offering costs line item that is reflected in the Statements of Operations.
	Each Fund may redeem VMTPS, in whole or in part, at its option after giving a minimum amount of notice to the relevant holders of its VMTPS, but will incur additional expenses if it chooses to so redeem. Each Fund is also subject to certain restrictions relating to the VMTPS. Failure to comply with these restrictions could preclude a Fund from declaring any distributions to common stockholders or repurchasing common shares and/or could trigger the mandatory redemption of VMTPS at VMTPS Liquidation Value. The holders of VMTPS are entitled to one vote per share and will vote with holders of common shares as a single class, except that the holders of VMTPS will vote separately as a class on certain matters, as required by law or the Fund’s organizational documents. The holders of VMTPS, voting as a separate class, are entitled at all times to elect two Directors of the Fund, and to elect a majority of the Directors of the Fund if the Fund fails to pay distributions on VMTPS for two consecutive years.

36

8	Concentration of risk: The ability of the issuers of the debt securities held by the Funds to meet their obligations may be affected by economic developments, including those particular to a specific industry or region. California and New York normally invest a substantial portion of their assets in municipal bonds of issuers located in the state of California and the state of New York, respectively. The value of each of these Funds’ securities are more susceptible to adverse economic, political, regulatory or other factors affecting the issuers of such municipal bonds than a fund that does not limit its investments to such issuers.
9	Indemnifications: Like many other companies, the Funds’ organizational documents provide that their officers (“Officers”) and directors (“Directors”) are indemnified against certain liabilities arising out of the performance of their duties to the Funds. In addition, both in some of their principal service contracts and in the normal course of their business, the Funds enter into contracts that provide indemnifications to other parties for certain types of losses or liabilities. Each Fund’s maximum exposure under these arrangements is unknown as this could involve future claims against each Fund.
10	Arrangements with certain non-affiliated service providers: In order to satisfy rating agency requirements, each Fund is required to provide the rating agency that rates its VMTPS a report on a monthly basis verifying that each Fund is maintaining eligible assets having a discounted value equal to or greater than the Preferred Shares Basic Maintenance Amount, which is a minimum level set by the rating agency as one of the conditions to maintain its rating on the VMTPS. “Discounted value” refers to the fact that the rating agency requires each Fund, in performing this calculation, to discount portfolio securities below their face value, at rates determined by the rating agency. Each Fund pays a fee to State Street Bank and Trust Company (“State Street”) for the preparation of this report which is reflected in the Statements of Operations under the caption “Basic maintenance expense (Note A).”

Note B—Management Fees, Administration Fees, and Other Transactions with Affiliates:

	Each Fund retains Management as its investment manager under a Management Agreement. For such investment management services, each Fund pays Management a fee at the annual rate of 0.25% of its average daily Managed Assets. Managed Assets equal the total assets of the Fund, less liabilities other than the aggregate indebtedness entered into for purposes of leverage. For purposes of calculating Managed Assets, the Liquidation Value of any VMTPS (AMPS prior to June 30, 2014, July 1, 2014 and July 2, 2014 for California, Intermediate and New York, respectively) outstanding is not considered a liability.
	Each Fund retains Management as its administrator under an Administration Agreement. Each Fund pays Management an administration fee at the annual rate of 0.30% of its average daily Managed Assets under this agreement. Additionally, Management retains State Street as its sub-administrator under a Sub-Administration Agreement. Management pays State Street a fee for all services received under the agreement.
	Neuberger Berman LLC (“Neuberger”) is retained by Management pursuant to a Sub-Advisory Agreement to furnish it with investment recommendations and research information without added cost to the Funds. Several individuals who are Officers and/or Directors of each Fund are also employees of Neuberger and/or Management.

Note C—Securities Transactions:

During the six months ended April 30, 2015, there were purchase and sale transactions of long-term securities as follows:

(000’s omitted)	Purchases				Sales
California		$437				$1,114
Intermediate		22,879				25,419
New York		9,483				9,123

37

Note D—Capital:

Transactions in shares of common stock for the six months ended April 30, 2015 and for the year ended October 31, 2014 were as follows:

	Stock Issued on								Net Increase/(Decrease)
	Reinvestment of Dividends								in Common Stock
	and Distributions								Outstanding
	2015				2014				2015				2014
California		3,653				5,192				3,653				5,192
Intermediate		—				3,131				—				3,131
New York		—				1,103				—				1,103

Note E—Unaudited Financial Information:

The financial information included in this interim report is taken from the records of each Fund without audit by an independent registered public accounting firm. Annual reports contain audited financial statements.

38

Financial Highlights

California Intermediate Municipal Fund Inc.

The following table includes selected data for a share of common stock outstanding throughout each period and other performance information derived from the Financial Statements. Per share amounts that round to less than $.01 or $(.01) per share are presented as $.00 or $(.00), respectively. Ratios that round to less than .00% or (.00)% per share are presented as .00% or (.00)%, respectively. Net asset amounts with a zero balance, if any, may reflect actual amounts rounding to less than $0.1 million. A “-” indicates that the line item was not applicable in the corresponding period.

	Six Months
	Ended April 30,					Year Ended October 31,
	2015					2014				2013				2012				2011				2010
	(Unaudited)
Common Stock Net Asset Value,
Beginning of Period		$	15.51			$	14.46			$	15.85			$	15.09			$	15.25			$	14.41
Income From Investment Operations
Applicable to Common Stockholders:
Net Investment Income (Loss)¢			.32				.72				.79				.89				.99				.98
Net Gains or Losses on Securities
(both realized and unrealized)			.02				1.16				(1.34	)			.72				(.29	)			.71
Common Stock Equivalent of Distributions to
AMPS Preferred Shareholders From:
Net Investment Income¢			—				(.01	)			(.02	)			(.03	)			(.04	)			(.04	)
Total From Investment Operations
Applicable to Common Stockholders			0.34				1.87				(0.57	)			1.58				0.66				1.65
Less Distributions to Common
Stockholders From:
Net Investment Income			(.41	)			(.82	)			(.82	)			(.82	)			(.82	)			(.81	)
Common Stock Net Asset Value,
End of Period		$	15.44			$	15.51			$	14.46			$	15.85			$	15.09			$	15.25
Common Stock Market Value,
End of Period		$	16.43			$	15.53			$	14.26			$	16.66			$	14.68			$	14.56
Total Return, Common Stock Net Asset Value†			2.18	%**			13.28	%			(3.65	)%			10.65	%			4.77	%			12.07	%
Total Return, Common Stock Market Value†			8.59	%**			15.02	%			(9.60	)%			19.55	%			6.75	%			17.34	%
Supplemental Data/Ratios††
Net Assets Applicable to Common Stockholders,
End of Period (in millions)		$	85.6			$	85.9			$	80.0			$	87.5			$	83.1			$	84.0
Preferred Shares Outstanding,
End of Period (in millions)^		$	59.0			$	59.0			$	59.0			$	59.0			$	59.0			$	59.0
Preferred Shares Liquidation Value Per Share^		$	100,000			$	100,000			$	25,000			$	25,000			$	25,000			$	25,000
Ratios are Calculated Using
Average Net Assets
Applicable to Common Stockholders
Ratio of Gross ExpensesØ			2.18	%*			1.70	%			1.43	%			1.41	%#			1.46	%#			1.59	%#
Ratio of Net ExpensesØ			2.18	%*			1.70	%			1.43	%‡			1.33	%‡			1.29	%‡			1.33	%‡
Ratio of Net Investment Income (Loss) Excluding
AMPS Preferred Share Distributions^			4.19	%*			4.85	%ØØ			5.19	%ØØ			5.67	%ØØ			6.68	%ØØ			6.60	%ØØ
Portfolio Turnover Rate			0	%**			24	%			47	%			41	%			16	%			23	%
Asset Coverage Per Preferred Share,
End of Period@		$	245,132			$	245,704			$	58,900			$	62,095			$	60,224			$	60,597

See Notes to Financial Highlights

39

Financial Highlights

Intermediate Municipal Fund Inc.

The following table includes selected data for a share of common stock outstanding throughout each period and other performance information derived from the Financial Statements. Per share amounts that round to less than $.01 or $(.01) per share are presented as $.00 or $(.00), respectively. Ratios that round to less than .00% or (.00)% per share are presented as .00% or (.00)%, respectively. Net asset amounts with a zero balance, if any, may reflect actual amounts rounding to less than $0.1 million. A “-” indicates that the line item was not applicable in the corresponding period.

		Six Months
		Ended April 30,						Year Ended October 31,
		2015					2014				2013				2012				2011				2010
		(Unaudited)
Common Stock Net Asset Value,
Beginning of Period			$	16.11			$	14.54			$	15.96			$	14.86			$	14.94			$	14.15
Income From Investment Operations
Applicable to Common Stockholders:
Net Investment Income (Loss)¢				.41				.88				.89				.98				1.00				.99
Net Gains or Losses on Securities
(both realized and unrealized)				(.01	)			1.55				(1.45	)			.98				(.21	)			.67
Common Stock Equivalent of Distributions to
AMPS Preferred Shareholders From:
Net Investment Income¢				—				(.01	)			(.02	)			(.02	)			(.03	)			(.04	)
Total From Investment Operations
Applicable to Common Stockholders				0.40				2.42				(0.58	)			1.94				0.76				1.62
Less Distributions to Common
Stockholders From:
Net Investment Income				(.45	)			(.85	)			(.84	)			(.84	)			(.84	)			(.83	)
Common Stock Net Asset Value,
End of Period			$	16.06			$	16.11			$	14.54			$	15.96			$	14.86			$	14.94
Common Stock Market Value,
End of Period			$	15.63			$	15.42			$	14.10			$	16.43			$	14.75			$	14.80
Total Return, Common Stock Net Asset Value†				2.61	%**			17.24	%			(3.59	)%			13.30	%			5.51	%			11.89	%
Total Return, Common Stock Market Value†				4.33	%**			15.72	%			(9.19	)%			17.51	%			5.71	%			20.56	%
Supplemental Data/Ratios††
Net Assets Applicable to Common Stockholders,
End of Period (in millions)			$	301.3			$	302.3			$	272.9			$	299.2			$	277.5			$	278.9
Preferred Shares Outstanding,
End of Period (in millions)^^			$	179.4			$	179.4			$	179.4			$	179.4			$	179.4			$	179.4
Preferred Shares Liquidation Value Per Share^^			$	100,000			$	100,000			$	25,000			$	25,000			$	25,000			$	25,000
Ratios are Calculated Using
Average Net Assets
Applicable to Common Stockholders
Ratio of Gross ExpensesØ				1.81	%*			1.41	%			1.17	%			1.17	%#			1.22	%#			1.30	%#
Ratio of Net ExpensesØ				1.81	%*			1.41	%			1.17	%‡			1.09	%‡			1.05	%‡			1.05	%‡
Ratio of Net Investment Income (Loss) Excluding
AMPS Preferred Share Distributions^^				5.03	%*			5.77	%ØØ			5.78	%ØØ			6.30	%ØØ			6.92	%ØØ			6.75	%ØØ
Portfolio Turnover Rate				5	%**			24	%			40	%			35	%			23	%			26	%
Asset Coverage Per Preferred Share,
End of Period@			$	268,067			$	268,620			$	63,026			$	66,698			$	63,673			$	63,870

See Notes to Financial Highlights

40

Financial Highlights

New York Intermediate Municipal Fund Inc.

The following table includes selected data for a share of common stock outstanding throughout each period and other performance information derived from the Financial Statements. Per share amounts that round to less than $.01 or $(.01) per share are presented as $.00 or $(.00), respectively. Ratios that round to less than .00% or (.00)% per share are presented as .00% or (.00)%, respectively. Net asset amounts with a zero balance, if any, may reflect actual amounts rounding to less than $0.1 million. A “-” indicates that the line item was not applicable in the corresponding period.

	Six Months
	Ended April 30,				Year Ended October 31,
	2015					2014				2013				2012				2011				2010
	(Unaudited)
Common Stock Net Asset Value,
Beginning of Period		$	14.52			$	13.71			$	15.03			$	14.49			$	14.85			$	14.07
Income From Investment Operations
Applicable to Common Stockholders:
Net Investment Income (Loss)¢			.30				.67				.71				.79				.89				.92
Net Gains or Losses on Securities
(both realized and unrealized)			(.04	)			.93				(1.23	)			.55				(.44	)			.67
Common Stock Equivalent of Distributions to
AMPS Preferred Shareholders From:
Net Investment Income¢			—				(.01	)			(.02	)			(.02	)			(.03	)			(.04	)
Total From Investment Operations
Applicable to Common Stockholders			0.26				1.59				(.54	)			1.32				0.42				1.55
Less Distributions to Common
Stockholders From:
Net Investment Income			(.37	)			(.78	)			(.78	)			(.78	)			(.78	)			(.77	)
Common Stock Net Asset Value,
End of Period		$	14.41			$	14.52			$	13.71			$	15.03			$	14.49			$	14.85
Common Stock Market Value,
End of Period		$	14.30			$	14.11			$	12.97			$	15.74			$	13.76			$	14.95
Total Return, Common Stock Net Asset Value†			1.90	%**			12.16	%			(3.50	)%			9.26	%			3.25	%			11.43	%
Total Return, Common Stock Market Value†			4.06	%**			15.21	%			(12.82	)%			20.49	%			(2.61	)%			22.54	%
Supplemental Data/Ratios††
Net Assets Applicable to Common Stockholders,
End of Period (in millions)		$	73.1			$	73.7			$	69.6			$	76.2			$	73.1			$	74.9
Preferred Shares Outstanding,
End of Period (in millions)^^^		$	48.3			$	48.3			$	48.3			$	48.3			$	48.3			$	48.3
Preferred Shares Liquidation Value Per Share^^^		$	100,000			$	100,000			$	25,000			$	25,000			$	25,000			$	25,000
Ratios are Calculated Using
Average Net Assets
Applicable to Common Stockholders
Ratio of Gross ExpensesØ			2.16	%*			1.71	%			1.43	%			1.42	%#			1.46	%#			1.55	%#
Ratio of Net ExpensesØ			2.16	%*			1.71	%			1.43	%‡			1.34	%‡			1.29	%‡			1.30	%‡
Ratio of Net Investment Income (Loss) Excluding
AMPS Preferred Share Distributions^^^			4.16	%*			4.75	%ØØ			4.93	%ØØ			5.31	%ØØ			6.21	%ØØ			6.37	%ØØ
Portfolio Turnover Rate			8	%**			32	%			52	%			28	%			16	%			29	%
Asset Coverage Per Preferred Share,
End of Period@		$	251,511			$	252,753			$	61,059			$	64,471			$	62,895			$	63,835

See Notes to Financial Highlights

41

Notes to Financial Highlights Intermediate Municipal Closed-End Funds (Unaudited)

†	Total return based on per share NAV reflects the effects of changes in NAV on the performance of each Fund during each fiscal period. Total return based on per share market value assumes the purchase of shares of common stock at the market price on the first day and sale of common stock at the market price on the last day of the period indicated. Dividends and distributions, if any, are assumed to be reinvested at prices obtained under each Fund’s distribution reinvestment plan. Results represent past performance and do not indicate future results. Current returns may be lower or higher than the performance data quoted. Investment returns may fluctuate and shares of common stock when sold may be worth more or less than original cost. For each Fund, total return would have been lower if Management had not waived a portion of the investment management fee during certain of the periods shown.
#	Represents the annualized ratios of net expenses to average daily net assets if Management had not waived a portion of the investment management fee.
‡	After waiver of a portion of the investment management fee by Management during certain of the periods shown. Each Fund is required to calculate an expense ratio without taking into consideration any expense reductions related to expense offset arrangements. Prior to January 1, 2013, each Fund had an expense offset arrangement in connection with its custodian contract. Had the Funds not received expense reductions related to expense offset arrangements, the annualized ratios of net expenses to average daily net assets applicable to common stockholders would have been:

	Year Ended October 31,
	2013		2012		2011		2010
California	1.43%		1.33%		1.29%		1.34%
Intermediate	1.17%		1.09%		1.05%		1.05%
New York	1.43%		1.34%		1.29%		1.30%

@	Calculated by subtracting the Fund’s total liabilities (excluding the liquidation preference of VMTPS and accumulated unpaid distributions on the VMTPS (AMPS prior to June 30, 2014, July 1, 2014 and July 2, 2014 for California, Intermediate and New York, respectively)) from the Fund’s total assets and dividing by the number of VMTPS/AMPS outstanding.
††	Expense ratios do not include the effect of distributions on AMPS. Income ratios include income earned on assets attributable to the VMTPS (AMPS prior to June 30, 2014, July 1, 2014 and July 2, 2014 for California, Intermediate and New York, respectively) outstanding.
¢	Calculated based on the average number of shares of common stock outstanding during each fiscal period.
Ø	Distributions on VMTPS are included in expense ratios. The annualized ratios of distributions on VMTPS to average net assets applicable to common stockholders were:

	Six Months
	Ended		Year Ended
	April 30, 2015		October 31, 2014
California	.92%		.96%
Intermediate	.78%		.83%
New York	.87%		.91%

42

ØØ	The annualized ratios of distributions on AMPS to average net assets applicable to common stockholders were:

		Year Ended October 31,
		2014		2013		2012		2011		2010
California		.05%		.13%		.17%		.24%		.29%
Intermediate		.04%		.12%		.15%		.22%		.27%
New York		.05%		.12%		.16%		.22%		.27%

^	Prior to June 30, 2014, California had AMPS outstanding. On June 30, 2014, California issued 590 VMTPS and redeemed its outstanding AMPS (see Note A-7 to Financial Statements).
^^	Prior to July 1, 2014, Intermediate had AMPS outstanding. On July 1, 2014, Intermediate issued 1,794 VMTPS and redeemed its outstanding AMPS (see Note A-7 to Financial Statements).
^^^	Prior to July 2, 2014, New York had AMPS outstanding. On July 2, 2014, New York issued 483 VMTPS and redeemed its outstanding AMPS (see Note A-7 to Financial Statements).
*	Annualized.
**	Not Annualized.

43

Distribution Reinvestment Plan

Computershare, Inc. (the “Plan Agent”) will act as Plan Agent for stockholders who have not elected in writing to receive dividends and distributions in cash (each a “Participant”), will open an account for each Participant under the Distribution Reinvestment Plan (“Plan”) in the same name as their then-current shares of the Fund’s common stock (“Shares”) are registered, and will put the Plan into effect for each Participant as of the first record date for a dividend or capital gains distribution.

Whenever the Fund declares a dividend or distribution with respect to the Shares, each Participant will receive such dividends and distributions in additional Shares, including fractional Shares acquired by the Plan Agent and credited to each Participant’s account. If on the payment date for a cash dividend or distribution, the net asset value is equal to or less than the market price per Share plus estimated brokerage commissions, the Plan Agent shall automatically receive such Shares, including fractions, for each Participant’s account. Except in the circumstances described in the next paragraph, the number of additional Shares to be credited to each Participant’s account shall be determined by dividing the dollar amount of the dividend or distribution payable on their Shares by the greater of the net asset value per Share determined as of the date of purchase or 95% of the then-current market price per Share on the payment date.

Should the net asset value per Share exceed the market price per Share plus estimated brokerage commissions on the payment date for a cash dividend or distribution, the Plan Agent or a broker-dealer selected by the Plan Agent shall endeavor, for a purchase period lasting until the last business day before the next date on which the Shares trade on an “ex-dividend” basis, but in no event, except as provided below, more than 30 days after the payment date, to apply the amount of such dividend or distribution on each Participant’s Shares (less their pro rata share of brokerage commissions incurred with respect to the Plan Agent’s open-market purchases in connection with the reinvestment of such dividend or distribution) to purchase Shares on the open market for each Participant’s account. No such purchases may be made more than 30 days after the payment date for such dividend or distribution except where temporary curtailment or suspension of purchase is necessary to comply with applicable provisions of federal securities laws. If, at the close of business on any day during the purchase period the net asset value per Share equals or is less than the market price per Share plus estimated brokerage commissions, the Plan Agent will not make any further open-market purchases in connection with the reinvestment of such dividend or distribution. If the Plan Agent is unable to invest the full dividend or distribution amount through open-market purchases during the purchase period, the Plan Agent shall request that, with respect to the uninvested portion of such dividend or distribution amount, the Fund issue new Shares at the close of business on the earlier of the last day of the purchase period or the first day during the purchase period on which the net asset value per Share equals or is less than the market price per Share, plus estimated brokerage commissions, such Shares to be issued in accordance with the terms specified in the third paragraph hereof. These newly issued Shares will be valued at the then-current market price per Share at the time such Shares are to be issued.

For purposes of making the reinvestment purchase comparison under the Plan, (a) the market price of the Shares on a particular date shall be the last sales price on the New York Stock Exchange (or if the Shares are not listed on the New York Stock Exchange, such other exchange on which the Shares are principally traded) on that date, or, if there is no sale on such Exchange (or if not so listed, in the over-the-counter market) on that date, then the mean between the closing bid and asked quotations for such Shares on such Exchange on such date and (b) the net asset value per Share on a particular date shall be the net asset value per Share most recently calculated by or on behalf of the Fund. All dividends, distributions and other payments (whether made in cash or Shares) shall be made net of any applicable withholding tax.

Open-market purchases provided for above may be made on any securities exchange where the Fund’s Shares are traded, in the over-the-counter market or in negotiated transactions and may be on such terms as to price, delivery and otherwise as the Plan Agent shall determine. Each Participant’s uninvested funds held by the Plan Agent will not bear interest, and it is understood that, in any event, the Plan Agent shall have no liability in connection with any inability to purchase Shares within 30 days after the initial date of such purchase as herein provided, or with the timing of any purchases effected. The Plan Agent shall have no responsibility as to the value of the Shares acquired for each

44

The Plan Agent may hold each Participant’s Shares acquired pursuant to the Plan together with the Shares of other stockholders of the Fund acquired pursuant to the Plan in noncertificated form in the Plan Agent’s name or that of the Plan Agent’s nominee. The Plan Agent will forward to each Participant any proxy solicitation material and will vote any Shares so held for each Participant only in accordance with the instructions set forth on proxies returned by the Participant to the Fund.

The Plan Agent will confirm to each Participant each acquisition made for their account as soon as practicable but not later than 60 days after the date thereof. Although each Participant may from time to time have an undivided fractional interest (computed to three decimal places) in a Share, no certificates for a fractional Share will be issued. However, dividends and distributions on fractional Shares will be credited to each Participant’s account. In the event of termination of a Participant’s account under the Plan, the Plan Agent will adjust for any such undivided fractional interest in cash at the market value of the Shares at the time of termination, less the pro rata expense of any sale required to make such an adjustment.

Any Share dividends or split Shares distributed by the Fund on Shares held by the Plan Agent for Participants will be credited to their accounts. In the event that the Fund makes available to its stockholders rights to purchase additional Shares or other securities, the Shares held for each Participant under the Plan will be added to other Shares held by the Participant in calculating the number of rights to be issued to each Participant.

The Plan Agent’s service fee for handling capital gains and other distributions or income dividends will be paid by the Fund. Participants will be charged their pro rata share of brokerage commissions on all open-market purchases.

Each Participant may terminate their account under the Plan by notifying the Plan Agent in writing. Such termination will be effective immediately if the Participant’s notice is received by the Plan Agent not less than ten days prior to any dividend or distribution record date, otherwise such termination will be effective the first trading day after the payment date for such dividend or distribution with respect to any subsequent dividend or distribution. The Plan may be terminated by the Plan Agent or the Fund upon notice in writing mailed to each Participant at least 30 days prior to any record date for the payment of any dividend or distribution by the Fund.

These terms and conditions may be amended or supplemented by the Plan Agent or the Fund at any time or times but, except when necessary or appropriate to comply with applicable law or the rules or policies of the Securities and Exchange Commission or any other regulatory authority, only by mailing to each Participant appropriate written notice at least 30 days prior to the effective date thereof. The amendment or supplement shall be deemed to be accepted by each Participant unless, prior to the effective date thereof, the Plan Agent receives written notice of the termination of their account under the Plan. Any such amendment may include an appointment by the Plan Agent in its place and stead of a successor Plan Agent under these terms and conditions, with full power and authority to perform all or any of the acts to be performed by the Plan Agent under these terms and conditions. Upon any such appointment of any Plan Agent for the purpose of receiving dividends and distributions, the Fund will be authorized to pay to such successor Plan Agent, for each Participant’s account, all dividends and distributions payable on Shares held in their name or under the Plan for retention or application by such successor Plan Agent as provided in these terms and conditions.

The Plan Agent shall at all times act in good faith and agrees to use its best efforts within reasonable limits to ensure the accuracy of all services performed under this Agreement and to comply with applicable law, but assumes no responsibility and shall not be liable for loss or damage due to errors unless such error is caused by the Plan Agent’s negligence, bad faith, or willful misconduct or that of its employees. These terms and conditions are governed by the laws of the State of Maryland.

45

46

Directory

Investment Manager and Administrator	Plan Agent
Neuberger Berman Management LLC	Computershare, Inc.
605 Third Avenue, 2nd Floor	P.O. Box 30170
New York, NY 10158-0180	College Station, TX 77842-3170
877.461.1899 or 212.476.8800
Sub-Adviser	Overnight correspondence should be sent to:
Neuberger Berman LLC	Computershare, Inc.
605 Third Avenue	211 Quality Circle, Suite 210
New York, NY 10158-3698	College Station, TX 77845
Custodian	Legal Counsel
State Street Bank and Trust Company	K&L Gates LLP
One Lincoln Street	1601 K Street, NW
Boston, MA 02111	Washington, DC 20006-1600
Stock Transfer Agent	Independent Registered Public Accounting Firm
Computershare, Inc.	Ernst & Young LLP
480 Washington Boulevard	200 Clarendon Street
Jersey City, NJ 07310	Boston, MA 02116

47

Proxy Voting Policies and Procedures

A description of the policies and procedures that the Funds use to determine how to vote proxies relating to portfolio securities is available, without charge, by calling 800-877-9700 (toll-free) and on the Securities and Exchange Commission’s website, at www.sec.gov. Information regarding how the Funds voted proxies relating to portfolio securities during the most recent 12-month period ended June 30 is also available, upon request, without charge, by calling 800-877-9700 (toll-free), on the Securities and Exchange Commission’s website at www.sec.gov, and on Management’s website at www.nb.com.

Quarterly Portfolio Schedule

Each Fund files a complete schedule of portfolio holdings with the Securities and Exchange Commission for the first and third quarters of each fiscal year on Form N-Q. The Funds’ Forms N-Q are available on the Securities and Exchange Commission’s website at www.sec.gov and may be reviewed and copied at the Securities and Exchange Commission’s Public Reference Room in Washington, DC. Information on the operation of the Public Reference Room may be obtained by calling 800-SEC-0330. The information on Form N-Q is available upon request, without charge, by calling 800-877-9700 (toll-free).

48

	Rev. 12/2010

FACTS	WHAT DOES NEUBERGER BERMAN DO WITH YOUR PERSONAL INFORMATION?
Why?	Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?	The types of personal information we collect and share depend on the product or service you have with us. This information can include: ■Social Security number and account balances ■income and transaction history ■credit history and credit scores When you are no longer our customer, we continue to share your information as described in this notice.
How?	All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Neuberger Berman chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information	Does Neuberger Berman share?	Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes— to offer our products and services to you	Yes	No
For joint marketing with other financial companies	No	We don’t share
For our affiliates’ everyday business purposes— information about your transactions and experiences	Yes	No
For our affiliates’ everyday business purposes— information about your creditworthiness	No	We don’t share
For nonaffiliates to market to you	No	We don’t share

Questions?	Call 800.223.6448

This is not part of the Funds’ stockholder report.

Page 2

Who we are
Who is providing this notice?	Entities within the Neuberger Berman family of companies, mutual funds, and private investment funds.
What we do
How does Neuberger Berman protect my personal information?	To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. We restrict access to customer information to those employees who need to know such information in order to perform their job responsibilities.
How does Neuberger Berman collect my personal information?	We collect your personal information, for example, when you ■open an account or provide account information ■seek advice about your investments or give us your income information ■give us your contact information We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Why can’t I limit all sharing?	Federal law gives you the right to limit only ■sharing for affiliates’ everyday business purposes—information about your creditworthiness ■affiliates from using your information to market to you ■sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates	Companies related by common ownership or control. They can be financial and nonfinancial companies. ■Our affiliates include companies with a Neuberger Berman name; financial companies, such as investment advisers, broker dealers; mutual funds, and private investment funds.
Nonaffiliates	Companies not related by common ownership or control. They can be financial and nonfinancial companies. ■Nonaffiliates we share with can include companies that perform administrative services on our behalf (such as vendors that provide data processing, transaction processing, and printing services) or other companies such as brokers, dealers, or counterparties in connection with servicing your account.
Joint marketing	A formal agreement between nonaffiliated financial companies that together market financial products or services to you. ■Neuberger Berman doesn’t jointly market.

This is not part of the Funds’ stockholder report.

 

				Neuberger Berman Management LLC 605 Third Avenue, 2nd Floor New York, NY 10158–0180 Internal Sales & Services 877.461.1899 www.nb.com
				Statistics and projections in this report are derived from sources deemed to be reliable but cannot be regarded as a representation of future results of the Funds. This report is prepared for the general information of stockholders and is not an offer of shares of the Funds.
				I0208 06/15