1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
STOCK OPTION (RIGHT TO BUY)
|
Â
(2)
|
03/31/2024 |
COMMON STOCK
|
33,284
|
$
2.64
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(3)
|
09/08/2024 |
COMMON STOCK
|
8,433
|
$
7.2
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(4)
|
02/10/2025 |
COMMON STOCK
|
25,000
|
$
16.4
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(5)
|
01/18/2026 |
COMMON STOCK
|
32,500
|
$
4.71
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(6)
|
11/28/2026 |
COMMON STOCK
|
25,000
|
$
3.35
|
D
|
Â
|
STOCK OPTION (RIGHT TO BUY)
|
Â
(7)
|
12/27/2026 |
COMMON STOCK
|
25,000
|
$
3.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares are held by the Wong Family Trust, of which the Reporting Person is a Trustee. |
(2) |
One-forty-eighth (1/48th) of the Option vests in equal monthly installments one month after April 1, 2014. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(3) |
One-forty-eighth (1/48th) of the Option vests in equal monthly installments one month after September 9, 2014. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(4) |
One-fourth (1/4th) of the Option vests one year after February 11, 2015; the balance of the Option vests in a series of thirty-six (36) successive equal monthly installments thereafter. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(5) |
One-fourth (1/4th) of the Option vests one year after January 19, 2016; the balance of the Option vests in a series of thirty-six (36) successive equal monthly installments thereafter. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(6) |
One-fourth (1/4th) of the Option vests one year after November 29, 2016; the balance of the Option vests in a series of thirty-six (36) successive equal monthly installments thereafter. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |
(7) |
One-fourth (1/4th) of the Option vests one year after December 28, 2016; the balance of the Option vests in a series of thirty-six (36) successive equal monthly installments thereafter. The Option shall be subject to accelerated vesting as set forth in the optionee's employment agreement with the Company. |