U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brenneman Gregory D.
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(Last) (First) (Middle)
1330 Lake Robbins Dr., Suite 205
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(Street)
The Woodlands TX 77380
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
5/18/01
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Hawaiian Airlines, Inc. (HA)
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[_] Officer (give title below) [X] Other (specify below)
NA
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6. If Amendment, Date of Original (Month/Day/Year)
12/26/01
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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Common Stock, par value $.01, per share 0* NA*
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* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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None
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/s/ Gregory D. Brenneman May 29, 2002
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space provided is insufficient, see Instruction 6 for procedure.
Continuation Sheet to Form 3
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Name and Address of Reporting Person Gregory D. Brenneman
1330 Lake Robbins Dr., Suite 205
The Woodlands, TX 77380
Issuer Name and Ticker or Trading Symbol Hawaiian Airlines, Inc. (HA)
Date of Event Requiring Statement December 19, 2001
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Explanation of Responses
(1) The Reporting Person is the President and sole stockholder of TurnWorks,
Inc. ("TurnWorks") which is the sole stockholder of TurnWorks Acquisition III,
Inc., a Delaware corporation ("TurnWorks Acquisition"). The Reporting Person is
also the President of TurnWorks Acquisition. On December 19, 2001, TurnWorks,
TurnWorks Acquisition, the Issuer and Aloha Airgroup, Inc. ("Aloha") entered
into an Agreement and Plan of Merger (the "Merger Agreement"), and TurnWorks,
Aloha and Airline Investors Partnership, L.P., a Delaware limited partnership
("AIP") which, as of such date owned 18,181,818 shares (the "AIP Shares") of
Common Stock, entered into a Voting Agreement (the "Voting Agreement"). Pursuant
to the Voting Agreement, AIP agreed to vote to approve the Merger Agreement and
the transactions contemplated thereby at a meeting of the stockholders of the
Issuer. Because TurnWorks was the beneficiary of this Voting Agreement, and
because the Reporting Person was granted an irrevocable proxy under this Voting
Agreement, they may have been deemed to be the beneficial owners of the AIP
Shares; however, pursuant to Rule 13d-4 under the Securities Exchange Act of
1934, as amended, The Reporting Person disclaimed, on behalf of himself
individually and on behalf of TurnWorks and TurnWorks Acquisition, beneficial
ownership of such AIP Shares.
On April 18, 2002, the Issuer delivered a notice terminating the Merger
Agreement, and therefore the Voting Agreement, under which TurnWorks was a
beneficiary and The Reporting Person was granted an irrevocable proxy,
terminated on May 18, 2002. Accordingly, no grounds whatsoever exist anymore for
deeming the Reporting Person, TurnWorks or TurnWorks Acquisition to beneficially
own the AIP Shares.