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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Warrant | $ 7.5 | 03/03/2008 | 03/06/2008 | S(3) | 16,198 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 16,198 (1) | $ 1.7 | 3,972,538 | I | By Hound Partners, LP (1) | ||
| Warrant | $ 7.5 | 03/03/2008 | 03/06/2008 | P(3) | 16,198 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 16,198 (2) | $ 1.7 | 4,126,418 | I | By Hound Partners Offshore Fund, LP (2) | ||
| Warrant | $ 7.5 | 04/01/2008 | 04/04/2008 | S(3) | 74,510 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 74,510 (1) | $ 1.11 | 3,898,028 | I | By Hound Partners, LP (1) | ||
| Warrant | $ 7.5 | 04/01/2008 | 04/04/2008 | P(3) | 74,510 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 74,510 (2) | $ 1.11 | 4,200,928 | I | By Hound Partners Offshore Fund, LP (2) | ||
| Warrant | $ 7.5 | 05/01/2008 | 05/06/2008 | S(3) | 276,985 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 276,985 (1) | $ 0.5 | 3,621,043 | I | By Hound Partners, LP (1) | ||
| Warrant | $ 7.5 | 05/01/2008 | 05/06/2008 | P(3) | 276,985 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 276,985 (2) | $ 0.5 | 4,477,913 | I | By Hound Partners Offshore Fund, LP (2) | ||
| Warrant | $ 7.5 | 07/01/2008 | 07/07/2008 | S(3) | 48,594 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 48,594 (1) | $ 0.28 | 3,572,449 | I | By Hound Partners, LP (1) | ||
| Warrant | $ 7.5 | 07/01/2008 | 07/07/2008 | P(3) | 48,594 | 02/22/2008 | 06/18/2011 | Common Stock, $.0001 par value | 48,594 (2) | $ 0.28 | 4,526,507 | I | By Hound Partners Offshore Fund, LP (2) | ||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Hound Partners, LLC 101 PARK AVENUE 48TH FLOOR NEW YORK, NY 10178 |
X | |||
| Hound Performance, LLC 101 PARK AVENUE 48TH FLOOR NEW YORK, NY 10178 |
X | |||
| AUERBACH JONATHAN A G 215 E 73RD STREET NEW YORK, NY 10021 |
X | |||
| Hound Partners, LLC, By: /s/ Jonathan Auerbach, Managing Member | 07/24/2008 | |
| **Signature of Reporting Person | Date | |
| Hound Performance, LLC, By: /s/ Jonathan Auerbach, Managing Member | 07/24/2008 | |
| **Signature of Reporting Person | Date | |
| /s/ Jonathan Auerbach | 07/24/2008 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The securities may be deemed to be beneficially owned by (a) Hound Performance, LLC, the general partner of Hound Partners, LP; (b) Hound Partners, LLC, the investment manager of Hound Partners, LP and (c) Jonathan Auerbach, the managing member of Hound Performance, LLC and Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| (2) | The securities may be deemed to be beneficially owned by (a) Hound Performance, LLC, the general partner of Hound Partners Offshore Fund, LP; (b) Hound Partners, LLC, the investment manager of Hound Partners Offshore Fund, LP and (c) Jonathan Auerbach, the managing member of Hound Performance, LLC and Hound Partners, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his or its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| (3) | Re-balancing transactions among related entities over which the Reporting Person may be deemed to have beneficial ownership. |