UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-00266
TRI-CONTINENTAL CORPORATION
(Exact name of registrant as specified in charter)
50606 Ameriprise Financial Center, Minneapolis, MN 55474
(Address of principal executive offices) (Zip code)
Scott R. Plummer - 5228 Ameriprise Financial Center, Minneapolis, MN 55474
(Name and address of agent for service)
Registrant's telephone number, including area code: (612) 671-1947
Date of fiscal year end: 12/31
Date of reporting period: 7/1/08-6/30/09
Document Number: 269812
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00266
Reporting Period: 07/01/2008 - 06/30/2009
Tri-Continental Corporation
========================= TRI-CONTINENTAL CORPORATION ==========================
3M CO
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda G. Alvarado For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Vance D. Coffman For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director W. James Farrell For For Management
1.6 Elect Director Herbert L. Henkel For For Management
1.7 Elect Director Edward M. Liddy For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Aulana L. Peters For For Management
1.10 Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Stock Retention/Holding Period Against For Shareholder
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director W.A. Reynolds For For Management
1.9 Elect Director R.S. Roberts For For Management
1.10 Elect Director S.C. Scott, III For For Management
1.11 Elect Director W.D. Smithburg For For Management
1.12 Elect Director G.F. Tilton For For Management
1.13 Elect Director M.D. White For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Report on Animal Testing Against Abstain Shareholder
6 Adopt Principles for Health Care Reform Against Abstain Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
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ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 10, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bachmann For For Management
1.2 Elect Director Michael S. Jeffries For For Management
1.3 Elect Director John W. Kessler For Withhold Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Death Benefits/Golden Coffins Against For Shareholder
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: SEP 24, 2008 Meeting Type: Annual
Record Date: JUL 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe G. H. Capron For Withhold Management
1.2 Elect Director Robert J. Corti For Withhold Management
1.3 Elect Director Frederic R. Crepin For Withhold Management
1.4 Elect Director Bruce L. Hack For Withhold Management
1.5 Elect Director Brian G. Kelly For Withhold Management
1.6 Elect Director Robert A. Kotick For Withhold Management
1.7 Elect Director Jean-Bernard Levy For Withhold Management
1.8 Elect Director Robert J. Morgado For Withhold Management
1.9 Elect Director Douglas P. Morris For Withhold Management
1.10 Elect Director Rene P. Penisson For Withhold Management
1.11 Elect Director Richard Sarnoff For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Adopt Policy and Report on Board Against Abstain Shareholder
Diversity
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
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ACTIVISION, INC.
Ticker: ATVI Security ID: 004930202
Meeting Date: JUL 8, 2008 Meeting Type: Special
Record Date: JUN 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Change Company Name For For Management
3 Increase Authorized Common Stock For For Management
4 Eliminate Class of Preferred Stock For For Management
5 Amend Quorum Requirements For For Management
6 Adopt Supermajority Vote Requirement For Against Management
for Amendments
7 Prohibit Board to Amend Bylaws Without For For Management
Shareholder Consent
8 Permit Directors Designated by Vivendi For For Management
Certain Voting Powers
9 Amend Certificate of Incorporation to For For Management
Limit Certain Business Activities
10 Amend Certificate of Incorporation to For For Management
Establish Procedures Allocating Certain
Corporate Opportunities
11 Amend Certificate of Incorporation to For For Management
Require Vivendi or Activision Blizzard
to Acquire all Outstanding Shares
12 Amend Certificate of Incorporation to For For Management
Approve a Affiliate Transactions
Provision
13 Amend Certificate of Incorporation to For For Management
Restrict Business Combination Provision
14 Prohibit Board to Amend Bylaws Without For For Management
Shareholder Consent
15 Adjourn Meeting For For Management
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AFFILIATED COMPUTER SERVICES, INC.
Ticker: ACS Security ID: 008190100
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darwin Deason For For Management
1.2 Elect Director Lynn R. Blodgett For For Management
1.3 Elect Director Robert Druskin For For Management
1.4 Elect Director Kurt R. Krauss For For Management
1.5 Elect Director Ted B. Miller, Jr. For For Management
1.6 Elect Director Paul E. Sullivan For For Management
1.7 Elect Director Frank Varasano For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos, II For For Management
1.3 Elect Director Paul S. Amos, II For For Management
1.4 Elect Director Yoshiro Aoki For For Management
1.5 Elect Director Michael H. Armacost For For Management
1.6 Elect Director Kriss Cloninger, III For For Management
1.7 Elect Director Joe Frank Harris For For Management
1.8 Elect Director Elizabeth J. Hudson For For Management
1.9 Elect Director Kenneth S. Janke, Sr. For For Management
1.10 Elect Director Douglas W. Johnson For For Management
1.11 Elect Director Robert B. Johnson For For Management
1.12 Elect Director Charles B. Knapp For For Management
1.13 Elect Director E. Stephen Purdom For For Management
1.14 Elect Director Barbara K. Rimer For For Management
1.15 Elect Director Marvin R. Schuster For For Management
1.16 Elect Director David Gary Thompson For For Management
1.17 Elect Director Robert L. Wright For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: FEB 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn S. Fuller For For Management
1.2 Elect Director Judith M. Gueron For For Management
1.3 Elect Director Patricia F. Russo For For Management
1.4 Elect Director Ernesto Zedillo For For Management
2 Ratify Auditor For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
--------------------------------------------------------------------------------
ALLSTATE CORPORATION, THE
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Duane Ackerman For For Management
1.2 Elect Director Robert D. Beyer For For Management
1.3 Elect Director W. James Farrell For For Management
1.4 Elect Director Jack M. Greenberg For For Management
1.5 Elect Director Ronald T. LeMay For For Management
1.6 Elect Director H. John Riley, Jr. For For Management
1.7 Elect Director Joshua I. Smith For For Management
1.8 Elect Director Judith A. Sprieser For Against Management
1.9 Elect Director Mary Alice Taylor For For Management
1.10 Elect Director Thomas J. Wilson For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ALTERA CORP.
Ticker: ALTR Security ID: 021441100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Daane For For Management
2 Elect Director Robert J. Finocchio, Jr. For For Management
3 Elect Director Kevin McGarity For For Management
4 Elect Director Gregory E. Myers For For Management
5 Elect Director Krish A. Prabhu For For Management
6 Elect Director John Shoemaker For For Management
7 Elect Director Susan Wang For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Qualified Employee Stock Purchase For For Management
Plan
10 Ratify Auditors For For Management
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Elizabeth E. Bailey For For Management
2 Elect Director Gerald L. Baliles For For Management
3 Elect Director Dinyar S. Devitre For For Management
4 Elect Director Thomas F. Farrell For For Management
5 Elect Director Robert E. R. Huntley For For Management
6 Elect Director Thomas W. Jones For For Management
7 Elect Director George Munoz For For Management
8 Elect Director Nabil Y. Sakkab For For Management
9 Elect Director Michael E. Szymanczyk For For Management
10 Ratify Auditors For For Management
11 Reduce Tobacco Harm to Health Against Abstain Shareholder
12 Report on Marketing Practices on the Against Abstain Shareholder
Poor
13 Adopt Principles for Health Care Reform Against Abstain Shareholder
14 Adopt Human Rights Protocols for Against Abstain Shareholder
Company and Suppliers
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Report on Political Contributions Against Against Shareholder
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AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 27, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D.F. Akerson For For Management
1.2 Elect Director C. Barshefsky For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director K.I. Chenault For For Management
1.5 Elect Director P. Chernin For For Management
1.6 Elect Director J. Leschly For For Management
1.7 Elect Director R.C. Levin For For Management
1.8 Elect Director R.A. Mcginn For For Management
1.9 Elect Director E.D. Miller For For Management
1.10 Elect Director S.S Reinemund For For Management
1.11 Elect Director R.D. Walter For For Management
1.12 Elect Director R.A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
4 Provide for Cumulative Voting Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against For Shareholder
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois de Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Frank C. Herringer For For Management
8 Elect Director Gilbert S. Omenn For For Management
9 Elect Director Judith C. Pelham For For Management
10 Elect Director J. Paul Reason For For Management
11 Elect Director Leonard D. Schaeffer For For Management
12 Elect Director Kevin W. Sharer For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Reduce Supermajority Vote Requirement For For Management
16 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
17 Reincorporate in Another State [from Against Against Shareholder
Delaware to North Dakota ]
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AON CORP.
Ticker: AOC Security ID: 037389103
Meeting Date: MAY 15, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lester B. Knight For For Management
2 Elect Director Gregory C. Case For For Management
3 Elect Director Fulvio Conti For For Management
4 Elect Director Edgar D. Jannotta For For Management
5 Elect Director Jan Kalff For For Management
6 Elect Director J. Michael Losh For Against Management
7 Elect Director R. Eden Martin For For Management
8 Elect Director Andrew J. McKenna For For Management
9 Elect Director Robert S. Morrison For For Management
10 Elect Director Richard B. Myers For For Management
11 Elect Director Richard C. Notebaert For For Management
12 Elect Director John W. Rogers, Jr. For For Management
13 Elect Director Gloria Santona For For Management
14 Elect Director Carolyn Y. Woo For For Management
15 Ratify Auditors For For Management
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APACHE CORP.
Ticker: APA Security ID: 037411105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frederick M. Bohen For For Management
2 Elect Director George D. Lawrence For For Management
3 Elect Director Rodman D. Patton For For Management
4 Elect Director Charles J. Pitman For For Management
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AT&T INC
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director William F. Aldinger III For For Management
1.3 Elect Director Gilbert F. Amelio For For Management
1.4 Elect Director Reuben V. Anderson For For Management
1.5 Elect Director James H. Blanchard For For Management
1.6 Elect Director August A. Busch III For For Management
1.7 Elect Director Jaime Chico Pardo For For Management
1.8 Elect Director James P. Kelly For For Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Lynn M. Martin For For Management
1.11 Elect Director John B. McCoy For For Management
1.12 Elect Director Mary S. Metz For For Management
1.13 Elect Director Joyce M. Roche For For Management
1.14 Elect Director Laura D Andrea Tyson For For Management
1.15 Elect Director Patricia P. Upton For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Report on Political Contributions Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
7 Require Independent Board Chairman Against For Shareholder
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Exclude Pension Credits ftom Earnings Against For Shareholder
Performance Measure
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BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: DEC 5, 2008 Meeting Type: Special
Record Date: OCT 10, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
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BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Barnet, III For For Management
1.2 Elect Director Frank P. Bramble, Sr. For For Management
1.3 Elect Director Virgis W. Colbert For For Management
1.4 Elect Director John T. Collins For For Management
1.5 Elect Director Gary L. Countryman For For Management
1.6 Elect Director Tommy R. Franks For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Kenneth D. Lewis For For Management
1.9 Elect Director Monica C. Lozano For For Management
1.10 Elect Director Walter E. Massey For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Patricia E. Mitchell For For Management
1.13 Elect Director Joseph W. Prueher For For Management
1.14 Elect Director Charles O. Rossotti For For Management
1.15 Elect Director Thomas M. Ryan For For Management
1.16 Elect Director O. Temple Sloan, Jr. For For Management
1.17 Elect Director Robert L. Tillman For For Management
1.18 Elect Director Jackie M. Ward For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Report on Government Service of Against Against Shareholder
Employees
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against Against Shareholder
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
8 Require Independent Board Chairman Against For Shareholder
9 Report on Predatory Lending Policies Against Against Shareholder
10 Adopt Principles for Health Care Reform Against Abstain Shareholder
11 TARP Related Compensation Against Against Shareholder
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 25, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Allison IV For For Management
1.2 Elect Director Jennifer S. Banner For For Management
1.3 Elect Director Anna R. Cablik For Withhold Management
1.4 Elect Director Nelle R. Chilton For For Management
1.5 Elect Director Ronald E. Deal For Withhold Management
1.6 Elect Director Tom D. Efird For For Management
1.7 Elect Director Barry J. Fitzpatrick For For Management
1.8 Elect Director L. Vincent Hackley For For Management
1.9 Elect Director Jane P. Helm For For Management
1.10 Elect Director John P. Howe III For For Management
1.11 Elect Director Kelly S. King For For Management
1.12 Elect Director James H. Maynard For For Management
1.13 Elect Director Albert O. McCauley For For Management
1.14 Elect Director J. Holmes Morrison For For Management
1.15 Elect Director Nido R. Qubein For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Stephen T. Williams For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Ratify Auditors For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
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BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 30, 2009 Meeting Type: Annual
Record Date: MAY 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren Eisenberg For For Management
1.2 Elect Director Leonard Feinstein For For Management
1.3 Elect Director Steven H. Temares For For Management
1.4 Elect Director Dean S. Adler For For Management
1.5 Elect Director Stanley F. Barshay For For Management
1.6 Elect Director Klaus Eppler For For Management
1.7 Elect Director Patrick R. Gaston For For Management
1.8 Elect Director Jordan Heller For For Management
1.9 Elect Director Victoria A. Morrison For For Management
1.10 Elect Director Fran Stoller For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Eliminate Supermajority Vote For For Management
Requirement
6 Re-Approve Performance Goals Under For For Management
Omnibus Stock Plan
7 Prepare Sustainability Report Against Abstain Shareholder
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BMC SOFTWARE, INC.
Ticker: BMC Security ID: 055921100
Meeting Date: JUL 22, 2008 Meeting Type: Annual
Record Date: MAY 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Garland Cupp For For Management
1.2 Elect Director Robert E. Beauchamp For For Management
1.3 Elect Director Jon E. Barfield For For Management
1.4 Elect Director Gary Bloom For For Management
1.5 Elect Director Meldon K. Gafner For For Management
1.6 Elect Director P. Thomas Jenkins For For Management
1.7 Elect Director Louis J. Lavigne, Jr. For For Management
1.8 Elect Director Kathleen A. O'Neil For For Management
1.9 Elect Director Tom C. Tinsley For For Management
2 Ratify Auditors For For Management
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BURLINGTON NORTHERN SANTA FE CORP.
Ticker: BNI Security ID: 12189T104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Marc F. Racicot For For Management
1.5 Elect Director Roy S. Roberts For For Management
1.6 Elect Director Matthew K. Rose For For Management
1.7 Elect Director Marc J. Shapiro For For Management
1.8 Elect Director J.C. Watts, Jr. For For Management
1.9 Elect Director Robert H. West For For Management
1.10 Elect Director J. Steven Whisler For For Management
1.11 Elect Director Edward E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Amend Bylaws-- Call Special Meetings Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
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C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James B. Stake For For Management
2 Elect Director John P. Wiehoff For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Auditors For For Management
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CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Fairbank For For Management
1.2 Elect Director E.R. Campbell For For Management
1.3 Elect Director Bradford H. Warner For For Management
1.4 Elect Director Stanley Westreich For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: JUN 23, 2009 Meeting Type: Special
Record Date: MAY 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Against Management
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CELGENE CORP.
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 17, 2009 Meeting Type: Annual
Record Date: APR 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Rodman L. Drake For For Management
1.5 Elect Director A. Hull Hayes, Jr. For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
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CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
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CHARLES SCHWAB CORP., THE
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy H. Bechtle For For Management
1.2 Elect Director Walter W. Bettinger II For For Management
1.3 Elect Director C. Preston Butcher For For Management
2 Report on Political Contributions Against Against Shareholder
3 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
4 Amend Corporate Executive Bonus Plan Against Against Shareholder
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CHESAPEAKE ENERGY CORP.
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 12, 2009 Meeting Type: Annual
Record Date: APR 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard K. Davidson For Did Not Vote Management
1.2 Elect Director V. Burns Hargis For Did Not Vote Management
1.3 Elect Director Charles T. Maxwell For Did Not Vote Management
2 Increase Authorized Common Stock For Did Not Vote Management
3 Amend Omnibus Stock Plan For Did Not Vote Management
4 Ratify Auditors For Did Not Vote Management
5 Declassify the Board of Directors Against Did Not Vote Shareholder
6 Require a Majority Vote for the Against Did Not Vote Shareholder
Election of Directors
7 Amend EEO Policy to Prohibit Against Did Not Vote Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. H. Armacost For For Management
1.2 Elect Director L. F. Deily For For Management
1.3 Elect Director R. E. Denham For For Management
1.4 Elect Director R. J. Eaton For For Management
1.5 Elect Director E. Hernandez For For Management
1.6 Elect Director F. G. Jenifer For For Management
1.7 Elect Director S. Nunn For For Management
1.8 Elect Director D. J. O'Reilly For For Management
1.9 Elect Director D. B. Rice For For Management
1.10 Elect Director K. W. Sharer For For Management
1.11 Elect Director C. R. Shoemate For For Management
1.12 Elect Director R. D. Sugar For For Management
1.13 Elect Director C. Ware For For Management
1.14 Elect Director J. S. Watson For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
7 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
8 Adopt Guidelines for Country Selection Against Abstain Shareholder
9 Adopt Human Rights Policy Against Abstain Shareholder
10 Report on Market Specific Environmental Against Abstain Shareholder
Laws
--------------------------------------------------------------------------------
CHUBB CORP., THE
Ticker: CB Security ID: 171232101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zoe Baird For For Management
1.2 Elect Director Sheila P. Burke For For Management
1.3 Elect Director James I. Cash, Jr. For For Management
1.4 Elect Director Joel J. Cohen For For Management
1.5 Elect Director John D. Finnegan For For Management
1.6 Elect Director Klaus J. Mangold For For Management
1.7 Elect Director Martin G. McGuinn For For Management
1.8 Elect Director Lawrence M. Small For For Management
1.9 Elect Director Jess Soderberg For For Management
1.10 Elect Director Daniel E. Somers For For Management
1.11 Elect Director Karen Hastie Williams For For Management
1.12 Elect Director James M. Zimmerman For For Management
1.13 Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CIGNA CORP.
Ticker: CI Security ID: 125509109
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Edward Hanway For For Management
1.2 Elect Director John M. Partridge For For Management
1.3 Elect Director James E. Rogers For For Management
1.4 Elect Director Eric C. Wiseman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 13, 2008 Meeting Type: Annual
Record Date: SEP 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Steven M. West For For Management
12 Elect Director Jerry Yang For For Management
13 Ratify Auditors For For Management
14 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
15 Report on Internet Fragmentation Against Abstain Shareholder
--------------------------------------------------------------------------------
CIT GROUP INC
Ticker: CIT Security ID: 125581108
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael A. Carpenter For For Management
2 Elect Director William M. Freeman For For Management
3 Elect Director Susan M. Lyne For For Management
4 Elect Director Marianne Miller Parrs For For Management
5 Elect Director Jeffrey M. Peek For For Management
6 Elect Director John R. Ryan For For Management
7 Elect Director Christopher H. Shays For For Management
8 Elect Director Seymour Sternberg For For Management
9 Elect Director Peter J. Tobin For For Management
10 Elect Director Lois M. Van Deusen For For Management
11 Ratify Auditors For For Management
12 Amend Omnibus Stock Plan For Against Management
13 Amend Qualified Employee Stock Purchase For For Management
Plan
14 Approve Issuance of For For Management
Warrants/Convertible Debentures
15 Advisory Vote to Ratify Named Executive For For Management
Officer's Compensation
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967101
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Michael Armstrong For For Management
1.2 Elect Director Alain J.P. Belda For For Management
1.3 Elect Director John M. Deutch For For Management
1.4 Elect Director Jerry A. Grundhofer For For Management
1.5 Elect Director Andrew N. Liveris For For Management
1.6 Elect Director Anne Mulcahy For For Management
1.7 Elect Director Michael E. O'Neill For For Management
1.8 Elect Director Vikram Pandit For For Management
1.9 Elect Director Richard D. Parsons For For Management
1.10 Elect Director Lawrence R. Ricciardi For For Management
1.11 Elect Director Judith Rodin For For Management
1.12 Elect Director Robert L. Ryan For For Management
1.13 Elect Director Anthony M. Santomero For For Management
1.14 Elect Director William S. Thompson, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
5 Disclose Prior Government Service Against Against Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Report on Predatory Lending Policies Against Against Shareholder
8 Require More Director Nominations Than Against Against Shareholder
Open Seats
9 Prepare Carbon Principles Report Against Abstain Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
11 Disclose Information on Compensation Against For Shareholder
Consultant
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
13 Restore or Provide for Cumulative Against Against Shareholder
Voting
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: AUG 18, 2008 Meeting Type: Special
Record Date: JUL 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board For For Management
2 Issue Shares in Connection with For For Management
Acquisition
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COCA-COLA COMPANY, THE
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Ronald W. Allen For For Management
1.3 Elect Director Cathleen P. Black For For Management
1.4 Elect Director Barry Diller For Against Management
1.5 Elect Director Alexis M. Herman For For Management
1.6 Elect Director Muhtar Kent For For Management
1.7 Elect Director Donald R. Keough For For Management
1.8 Elect Director Maria Elena Lagomsino For For Management
1.9 Elect Director Donald F. McHenry For For Management
1.10 Elect Director Sam Nunn For For Management
1.11 Elect Director James D. Robinson III For For Management
1.12 Elect Director Peter V. Ueberroth For Against Management
1.13 Elect Director Jacob Wallenberg For Against Management
1.14 Elect Director James B. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
6 Performance-Based Awards Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORP.
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Management
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Dr. Judith Rodin For For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Restricted Stock Plan For For Management
5 Amend Stock Option Plan For For Management
6 Increase Disclosure of Executive Against Against Shareholder
Compensation
7 Seek Shareholder Approval on Certain Against For Shareholder
Future Death Benefit Arrangements
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Adopt a Recapitalization Plan Against For Shareholder
--------------------------------------------------------------------------------
COMERICA INC.
Ticker: CMA Security ID: 200340107
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lillian Bauder For For Management
2 Elect Director Richard G. Lindner For For Management
3 Elect Director Robert S. Taubman For For Management
4 Elect Director Reginald M. Turner, Jr. For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
7 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Armitage For For Management
1.2 Elect Director Richard H. Auchinleck For For Management
1.3 Elect Director James E. Copeland, Jr. For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Ruth R. Harkin For For Management
1.6 Elect Director Harold W. McGraw III For For Management
1.7 Elect Director James J. Mulva For For Management
1.8 Elect Director Harald J. Norvik For For Management
1.9 Elect Director William K. Reilly For For Management
1.10 Elect Director Bobby S. Shackouls For For Management
1.11 Elect Director Victoria J. Tschinkel For For Management
1.12 Elect Director Kathryn C. Turner For For Management
1.13 Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For Against Management
3 Approve Omnibus Stock Plan For For Management
4 Adopt Principles for Health Care Reform Against Abstain Shareholder
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Report on Political Contributions Against Against Shareholder
7 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
8 Report on Environmental Impact of Oil Against Abstain Shareholder
Sands Operations in Canada
9 Require Director Nominee Qualifications Against Against Shareholder
--------------------------------------------------------------------------------
CONSOL ENERGY, INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For Withhold Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Provide Early Disclosure of Shareholder Against Against Shareholder
Proposal Voting Results
--------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC.
Ticker: CEG Security ID: 210371100
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Yves C. de Balmann For For Management
2 Elect Director Ann C. Berzin For For Management
3 Elect Director James T. Brady For For Management
4 Elect Director James R. Curtiss For For Management
5 Elect Director Freeman A. Hrabowski, For For Management
III
6 Elect Director Nancy Lampton For For Management
7 Elect Director Robert J. Lawless For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director Mayo A. Shattuck III For For Management
10 Elect Director John L. Skolds For For Management
11 Elect Director Michael D. Sullivan For For Management
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Flaws For For Management
1.2 Elect Director James R. Houghton For For Management
1.3 Elect Director James J. O'Connor For For Management
1.4 Elect Director Deborah D. Rieman For For Management
1.5 Elect Director Peter F. Volanakis For For Management
1.6 Elect Director Mark S. Wrighton For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
COVIDIEN LTD.
Ticker: COV Security ID: G2552X108
Meeting Date: MAR 18, 2009 Meeting Type: Annual
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Craig Arnold as Director For For Management
1b Elect Robert H. Brust as Director For Against Management
1c Elect John M. Connors, Jr. as Director For For Management
1d Elect Christopher J. Coughlin as For For Management
Director
1e Elect Timothy M. Donahue as Director For For Management
1f Elect Kathy J. Herbert as Director For For Management
1g Elect Randall J. Hogan, III as For For Management
Director
1h Elect Richard J. Meelia as Director For For Management
1i Elect Dennis H. Reilley as Director For For Management
1j Elect Tadataka Yamada as Director For For Management
1k Elect Joseph A. Zaccagnino as Director For For Management
2 Approve Amended and Restated 2007 Stock For For Management
and Incentive Plan
3 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
--------------------------------------------------------------------------------
COVIDIEN LTD.
Ticker: COV Security ID: G2552X108
Meeting Date: MAY 28, 2009 Meeting Type: Court
Record Date: APR 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Approve the Creation of Distributable For For Management
Reserves of Covidien plc
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CSX CORP.
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. M. Alvarado For For Management
1.2 Elect Director A. Behring For For Management
1.3 Elect Director Sen. J. B. Breaux For For Management
1.4 Elect Director S. T. Halverson For For Management
1.5 Elect Director E. J. Kelly, III For For Management
1.6 Elect Director G. H. Lamphere For For Management
1.7 Elect Director J. D. McPherson For For Management
1.8 Elect Director T. T. O'Toole For For Management
1.9 Elect Director D. M. Ratcliffe For For Management
1.10 Elect Director D. J. Shepard For For Management
1.11 Elect Director M. J. Ward For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CUMMINS , INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert J. Bernhard For For Management
2 Elect Director Robert J. Darnall For For Management
3 Elect Director Robert K. Herdman For For Management
4 Elect Director Alexis M. Herman For For Management
5 Elect Director N. Thomas Linebarger For For Management
6 Elect Director William I. Miller For For Management
7 Elect Director Georgia R. Nelson For For Management
8 Elect Director Theodore M. Solso For For Management
9 Elect Director Carl Ware For For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
12 Approve Executive Incentive Bonus Plan For For Management
13 Adopt and Implement ILO-based Human Against Abstain Shareholder
Rights Policy
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 15, 2009 Meeting Type: Annual
Record Date: APR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles G. Berg For For Management
1.2 Elect Director Willard W. Brittain, Jr. For For Management
1.3 Elect Director Paul J. Diaz For For Management
1.4 Elect Director Peter T. Grauer For For Management
1.5 Elect Director John M. Nehra For For Management
1.6 Elect Director William L. Roper For For Management
1.7 Elect Director Kent J. Thiry For For Management
1.8 Elect Director Roger J. Valine For For Management
1.9 Elect Director Richard C. Vaughan For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For Against Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: SEP 25, 2008 Meeting Type: Special
Record Date: JUL 29, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DIRECTV GROUP, INC, THE
Ticker: DTV Security ID: 25459L106
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chase Carey For For Management
1.2 Elect Director Mark Carleton For For Management
1.3 Elect Director Peter Lund For For Management
1.4 Elect Director Haim Saban For For Management
2 Ratify Auditors For Against Management
3 Adopt Principles for Health Care Reform Against Abstain Shareholder
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For Against Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Robert M. Devlin For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director E. Follin Smith For For Management
1.11 Elect Director Lawrence A.Weinbach For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. H. Benson For For Management
1.2 Elect Director R. W. Cremin For For Management
1.3 Elect Director T. J. Derosa For For Management
1.4 Elect Director J-P. M. Ergas For For Management
1.5 Elect Director P. T. Francis For For Management
1.6 Elect Directors K. C. Graham For For Management
1.7 Elect Director J. L. Koley For For Management
1.8 Elect Director R. A. Livingston For For Management
1.9 Elect Director R. K. Lochridge For For Management
1.10 Elect Director B. G. Rethore For For Management
1.11 Elect Director M. B. Stubbs For For Management
1.12 Elect Director M. A. Winston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Report on Climate Change Against Abstain Shareholder
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOW CHEMICAL COMPANY, THE
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arnold A. Allemang For For Management
2 Elect Director Jacqueline K. Barton For For Management
3 Elect Director James A. Bell For For Management
4 Elect Director Jeff M. Fettig For For Management
5 Elect Director Barbara H. Franklin For For Management
6 Elect Director John B. Hess For For Management
7 Elect Director Andrew N. Liveris For For Management
8 Elect Director Geoffery E. Merszei For For Management
9 Elect Director Dennis H. Reilley For For Management
10 Elect Director James M. Ringler For For Management
11 Elect Director Ruth G. Shaw For For Management
12 Elect Director Paul G. Stern For For Management
13 Ratify Auditors For For Management
14 Restore or Provide for Cumulative Against Against Shareholder
Voting
15 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
16 Stock Retention/Holding Period Against Against Shareholder
17 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
18 Report on Environmental Remediation in Against Abstain Shareholder
Midland Area
--------------------------------------------------------------------------------
E.I. DU PONT DE NEMOURS & CO.
Ticker: DD Security ID: 263534109
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samuel W. Bodman For For Management
2 Elect Director Richard H. Brown For For Management
3 Elect Director Robert A. Brown For For Management
4 Elect Director Bertrand P. Collomb For For Management
5 Elect Director Curtis J. Crawford For For Management
6 Elect Director Alexander M. Cutler For For Management
7 Elect Director John T. Dillon For For Management
8 Elect Director Eleuthere I. Du Pont For For Management
9 Elect Director Marillyn Hewson For For Management
10 Elect Director Charles O. Holliday, Jr. For For Management
11 Elect Director Lois D. Juliber For For Management
12 Elect Director Ellen J. Kullman For For Management
13 Elect Director William K. Reily For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive Against Abstain Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
ELI LILLY AND CO.
Ticker: LLY Security ID: 532457108
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: FEB 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Feldstein For For Management
1.2 Elect Director J. Erik Fyrwald For For Management
1.3 Elect Director Ellen R. Marram For For Management
1.4 Elect Director Douglas R. Oberhelman For For Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors For For Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29266R108
Meeting Date: JAN 26, 2009 Meeting Type: Annual
Record Date: NOV 21, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill G. Armstrong For For Management
1.2 Elect Director J. Patrick Mulcahy For For Management
1.3 Elect Director Pamela M. Nicholson For For Management
2 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENERGY CONVERSION DEVICES, INC.
Ticker: ENER Security ID: 292659109
Meeting Date: NOV 18, 2008 Meeting Type: Annual
Record Date: OCT 1, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Avila For For Management
1.2 Elect Director Alan E. Barton For For Management
1.3 Elect Director Christopher P. Belden For For Management
1.4 Elect Director Robert I. Frey For For Management
1.5 Elect Director William J. Ketelhut For For Management
1.6 Elect Director Mark D. Morelli For For Management
1.7 Elect Director Stephen Rabinowitz For For Management
1.8 Elect Director George A Schreiber, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENSCO INTERNATIONAL, INC.
Ticker: ESV Security ID: 26874Q100
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald W. Haddock For For Management
1.2 Elect Director Paul E. Rowsey, III For For Management
1.3 Elect Director C. Christopher Gaut For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Alcorn For For Management
1.2 Elect Director Charles R. Crisp For For Management
1.3 Elect Director James C. Day For For Management
1.4 Elect Director Mark G. Papa For For Management
1.5 Elect Director H. Leighton Steward For For Management
1.6 Elect Director Donald F. Textor For For Management
1.7 Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: MAR 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee John W. Alexander For For Management
1.2 Elect Trustee Charles L. Atwood For For Management
1.3 Elect Trustee Boone A. Knox For For Management
1.4 Elect Trustee John E. Neal For For Management
1.5 Elect Trustee David J. Neithercut For For Management
1.6 Elect Trustee Sheli Z. Rosenberg For For Management
1.7 Elect Trustee Gerald A. Spector For For Management
1.8 Elect Trustee B. Joseph White For For Management
1.9 Elect Trustee Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Canning, Jr. For For Management
1.2 Elect Director M. Walter D'Alessio For For Management
1.3 Elect Director Bruce DeMars For For Management
1.4 Elect Director Nelson A. Diaz For For Management
1.5 Elect Director Rosemarie B. Greco For For Management
1.6 Elect Director Paul L. Joskow For For Management
1.7 Elect Director John M. Palms For For Management
1.8 Elect Director John W. Rogers, Jr. For For Management
1.9 Elect Director John W. Rowe For For Management
1.10 Elect Director Stephen D. Steinour For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Report on Global Warming Against Abstain Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORP.
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director L.R. Faulkner For For Management
1.3 Elect Director K.C. Frazier For For Management
1.4 Elect Director .W. George For For Management
1.5 Elect Director R.C. King For For Management
1.6 Elect Director M.C. Nelson For For Management
1.7 Elect Director S.J. Palmisano For For Management
1.8 Elect Director S.S Reinemund For For Management
1.9 Elect Director R.W. Tillerson For For Management
1.10 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Reincorporate in Another State [from Against Against Shareholder
New Jersey to North Dakota]
6 Require Independent Board Chairman Against For Shareholder
7 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
8 Compare CEO Compensation to Average Against Against Shareholder
U.S. per Capita Income
9 Review Anti-discrimination Policy on Against Against Shareholder
Corporate Sponsorships and Executive
Perks
10 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
11 Adopt Quantitative GHG Goals for Against Abstain Shareholder
Products and Operations
12 Report on Climate Change Impacts on Against Against Shareholder
Emerging Countries
13 Adopt Policy to Increase Renewable Against Against Shareholder
Energy
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl F. Allen For For Management
1.2 Elect Director John F. Barrett For For Management
1.3 Elect Director Ulysses L. Bridgeman, For For Management
Jr.
1.4 Elect Director James P. Hackett For For Management
1.5 Elect Director Gary R. Heminger For For Management
1.6 Elect Director Kevin T. Kabat For For Management
1.7 Elect Director Mitchel D. Livingston For For Management
1.8 Elect Director Hendrik G. Meijer For For Management
1.9 Elect Director John J. Schiff, Jr. For For Management
1.10 Elect Director Dudley S. Taft For For Management
1.11 Elect Director Thomas W. Traylor For For Management
1.12 Elect Director Marsha C. Williams For For Management
2 Amend Articles of Incorporation For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
8 Hire Advisor/Maximize Shareholder Value Against Against Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP
Ticker: FE Security ID: 337932107
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For For Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For For Management
1.4 Elect Director Dr. Carol A. Cartwright For For Management
1.5 Elect Director William T. Cottle For For Management
1.6 Elect Director Robert B. Heisler, Jr. For For Management
1.7 Elect Director Ernest J. Novak, Jr. For For Management
1.8 Elect Director Catherine A. Rein For For Management
1.9 Elect Director George M. Smart For For Management
1.10 Elect Director Wes M. Taylor For For Management
1.11 Elect Director Jesse T. Williams, Sr. For For Management
2 Ratify Auditors For For Management
3 Adopt Simple Majority Vote Against For Shareholder
4 Amend Bylaws to Reduce the Percentage Against For Shareholder
of Shares Required to Call Special
Shareholder Meeting
5 Establish Shareholder Proponent Against Against Shareholder
Engagement Process
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl R. Lewis For For Management
1.2 Elect Director Steven E. Wynne For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLUOR CORP.
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter K. Barker For For Management
1.2 Elect Director Alan L. Boeckmann For For Management
1.3 Elect Director Vilma S. Martinez For For Management
1.4 Elect Director Dean R. O'Hare For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOREST LABORATORIES, INC.
Ticker: FRX Security ID: 345838106
Meeting Date: AUG 11, 2008 Meeting Type: Annual
Record Date: JUN 19, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Solomon For Withhold Management
1.2 Elect Director L.S. Olanoff For Withhold Management
1.3 Elect Director Nesli Basgoz For Withhold Management
1.4 Elect Director William J. Candee, III For Withhold Management
1.5 Elect Director George S. Cohan For Withhold Management
1.6 Elect Director Dan L. Goldwasser For Withhold Management
1.7 Elect Director Kenneth E. Goodman For Withhold Management
1.8 Elect Director Lester B. Salans For Withhold Management
2 Amend Articles of Incorporation For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FOSTER WHEELER LTD
Ticker: FWLT Security ID: G36535139
Meeting Date: JAN 27, 2009 Meeting Type: Court
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE SCHEME OF ARRANGEMENT For For Management
(THE REDOMESTICATION).
2 APPROVAL OF THE MOTION TO ADJOURN THE For For Management
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE SCHEME OF
ARRANGEMENT.
--------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 11, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Robert J. Allison, Jr. For For Management
1.3 Elect Director Robert A. Day For For Management
1.4 Elect Director Gerald J. Ford For For Management
1.5 Elect Director H. Devon Graham, Jr. For For Management
1.6 Elect Director J. Bennett Johnston For For Management
1.7 Elect Director Charles C. Krulak For For Management
1.8 Elect Director Bobby Lee Lackey For For Management
1.9 Elect Director Jon C. Madonna For For Management
1.10 Elect Director Dustan E. McCoy For For Management
1.11 Elect Director Gabrielle K. McDonald For For Management
1.12 Elect Director James R. Moffett For For Management
1.13 Elect Director B.M. Rankin, Jr. For For Management
1.14 Elect Director J. Stapleton Roy For For Management
1.15 Elect Director Stephen H. Siegele For For Management
1.16 Elect Director J. Taylor Wharton For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Request Director Nominee Environmental Against Against Shareholder
Qualifications
--------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP.
Ticker: FTR Security ID: 35906A108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director Leroy T. Barnes, Jr. For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Michael T. Dugan For For Management
1.5 Elect Director Jeri B. Finard For For Management
1.6 Elect Director Lawton Wehle Fitt For For Management
1.7 Elect Director William M. Kraus For For Management
1.8 Elect Director Howard L. Schrott For For Management
1.9 Elect Director Larraine D. Segil For For Management
1.10 Elect Director David H. Ward For For Management
1.11 Elect Director Myron A. Wick, III For For Management
1.12 Elect Director Mary Agnes Wilderotter For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 364730101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Dubow For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Marjorie Magner For For Management
1.4 Elect Director Scott K. McCune For For Management
1.5 Elect Director Duncan M. McFarland For For Management
1.6 Elect Director Donna E. Shalala For For Management
1.7 Elect Director Neal Shapiro For For Management
1.8 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Adopt Anti Gross-up Policy Against For Shareholder
--------------------------------------------------------------------------------
GAP, INC., THE
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian D. P. Bellamy For For Management
1.2 Elect Director Domenico De Sole For For Management
1.3 Elect Director Donald G. Fisher For For Management
1.4 Elect Director Robert J. Fisher For For Management
1.5 Elect Director Bob L. Martin For For Management
1.6 Elect Director Jorge P. Montoya For For Management
1.7 Elect Director Glenn K. Murphy For For Management
1.8 Elect Director James M. Schneider For For Management
1.9 Elect Director Mayo A. Shattuck III For For Management
1.10 Elect Director Kneeland C. Youngblood For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORP.
Ticker: GD Security ID: 369550108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Deborah J. Lucas For For Management
9 Elect Director Lester L. Lyles For For Management
10 Elect Director J. Christopher Reyes For For Management
11 Elect Director Robert Walmsley For For Management
12 Approve Omnibus Stock Plan For For Management
13 Approve Nonqualified Employee Stock For Against Management
Purchase Plan
14 Ratify Auditors For For Management
15 Report on Space-based Weapons Program Against Abstain Shareholder
16 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
GENERAL ELECTRIC CO.
Ticker: GE Security ID: 369604103
Meeting Date: APR 22, 2009 Meeting Type: Annual
Record Date: FEB 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James I. Cash, Jr. For For Management
1.2 Elect Director William M. Castell For For Management
1.3 Elect Director Ann M. Fudge For For Management
1.4 Elect Director Susan Hockfield For For Management
1.5 Elect Director Jeffrey R. Immelt For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Alan G. (A.G.) Lafley For Against Management
1.8 Elect Director Robert W. Lane For For Management
1.9 Elect Director Ralph S. Larsen For For Management
1.10 Elect Director Rochelle B. Lazarus For For Management
1.11 Elect Director James J. Mulva For For Management
1.12 Elect Director Sam Nunn For For Management
1.13 Elect Director Roger S. Penske For For Management
1.14 Elect Director Robert J. Swieringa For For Management
1.15 Elect Director Douglas A. Warner III For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
5 Evaluate the Potential Conversion of Against Against Shareholder
the Corporation's Business Units into
Four or More Public Corporations and
Distribute New Shares
6 Adopt Policy to Cease the Payments of Against Against Shareholder
Dividends or Equivalent Payments to
Senior Executives for Shares Not Owned
7 Submit Severance Agreement (Change in Against Against Shareholder
Control) to shareholder Vote
--------------------------------------------------------------------------------
GENUINE PARTS CO.
Ticker: GPC Security ID: 372460105
Meeting Date: APR 20, 2009 Meeting Type: Annual
Record Date: FEB 12, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary B. Bullock For For Management
1.2 Elect Director Jean Douville For For Management
1.3 Elect Director Thomas C. Gallagher For For Management
1.4 Elect Director George C. 'Jack' Guynn For For Management
1.5 Elect Director John D. Johns For For Management
1.6 Elect Director Michael M.E. Johns For For Management
1.7 Elect Director J. Hicks Lanier For Withhold Management
1.8 Elect Director Wendy B. Needham For For Management
1.9 Elect Director Jerry W. Nix For For Management
1.10 Elect Director Larry L. Prince For For Management
1.11 Elect Director Gary W. Rollins For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director John W. Madigan For For Management
1.7 Elect Director John C. Martin For For Management
1.8 Elect Director Gordon E. Moore For For Management
1.9 Elect Director Nicholas G. Moore For For Management
1.10 Elect Director Richard J. Whitley For For Management
1.11 Elect Director Gayle E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lloyd C. Blankfein For For Management
2 Elect Director John H. Bryan For For Management
3 Elect Director Gary D. Cohn For For Management
4 Elect Director Claes Dahlback For For Management
5 Elect Director Stephen Friedman For For Management
6 Elect Director William W. George For For Management
7 Elect Director Rajat K. Gupta For Against Management
8 Elect Director James A. Johnson For For Management
9 Elect Director Lois D. Juliber For For Management
10 Elect Director Lakshmi N. Mittal For Against Management
11 Elect Director James J. Schiro For For Management
12 Elect Director Ruth J. Simmons For For Management
13 Ratify Auditors For For Management
14 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
15 Provide for Cumulative Voting Against Against Shareholder
16 Reduce Supermajority Vote Requirement Against For Shareholder
17 Amend By-Laws to Establish Board U.S. Against Against Shareholder
Economic Security Committee
18 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON CO.
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director S. Malcolm Gillis For For Management
1.5 Elect Director James T. Hackett For For Management
1.6 Elect Director David J. Lesar For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director J. Landis Martin For For Management
1.9 Elect Director Jay A. Precourt For For Management
1.10 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Review and Asses Human Rights Policies Against Abstain Shareholder
6 Report on Political Contributions Against Against Shareholder
7 Adopt Low Carbon Energy Policy Against Abstain Shareholder
8 Disclose Information on Compensation Against For Shareholder
Consultant
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Establish Independent Director Against Abstain Shareholder
Committee to Review and Report on
Financial Misconducts and Human Rights
Abuses
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAR 26, 2009 Meeting Type: Special
Record Date: FEB 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Allardice, III For For Management
1.2 Elect Director Ramani Ayer For For Management
1.3 Elect Director Trevor Fetter For For Management
1.4 Elect Director Edward J. Kelly, III For For Management
1.5 Elect Director Paul G. Kirk, Jr. For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Michael G. Morris For For Management
1.8 Elect Director Charles B. Strauss For For Management
1.9 Elect Director H. Patrick Swygert For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Alan R. Batkin For For Management
1.3 Elect Director Frank J. Biondi, Jr. For For Management
1.4 Elect Director Kenneth A. Bronfin For For Management
1.5 Elect Director John M. Connors, Jr. For For Management
1.6 Elect Director Michael W.O. Garrett For For Management
1.7 Elect Director E. Gordon Gee For For Management
1.8 Elect Director Brian Goldner For For Management
1.9 Elect Director Jack M. Greenberg For For Management
1.10 Elect Director Alan G. Hassenfeld For For Management
1.11 Elect Director Tracy A. Leinbach For For Management
1.12 Elect Director Edward M. Philip For For Management
1.13 Elect Director Paula Stern For For Management
1.14 Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.B. Hess For For Management
1.2 Elect Director S.W. Bodman For For Management
1.3 Elect Director R. Lavizzo-Mourey For For Management
1.4 Elect Director C.G. Matthews For For Management
1.5 Elect Director E.H. von Metzsch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Duane Ackerman For For Management
2 Elect Director David H. Batchelder For For Management
3 Elect Director Francis S. Blake For For Management
4 Elect Director Ari Bousbib For For Management
5 Elect Director Gregory D. Brenneman For For Management
6 Elect Director Albert P. Carey For For Management
7 Elect Director Armando Codina For For Management
8 Elect Director Bonnie G. Hill For For Management
9 Elect Director Karen L. Katen For For Management
10 Ratify Auditors For For Management
11 Approve Right to Call Special Meetings For For Management
12 Provide for Cumulative Voting Against Against Shareholder
13 Call Special Meetings Against For Shareholder
14 Prepare Employment Diversity Report Against Abstain Shareholder
15 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
16 Assess Energy Use and Establish Against Abstain Shareholder
Reduction Targets
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Aldinger For For Management
1.2 Elect Director Marvin D. Brailsford For For Management
1.3 Elect Director Susan Crown For For Management
1.4 Elect Director Don H. Davis, Jr. For For Management
1.5 Elect Director Robert C. McCormack For For Management
1.6 Elect Director Robert S. Morrison For For Management
1.7 Elect Director James A. Skinner For For Management
1.8 Elect Director Harold B. Smith For For Management
1.9 Elect Director David B. Speer For For Management
1.10 Elect Director Pamela B. Strobel For For Management
2 Ratify Auditors For For Management
3 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
IMCLONE SYSTEMS INC.
Ticker: IMCL Security ID: 45245W109
Meeting Date: SEP 10, 2008 Meeting Type: Annual
Record Date: JUL 18, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Celentano For For Management
1.2 Elect Director Alexander J. Denner For For Management
1.3 Elect Director Thomas F. Deuel For For Management
1.4 Elect Director Jules Haimovitz For For Management
1.5 Elect Director Carl C. Icahn For For Management
1.6 Elect Director John H. Johnson For For Management
1.7 Elect Director Peter S. Liebert For For Management
1.8 Elect Director Richard C. Mulligan For For Management
1.9 Elect Director David Sidransky For For Management
1.10 Elect Director Charles Woler For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 3, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect A.C. Berzin as Director For For Management
1b Elect J. L. Cohon as Director For For Management
1c Elect G. D. Forsee as Director For For Management
1d Elect P. C. Godsoe as Director For For Management
1e Elect E. E. Hagenlocker as Director For For Management
1f Elect H.L. Henkel as Director For For Management
1g Elect C. J. Horner as Director For For Management
1h Elect T. E. Martin as Director For For Management
1i Elect P. Nachtigal as Director For For Management
1j Elect O. R. Smith as Director For For Management
1k Elect R. J. Swift as Director For For Management
1l Elect T. L. White as Director For For Management
2 Approve an Advisory Proposal Relating For Against Management
to Executive Pay-For-Performance
Compensation Policies and Procedures
3 Increase Number of Shares Reserved For For Management
Under 2007 Incentive Stock Plan
4 Approve PricewaterhouseCoopers LLP as For For Management
independent auditors of the company and
authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INGERSOLL-RAND COMPANY LIMITED
Ticker: IR Security ID: G4776G101
Meeting Date: JUN 3, 2009 Meeting Type: Court
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve the Creation of Distributable For For Management
Reserves of Ingersoll-Rand Company
Limited
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charlene Barshefsky For For Management
2 Elect Director Susan L. Decker For For Management
3 Elect Director John J. Donahoe For For Management
4 Elect Director Reed E. Hundt For For Management
5 Elect Director Paul S. Otellini For For Management
6 Elect Director James D. Plummer For For Management
7 Elect Director David S. Pottruck For For Management
8 Elect Director Jane E. Shaw For For Management
9 Elect Director John L. Thornton For For Management
10 Elect Director Frank D. Yeary For For Management
11 Elect Director David B. Yoffie For For Management
12 Ratify Auditors For For Management
13 Amend Omnibus Stock Plan For For Management
14 Approve Stock Option Exchange Program For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Provide for Cumulative Voting Against Against Shareholder
17 Adopt Policy on Human Rights to Water Against Abstain Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. J. P. Belda For For Management
1.2 Elect Director C. Black For For Management
1.3 Elect Director W. R. Brody For For Management
1.4 Elect Director K. I. Chenault For For Management
1.5 Elect Director M. L. Eskew For For Management
1.6 Elect Director S. A. Jackson For Against Management
1.7 Elect Director T. Nishimuro For For Management
1.8 Elect Director J. W. Owens For For Management
1.9 Elect Director S. J. Palmisano For For Management
1.10 Elect Director J. E. Spero For For Management
1.11 Elect Director S. Taurel For For Management
1.12 Elect Director L. H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Review Executive Compensation Against For Shareholder
6 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Sue Coleman For For Management
1.2 Elect Director James G. Cullen For For Management
1.3 Elect Director Michael M.E. Johns For For Management
1.4 Elect Director Arnold G. Langbo For For Management
1.5 Elect Director Susan L. Lindquist For For Management
1.6 Elect Director Leo F. Mullin For For Management
1.7 Elect Director Wiliam D. Perez For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director David Satcher For For Management
1.10 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Jackson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Disclose Prior Government Service Against Against Shareholder
5 Provide for Cumulative Voting Against Against Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
7 Report on Predatory Lending Policies Against Against Shareholder
8 Amend Key Executive Performance Plan Against Against Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Prepare Carbon Principles Report Against Abstain Shareholder
--------------------------------------------------------------------------------
KELLOGG CO.
Ticker: K Security ID: 487836108
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Dillon For For Management
1.2 Elect Director James M. Jenness For For Management
1.3 Elect Director Donald R. Knauss For For Management
1.4 Elect Director Robert A. Steele For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bares For For Management
1.2 Elect Director Carol A. Cartwright For For Management
1.3 Elect Director Kristen L. Manos For For Management
1.4 Elect Director Thomas C. Stevens For For Management
2 Require Majority Vote for Election of For For Management
Directors
3 Amend Votes Per Share of Existing Stock For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officer's Compensation
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORP.
Ticker: KMB Security ID: 494368103
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Alm For For Management
1.2 Elect Director Dennis R. Beresford For For Management
1.3 Elect Director John F. Bergstrom For For Management
1.4 Elect Director Abelardo E. Bru For For Management
1.5 Elect Director Robert W. Decherd For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Mae C. Jemison For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director G. Craig Sullivan For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
KING PHARMACEUTICALS INC.
Ticker: KG Security ID: 495582108
Meeting Date: JUN 4, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Charles Moyer For For Management
1.2 Elect Director D. Gregory Rooker For For Management
1.3 Elect Director Ted G. Wood For For Management
1.4 Elect Director E.W. Deavenport, Jr. For For Management
1.5 Elect Director Elizabeth M. Greetham For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
KOHL'S CORP.
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Boneparth For For Management
2 Elect Director Steven A. Burd For For Management
3 Elect Director John F. Herma For For Management
4 Elect Director Dale E. Jones For For Management
5 Elect Director William S. Kellogg For For Management
6 Elect Director Kevin Mansell For For Management
7 Elect Director R. Lawrence Montgomery For For Management
8 Elect Director Frank V. Sica For For Management
9 Elect Director Peter M. Sommerhauser For For Management
10 Elect Director Stephanie A. Streeter For For Management
11 Elect Director Stephen E. Watson For For Management
12 Ratify Auditors For For Management
13 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LEGGETT & PLATT, INC.
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ralph W. Clark For For Management
2 Elect Director R. Ted Enloe, III For For Management
3 Elect Director Richard T. Fisher For For Management
4 Elect Director Karl G. Glassman For For Management
5 Elect Director David S. Haffner For For Management
6 Elect Director Joseph W. McClanathan For For Management
7 Elect Director Judy C. Odom For For Management
8 Elect Director Maurice E. Purnell, Jr. For For Management
9 Elect Director Phoebe A. Wood For For Management
10 Ratify Auditors For For Management
11 Approve Executive Incentive Bonus Plan For For Management
12 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
--------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC.
Ticker: LXK Security ID: 529771107
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Maples For For Management
1.2 Elect Director Stephen R. Hardis For For Management
1.3 Elect Director William R. Fields For For Management
1.4 Elect Director Robert Holland, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORP.
Ticker: LNC Security ID: 534187109
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Henderson, III For For Management
1.2 Elect Director Eric G. Johnson For For Management
1.3 Elect Director M. Leanne Lachman For For Management
1.4 Elect Director Isaiah Tidwell For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2009 Meeting Type: Annual
Record Date: MAR 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Marshall O. Larsen For For Management
1.3 Elect Director Stephen F. Page For For Management
1.4 Elect Director O. Temple Sloan, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Reincorporate in Another State from Against Against Shareholder
Delaware to North Dakota
6 Adopt Principles for Health Care Reform Against Abstain Shareholder
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MACROVISION SOLUTIONS CORP.
Ticker: MVSN Security ID: 55611C108
Meeting Date: JUL 15, 2008 Meeting Type: Special
Record Date: JUN 9, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For Against Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MARATHON OIL CORP.
Ticker: MRO Security ID: 565849106
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Bolden, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Clarence P. Cazalot, Jr. For For Management
1.4 Elect Director David A. Daberko For For Management
1.5 Elect Director William L. Davis For For Management
1.6 Elect Director Shirley Ann Jackson For Against Management
1.7 Elect Director Philip Lader For For Management
1.8 Elect Director Charles R. Lee For For Management
1.9 Elect Director Michael E. J. Phelps For For Management
1.10 Elect Director Dennis H. Reilley For For Management
1.11 Elect Director Seth E. Schofield For For Management
1.12 Elect Director John W. Snow For For Management
1.13 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie M. Baker, Jr. For For Management
1.2 Elect Director Gwendolyn S. King For For Management
1.3 Elect Director Marc D. Oken For For Management
1.4 Elect Director David A. Olsen For For Management
2 Ratify Auditors For For Management
3 Reincorporate in Another State from Against Against Shareholder
Delaware to North Dakota
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION
Ticker: MI Security ID: 571837103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew N. Baur For For Management
1.2 Elect Director Jon F. Chait For For Management
1.3 Elect Director John W. Daniels, Jr. For Withhold Management
1.4 Elect Director Mark F. Furlong For For Management
1.5 Elect Director Ted D. Kellner For For Management
1.6 Elect Director Dennis J. Kuester For For Management
1.7 Elect Director David J. Lubar For For Management
1.8 Elect Director Katharine C. Lyall For For Management
1.9 Elect Director John A. Mellowes For For Management
1.10 Elect Director San W. Orr, Jr. For For Management
1.11 Elect Director Robert J. O'Toole For For Management
1.12 Elect Director Peter M. Platten, III For For Management
1.13 Elect Director John S. Shiely For For Management
1.14 Elect Director George E. Wardeberg For For Management
1.15 Elect Director James B. Wigdale For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 11, 2008 Meeting Type: Annual
Record Date: MAY 23, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 ELECTION OF CLASS 1 DIRECTOR: JOHN G. For Against Management
KASSAKIAN
2 ELECTION OF CLASS 2 DIRECTOR: KUO WEI For Against Management
(HERBERT) CHANG
3 ELECTION OF CLASS 2 DIRECTOR: JUERGEN For Against Management
GROMER, PH.D.
4 ELECTION OF CLASS 2 DIRECTOR: ARTURO For Against Management
KRUEGER
5 RATIFY AUDITORS For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Denomme For For Management
1.2 Elect Director Richard A. Manoogian For For Management
1.3 Elect Director Mary Ann Van Lokeren For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 9, 2009 Meeting Type: Annual
Record Date: APR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Haythornthwaite For For Management
1.2 Elect Director David R. Carlucci For For Management
1.3 Elect Director Robert W. Selander For For Management
2 Amend Certificate of Incorporation to For For Management
Increase Size of Board and Amend
Director Qualifications
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Dolan For For Management
1.2 Elect Director Robert A. Eckert For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Tully M. Friedman For For Management
1.5 Elect Director Dominic Ng For For Management
1.6 Elect Director Vasant M. Prabhu For For Management
1.7 Elect Director Andrea L. Rich For For Management
1.8 Elect Director Ronald L. Sargent For For Management
1.9 Elect Director Dean A. Scarborough For For Management
1.10 Elect Director Christopher A. Sinclair For For Management
1.11 Elect Director G. Craig Sullivan For For Management
1.12 Elect Director Kathy Brittain White For For Management
2 Ratify Auditors For For Management
3 Report on Product Safety and Working Against Against Shareholder
Conditions
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
MCDONALD'S CORP.
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Eckert For For Management
2 Elect Director Enrique Hernandez, Jr. For For Management
3 Elect Director Jeanne P. Jackson For For Management
4 Elect Director Andrew J. McKenna For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
9 Phase out Sales of Eggs from Battery Against Abstain Shareholder
Cage Hens
--------------------------------------------------------------------------------
MEMC ELECTRONIC MATERIALS, INC.
Ticker: WFR Security ID: 552715104
Meeting Date: APR 21, 2009 Meeting Type: Annual
Record Date: FEB 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Boehlke For For Management
1.2 Elect Director C. Douglas Marsh For For Management
1.3 Elect Director Michael McNamara For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director Rochelle B. Lazarus For For Management
10 Elect Director Carlos E. Represas For For Management
11 Elect Director Thomas E. Shenk For For Management
12 Elect Director Anne M. Tatlock For For Management
13 Elect Director Samuel O. Thier For For Management
14 Elect Director Wendell P. Weeks For For Management
15 Elect Director Peter C. Wendell For For Management
16 Ratify Auditors For For Management
17 Fix Number of Directors For For Management
18 Amend Bylaws-- Call Special Meetings Against For Shareholder
19 Require Independent Lead Director Against For Shareholder
20 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
METLIFE, INC
Ticker: MET Security ID: 59156R108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Robert Henrikson For For Management
1.2 Elect Director John M. Keane For For Management
1.3 Elect Director Catherine R. Kinney For For Management
1.4 Elect Director Hugh B. Price For For Management
1.5 Elect Director Kenton J. Sicchitano For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORP.
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2008 Meeting Type: Annual
Record Date: SEP 5, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For Against Management
2 Elect Director James I. Cash, Jr. For Against Management
3 Elect Director Dina Dublon For Against Management
4 Elect Director William H. Gates, III For Against Management
5 Elect Director Raymond V. Gilmartin For Against Management
6 Elect Director Reed Hastings For Against Management
7 Elect Director David F. Marquardt For Against Management
8 Elect Director Charles H. Noski For Against Management
9 Elect Director Helmut Panke For Against Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
12 Ratify Auditors For For Management
13 Adopt Policies to Protect Freedom of Against Abstain Shareholder
Access to the Internet
14 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
15 Report on Charitable Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: FEB 9, 2009 Meeting Type: Special
Record Date: DEC 15, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For Against Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Howard J. Davies For For Management
1.4 Elect Director Nobuyuki Hirano For For Management
1.5 Elect Director C. Robert Kidder For For Management
1.6 Elect Director John J. Mack For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director Charles E. Phillips, Jr. For For Management
1.11 Elect Director Griffith Sexton For For Management
1.12 Elect Director Laura D. Tyson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 4, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Brown For For Management
1.2 Elect Director D. Dorman For For Management
1.3 Elect Director W. Hambrecht For For Management
1.4 Elect Director S. Jha For For Management
1.5 Elect Director J. Lewent For For Management
1.6 Elect Director K. Meister For For Management
1.7 Elect Director T. Meredith For For Management
1.8 Elect Director S. Scott III For For Management
1.9 Elect Director R. Sommer For For Management
1.10 Elect Director J. Stengel For For Management
1.11 Elect Director A. Vinciquerra For For Management
1.12 Elect Director D. Warner III For For Management
1.13 Elect Director J. White For For Management
2 Adjust Par Value of Common Stock For For Management
3 Approve Repricing of Options For Against Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan
5 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
6 Ratify Auditors For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Amend Bylaws-- Call Special Meetings Against For Shareholder
9 Amend Human Rights Policies Against Against Shareholder
--------------------------------------------------------------------------------
MURPHY OIL CORP.
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank W. Blue For For Management
1.2 Elect Director Claiborne P. Deming For For Management
1.3 Elect Director Robert A. Hermes For For Management
1.4 Elect Director James V. Kelley For For Management
1.5 Elect Director R. Madison Murphy For For Management
1.6 Elect Director William C. Nolan, Jr. For For Management
1.7 Elect Director Ivar B. Ramberg For For Management
1.8 Elect Director Neal E. Schmale For For Management
1.9 Elect Director David J. H. Smith For For Management
1.10 Elect Directors Caroline G. Theus For For Management
1.11 Elect Director David M. Wood For For Management
2 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES, LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eugene M. Isenberg as Director For For Management
1.2 Elect William T. Comfort as Director For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
their Remuneration
3 Pay for Superior Performance Against For Shareholder
4 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Merrill A. Miller, Jr. For For Management
1.2 Elect Director Greg L. Armstrong For For Management
1.3 Elect Director David D. Harrison For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: G65422100
Meeting Date: MAR 17, 2009 Meeting Type: Special
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Country of Incorporation to For For Management
Switzerland Through a Scheme of
Arrangement
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: MAY 28, 2009 Meeting Type: Annual
Record Date: APR 14, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Payment Of A Dividend For Did Not Vote Management
Through A Reduction Of Thepar Value Of
The Shares In An Amount Equal To Swiss
Francs 0.25
2.1 Director Julie H. Edwards For Did Not Vote Management
2.2 Director Marc E. Leland For Did Not Vote Management
2.3 Director David W. Williams For Did Not Vote Management
3 Approval Of The Appointment Of For Did Not Vote Management
Pricewaterhousecoopers Llp Asnoble
Corporation S Independent Registered
Public Accountingfirm For 2009
4 Amend Articles Re: (Non-Routine) For Did Not Vote Management
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORP.
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. Carp For For Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director Michael D. Lockhart For For Management
1.4 Elect Director Charles W. Moorman For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
NORTHWEST AIRLINES CORP.
Ticker: NWA Security ID: 667280408
Meeting Date: SEP 25, 2008 Meeting Type: Annual
Record Date: JUL 31, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Michael J. Durham For For Management
1.4 Elect Director John M. Engler For For Management
1.5 Elect Director Mickey P. Foret For For Management
1.6 Elect Director Robert L. Friedman For For Management
1.7 Elect Director Doris Kearns Goodwin For For Management
1.8 Elect Director Jeffrey G. Katz For For Management
1.9 Elect Director James J. Postl For For Management
1.10 Elect Director Rodney E. Slater For For Management
1.11 Elect Director Douglas M. Steenland For For Management
1.12 Elect Director William S. Zoller For For Management
2 Approve Reorganization For For Management
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NUCOR CORP.
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clayton C. Daley, Jr. For For Management
1.2 Elect Director Harvey B. Gantt For For Management
1.3 Elect Director Bernard L. Kasriel For For Management
1.4 Elect Director Christopher J. Kearney For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Declassify the Board of Directors Against For Shareholder
5 Review and Assess Human Rights Policies Against Abstain Shareholder
6 Adopt Principles for Health Care Reform Against Abstain Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORP.
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 1, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Ronald W. Burkle For For Management
1.3 Elect Director John S. Chalsty For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Ray R. Irani For For Management
1.7 Elect Director Irvin W. Maloney For For Management
1.8 Elect Director Avedick B. Poladian For For Management
1.9 Elect Director Rodolfo Segovia For For Management
1.10 Elect Director Aziz D. Syriani For For Management
1.11 Elect Director Rosemary Tomich For For Management
1.12 Elect Director Walter L. Weisman For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Report on Host Country Social and Against Abstain Shareholder
Environmental Laws
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 10, 2008 Meeting Type: Annual
Record Date: AUG 12, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey O. Henley For Withhold Management
1.2 Elect Director Lawrence J. Ellison For Withhold Management
1.3 Elect Director Donald L. Lucas For Withhold Management
1.4 Elect Director Michael J. Boskin For Withhold Management
1.5 Elect Director Jack F. Kemp For Withhold Management
1.6 Elect Director Jeffrey S. Berg For Withhold Management
1.7 Elect Director Safra A. Catz For Withhold Management
1.8 Elect Director Hector Garcia-Molina For Withhold Management
1.9 Elect Director H. Raymond Bingham For Withhold Management
1.10 Elect Director Charles E. Phillips, Jr. For Withhold Management
1.11 Elect Director Naomi O. Seligman For Withhold Management
1.12 Elect Director George H. Conrades For Withhold Management
1.13 Elect Director Bruce R. Chizen For Withhold Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
PEABODY ENERGY CORP.
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William E. James For For Management
1.3 Elect Director Robert B. Karn III For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Henry E. Lentz For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Carter For For Management
1.2 Elect Director Jerry Franklin For For Management
1.3 Elect Director Eunice S. Groark For For Management
1.4 Elect Director James A. Thomas For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 6, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.L. Brown For For Management
2 Elect Director I.M. Cook For For Management
3 Elect Director D. Dublon For For Management
4 Elect Director V.J. Dzau For For Management
5 Elect Director R.L. Hunt For For Management
6 Elect Director A. Ibarguen For For Management
7 Elect Director A.C. Martinez For For Management
8 Elect Director I.K. Nooyi For For Management
9 Elect Director S.P. Rockefeller For For Management
10 Elect Director J.J. Schiro For Against Management
11 Elect Director L.G. Trotter For For Management
12 Elect Director D.Vasella For For Management
13 Elect Director M.D. White For For Management
14 Ratify Auditors For For Management
15 Amend Executive Incentive Bonus Plan For For Management
16 Report on Recycling Against Abstain Shareholder
17 Report on Genetically Engineered Against Abstain Shareholder
Products
18 Report on Charitable Contributions Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2009 Meeting Type: Annual
Record Date: FEB 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director Michael S. Brown For For Management
1.3 Elect Director M. Anthony Burns For For Management
1.4 Elect Director Robert N. Burt For For Management
1.5 Elect Director W. Don Cornwell For For Management
1.6 Elect Director William H. Gray, III For For Management
1.7 Elect Director Constance J. Horner For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Jeffrey B. Kindler For For Management
1.10 Elect Director George A. Lorch For For Management
1.11 Elect Director Dana G. Mead For For Management
1.12 Elect Director Suzanne Nora Johnson For For Management
1.13 Elect Director Stephen W. Sanger For For Management
1.14 Elect Director William C. Steere, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Limit/Prohibit Executive Stock-Based Against Against Shareholder
Awards
5 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
6 Provide for Cumulative Voting Against Against Shareholder
7 Amend Bylaws -- Call Special Meetings Against For Shareholder
--------------------------------------------------------------------------------
PG&E CORP.
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director C. Lee Cox For For Management
3 Elect Director Peter A. Darbee For For Management
4 Elect Director Maryellen C. Herringer For For Management
5 Elect Director Roger H. Kimmel For For Management
6 Elect Director Richard A. Meserve For For Management
7 Elect Director Forrest E. Miller For For Management
8 Elect Director Barbara L. Rambo For For Management
9 Elect Director Barry Lawson Williams For For Management
10 Ratify Auditors For For Management
11 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
12 Reincorporate in Another State Against Against Shareholder
[California to North Dakota ]
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 16, 2009 Meeting Type: Annual
Record Date: FEB 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bunch For For Management
1.2 Elect Director Robert Ripp For For Management
1.3 Elect Director Thomas J. Usher For For Management
1.4 Elect Director David R. Whitwam For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 24, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger N. Farah For For Management
1.2 Elect Director Stephen R. Hardis For For Management
1.3 Elect Director Norman S. Matthews For For Management
1.4 Elect Director Bradley T. Sheares For For Management
2 Require Advance Notice for Shareholder For For Management
Proposals
3 Amend Nomination Procedures for the For For Management
Board
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Frederic K. Becker For For Management
1.3 Elect Director Gordon M. Bethune For For Management
1.4 Elect Director Gaston Caperton For For Management
1.5 Elect Director Gilbert F. Casellas For For Management
1.6 Elect Director James G. Cullen For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Mark B. Grier For For Management
1.9 Elect Director Jon F. Hanson For For Management
1.10 Elect Director Constance J. Horner For For Management
1.11 Elect Director Karl J. Krapek For For Management
1.12 Elect Director Christine A. Poon For For Management
1.13 Elect Director John R. Strangfield For For Management
1.14 Elect Director James A. Unruh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee B. Wayne Hughes For For Management
1.2 Elect Trustee Ronald L. Havner, Jr. For For Management
1.3 Elect Trustee Dann V. Angeloff For For Management
1.4 Elect Trustee William C. Baker For Withhold Management
1.5 Elect Trustee John T. Evans For For Management
1.6 Elect Director Tamara Hughes Gustavson For For Management
1.7 Elect Trustee Uri P. Harkham For For Management
1.8 Elect Trustee B. Wayne Hughes, Jr For For Management
1.9 Elect Director Harvey Lenkin For For Management
1.10 Elect Trustee Gary E. Pruitt For For Management
1.11 Elect Trustee Daniel C. Staton For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INC
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 3, 2009 Meeting Type: Annual
Record Date: JAN 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn For For Management
1.9 Elect Director Sherry Lansing For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Marc I. Stern For For Management
1.12 Elect Director Brent Scowcroft For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Gail R. Wilensky For For Management
1.3 Elect Director John B. Ziegler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. O'Connor For For Management
1.2 Elect Director John W. Croghan For For Management
1.3 Elect Director James W. Crownover For For Management
1.4 Elect Director William J. Flynn For For Management
1.5 Elect Director David I. Foley For For Management
1.6 Elect Director Nolan Lehmann For For Management
1.7 Elect Director W. Lee Nutter For For Management
1.8 Elect Director Ramon A. Rodriguez For For Management
1.9 Elect Director Allan C. Sorensen For For Management
1.10 Elect Director John M. Trani For For Management
1.11 Elect Director Michael W. Wickham For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
RESEARCH IN MOTION LTD
Ticker: RIM Security ID: 760975102
Meeting Date: JUL 15, 2008 Meeting Type: Annual
Record Date: MAY 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James Balsillie, Mike Lazaridis, For For Management
James Estill, David Kerr, Roger Martin,
John Richardson, Barbara Stymiest and
John Wetmore as Directors
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
RITE AID CORP.
Ticker: RAD Security ID: 767754104
Meeting Date: DEC 2, 2008 Meeting Type: Special
Record Date: OCT 28, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Reduce Authorized Common For For Management
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: MAY 18, 2009 Meeting Type: Annual
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Colligan For For Management
1.2 Elect Director Fred Hassan For For Management
1.3 Elect Director C. Robert Kidder For For Management
1.4 Elect Director Eugene R. McGrath For For Management
1.5 Elect Director Antonio M. Perez For For Management
1.6 Elect Director Patricia F. Russo For For Management
1.7 Elect Director Jack L. Stahl For For Management
1.8 Elect Director Craig B. Thompson For For Management
1.9 Elect Director Kathryn C. Turner For For Management
1.10 Elect Director Robert F.W. van Oordt For For Management
1.11 Elect Director Arthur F. Weinbach For For Management
2 Ratify Auditors For For Management
3 Provide for Cumulative Voting Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
SHERWIN-WILLIAMS CO., THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 15, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director David F. Hodnik For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director Gary E. McCullough For For Management
1.7 Elect Director A. Malachi Mixon, III For For Management
1.8 Elect Director Curtis E. Moll For For Management
1.9 Elect Director Richard K. Smucker For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SLM CORPORATION (SALLIE MAE)
Ticker: SLM Security ID: 78442P106
Meeting Date: MAY 22, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Ann Torre Bates For For Management
2 Elect Director William M. Diefenderfer, For For Management
III
3 Elect Director Diane Suitt Gilleland For For Management
4 Elect Director Earl A. Goode For For Management
5 Elect Director Ronald F. Hunt For For Management
6 Elect Director Albert L. Lord For For Management
7 Elect Director Michael E. Martin For For Management
8 Elect Director Barry A. Munitz For For Management
9 Elect Director Howard H. Newman For For Management
10 Elect Director A. Alexander Porter, Jr. For For Management
11 Elect Director Frank C. Puleo For For Management
12 Elect Director Wolfgang Schoellkopf For For Management
13 Elect Director Steven L. Shapiro For For Management
14 Elect Director J. Terry Strange For For Management
15 Elect Director Anthony P. Terracciano For For Management
16 Elect Director Barry L. Williams For For Management
17 Approve Non-Employee Director Omnibus For For Management
Stock Plan
18 Approve Omnibus Stock Plan For For Management
19 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 27, 2009 Meeting Type: Annual
Record Date: MAR 30, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juanita Powell Baranco For For Management
1.2 Elect Director Francis S. Blake For For Management
1.3 Elect Director Jon A. Boscia For For Management
1.4 Elect Director Thomas F. Chapman For For Management
1.5 Elect Director H. William Habermeyer, For For Management
Jr.
1.6 Elect Director Veronica M. "Ronee" For For Management
Hagen
1.7 Elect Director Warren A. Hood, Jr. For For Management
1.8 Elect Director Donald M. James For For Management
1.9 Elect Director J. Neal Purcell For For Management
1.10 Elect Director David M. Ratcliffe For For Management
1.11 Elect Director William G. Smith, Jr. For For Management
1.12 Elect Director Gerald J. St. Pe For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting and Eliminate For For Management
Cumulative Voting for Uncontested
Election of Directors
4 Eliminate Cumulative Voting For For Management
5 Report on Reducing GHG Emissions Against Abstain Shareholder
6 Submit SERP to Shareholder Vote Against Against Shareholder
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Biegler For For Management
1.2 Elect Director C. Webb Crockett For Withhold Management
1.3 Elect Director William H. Cunningham For Withhold Management
1.4 Elect Director John G. Denison For For Management
1.5 Elect Director Travis C. Johnson For For Management
1.6 Elect Director Gary C. Kelly For For Management
1.7 Elect Director Nancy B. Loeffler For For Management
1.8 Elect Director John T. Montford For For Management
1.9 Elect Director Daniel D. Villanueva For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
4 Reincorporate in Another State from Against Against Shareholder
Texas to North Dakota
5 Adopt Principles for Health Care Reform Against Abstain Shareholder
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY CO.
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Charles E. Scharlau For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP.
Ticker: SE Security ID: 847560109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: MAR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Gregory L. Ebel For For Management
2.2 Elect Director Peter B. Hamilton For For Management
2.3 Elect Director Michael E. J. Phelps For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: MAY 12, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Bennett For For Management
1.2 Elect Director Gordon M. Bethune For For Management
1.3 Elect Director Larry C. Glasscock For For Management
1.4 Elect Director James H. Hance, Jr. For For Management
1.5 Elect Director Daniel R. Hesse For For Management
1.6 Elect Director V. Janet Hill For For Management
1.7 Elect Director Frank Ianna For For Management
1.8 Elect Director Sven-Christer Nilsson For For Management
1.9 Elect Director William R. Nuti For For Management
1.10 Elect Director Rodney O'Neal For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Bylaws-- Call Special Meetings Against For Shareholder
5 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
STATE STREET CORP. (BOSTON)
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2009 Meeting Type: Annual
Record Date: MAR 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Burnes For For Management
1.2 Elect Director P. Coym For For Management
1.3 Elect Director P. de Saint-Aignan For For Management
1.4 Elect Director A. Fawcett For For Management
1.5 Elect Director D. Gruber For For Management
1.6 Elect Director L. Hill For For Management
1.7 Elect Director R. Kaplan For For Management
1.8 Elect Director C. LaMantia For For Management
1.9 Elect Director R. Logue For For Management
1.10 Elect Director R. Sergel For For Management
1.11 Elect Director R. Skates For For Management
1.12 Elect Director G. Summe For For Management
1.13 Elect Director R. Weissman For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive For Against Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Limit Auditor from Providing Non-Audit Against Against Shareholder
Services
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: FEB 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. J. Darnall For For Management
1.2 Elect Director G. W. Edwards For For Management
1.3 Elect Director L. L. Elsenhans For For Management
1.4 Elect Director U. O. Fairbairn For For Management
1.5 Elect Director T. P. Gerrity For For Management
1.6 Elect Director R. B. Greco For For Management
1.7 Elect Director J. P. Jones, III For For Management
1.8 Elect Director J. G. Kaiser For For Management
1.9 Elect Director J. W. Rowe For For Management
1.10 Elect Director J. K. Wulff For For Management
2 Amend Non-Employee Director Stock For For Management
Option Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNTRUST BANKS, INC.
Ticker: STI Security ID: 867914103
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alston D. Correll For For Management
1.2 Elect Director Patricia C. Frist For For Management
1.3 Elect Director Blake P. Garrett, Jr. For For Management
1.4 Elect Director David H. Hughes For For Management
1.5 Elect Director M. Douglas Ivester For For Management
1.6 Elect Director G. Gilmer Minor, III For For Management
1.7 Elect Director James M. Wells III For For Management
1.8 Elect Director Karen Hastie Williams For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
TORCHMARK CORP.
Ticker: TMK Security ID: 891027104
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Boren For For Management
1.2 Elect Director M. Jane Buchan For For Management
1.3 Elect Director Robert W. Ingram For For Management
1.4 Elect Director Paul J. Zucconi For For Management
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
TRANSOCEAN INC.
Ticker: RIG Security ID: G90073100
Meeting Date: DEC 8, 2008 Meeting Type: Special
Record Date: OCT 27, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 APPROVAL OF THE MERGER TRANSACTION TO For For Management
BE EFFECTED BY THE SCHEMES OF
ARRANGEMENT, ATTACHED TO THE
ACCOMPANYING PROXY STATEMENT AS ANNEX
B.
2 APPROVAL OF THE MOTION TO ADJOURN THE For For Management
MEETING TO A LATER DATE TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
MEETING TO APPROVE THE MERGER
TRANSACTION.
--------------------------------------------------------------------------------
TRAVELERS COMPANIES, INC., THE
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 5, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Beller For For Management
1.2 Elect Director John H. Dasburg For For Management
1.3 Elect Director Janet M. Dolan For For Management
1.4 Elect Director Kenneth M. Duberstein For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Lawrence G. Graev For For Management
1.7 Elect Director Patricia L. Higgins For For Management
1.8 Elect Director Thomas R. Hodgson For For Management
1.9 Elect Director Cleve L. Killingsworth, For For Management
Jr.
1.10 Elect Director Robert I. Lipp For For Management
1.11 Elect Director Blythe J. McGarvie For For Management
1.12 Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: G9144P105
Meeting Date: JUN 22, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Pierre R. Brondeau as Director For Withhold Management
1.2 Reelect Ram Charan as Director For For Management
1.3 Reelect Juergen W. Gromer as Director For For Management
1.4 Reelect Robert M. Hernandez as Director For For Management
1.5 Reelect Thomas J. Lynch as Director For For Management
1.6 Reelect Daniel J. Phelan as Director For For Management
1.7 Reelect Frederic M. Poses as Director For For Management
1.8 Reelect Lawrence S. Smith as Director For Withhold Management
1.9 Reelect Paula A. Sneed as Director For For Management
1.10 Reelect David P. Steiner as Director For For Management
1.11 Reelect John C. Van Scoter as Director For For Management
2 Approve Amended and Restated Tyco For For Management
Electronics Ltd. 2007 Stock and
Incentive Plan
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TYCO ELECTRONICS LTD.
Ticker: TEL Security ID: G9144P105
Meeting Date: JUN 22, 2009 Meeting Type: Special
Record Date: APR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Country of Incorporation from For For Management
Bermuda to Switzerland
2 Amend Bye-laws Re: Eliminate Certain For For Management
Supermajority Vote Requirements
3 Amend Bye-laws Re: Increase Registered For For Management
Share Capital
4 Approve Dividend of USD 0.16 Per Share For For Management
Through a Reduction in Share Capital
5 Approve Swiss Law as the Authoritative For For Management
Governing Legislation
6 Change Company Name to Tyco Electronics For For Management
Ltd.
7 Amend Corporate Purpose For For Management
8 Adopt New Articles of Association For For Management
9 Approve Schaffhausen, Switzerland as For For Management
Principal Place of Business
10 Appoint PricewaterhouseCoopers AG, For For Management
Zurich as Special Auditor
11 Ratify Deloitte AG as Auditors For For Management
12 Approve Additional Provisions to the For Against Management
Articles of Association Re: Limit the
Number of Shares that may be Registered
13 Approve Additional Provisions to the For Against Management
Articles of Association Re:
Supermajority Vote and Amendment to the
Provisions in Proposal 12
14 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: G9143X208
Meeting Date: MAR 12, 2009 Meeting Type: Annual
Record Date: JAN 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward D. Breen as Director For For Management
1.2 Elect Timothy M. Donahue as Director For For Management
1.3 Elect Brian Duperreault as Director For For Management
1.4 Elect Bruce S. Gordon as Director For For Management
1.5 Elect Rajiv Gupta as Director For Withhold Management
1.6 Elect John A. Krol as Director For For Management
1.7 Elect Brendan R. O' Neil as Director For Withhold Management
1.8 Elect William S. Stavropoulos as For For Management
Director
1.9 Elect Sandra Wijnberg as Director For For Management
1.10 Elect Jerome B. York as Director For Withhold Management
1.11 Elect David Yost as Director For For Management
2 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
3 Amend 2004 Stock and Incentive Plan For For Management
--------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD.
Ticker: TYC Security ID: G9143X208
Meeting Date: MAR 12, 2009 Meeting Type: Special
Record Date: JAN 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Change of Domicile For For Management
2 Increase Authorized Capital For For Management
3 Change Company Name to Tyco For For Management
International Ltd.
4 Amend Corporate Purpose For For Management
5 Adopt New Articles of Association For For Management
6 Confirmation of Swiss Law as the For For Management
Authoritative Governing Legislation
7 Approve Schaffhausen, Switzerland as For For Management
Our Principal Place of Business
8 Appoint PriceWaterhouseCoopers AG, For For Management
Zurich as Special Auditor
9 Ratify Deloitte AG as Auditors For For Management
10 Approve Dividends in the Form of a For For Management
Capital Reduction
11 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORP.
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2009 Meeting Type: Annual
Record Date: MAR 6, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director Thomas J. Donohue For For Management
1.4 Elect Director Archie W. Dunham For For Management
1.5 Elect Director Judith Richards Hope For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
1.12 Elect Director James R. Young For For Management
2 Ratify Auditors For For Management
3 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
UNITED STATES STEEL CORP.
Ticker: X Security ID: 912909108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Lucchino For For Management
1.2 Elect Director Seth E. Schofield For For Management
1.3 Elect Director John P. Surma For For Management
1.4 Elect Director David S. Sutherland For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORP.
Ticker: UTX Security ID: 913017109
Meeting Date: APR 8, 2009 Meeting Type: Annual
Record Date: FEB 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director George David For For Management
1.3 Elect Director John V. Faraci For For Management
1.4 Elect Director Jean-Pierre Garnier For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Carlos M. Gutierrez For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Charles R. Lee For For Management
1.9 Elect Director Richard D. McCormick For For Management
1.10 Elect Director Harold McGraw III For For Management
1.11 Elect Director Richard B. Myers For For Management
1.12 Elect Director H. Patrick Swygert For For Management
1.13 Elect Director Andre Villeneuve For For Management
1.14 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Report on Foreign Military Sales Against Against Shareholder
Offsets
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 2, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For Against Management
2 Elect Director Richard T. Burke For Against Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For Against Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For Against Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine, M.D. For For Management
9 Elect Director Gail R. Wilensky, Ph.D. For Against Management
10 Ratify Auditors For Against Management
11 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
VALERO ENERGY CORP.
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Choate For For Management
1.2 Elect Director William R. Klesse For For Management
1.3 Elect Director Donald L. Nickles For For Management
1.4 Elect Director Susan Kaufman Purcell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
5 Disclose Information on Compensation Against For Shareholder
Consultant
6 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
VF CORP.
Ticker: VFC Security ID: 918204108
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: MAR 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hurst For For Management
1.2 Elect Director W. Alan McCollough For For Management
1.3 Elect Director M. Rust Sharp For For Management
1.4 Elect Director Raymond G. Viault For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 29, 2009 Meeting Type: Annual
Record Date: MAR 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Anderson For For Management
1.2 Elect Director Wilbur H. Gantz For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director William K. Hall For For Management
1.5 Elect Director Richard L. Keyser For For Management
1.6 Elect Director Stuart L. Levenick For For Management
1.7 Elect Director John W. McCarter, Jr. For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Michael J. Roberts For For Management
1.10 Elect Director Gary L. Rogers For For Management
1.11 Elect Director James T. Ryan For For Management
1.12 Elect Director James D. Slavik For For Management
1.13 Elect Director Harold B. Smith For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WACHOVIA CORP.
Ticker: WB Security ID: 929903102
Meeting Date: DEC 23, 2008 Meeting Type: Special
Record Date: NOV 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 5, 2009 Meeting Type: Annual
Record Date: APR 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Management
9 Elect Director Allen I. Questrom For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf For For Management
16 Ratify Auditors For For Management
17 Amend EEO Policy to Prohibit Against Abstain Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
18 Pay For Superior Performance Against Against Shareholder
19 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation
20 Report on Political Contributions Against Against Shareholder
21 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
22 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WMI Security ID: 94106L109
Meeting Date: MAY 8, 2009 Meeting Type: Annual
Record Date: MAR 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pastora San Juan For For Management
Cafferty
1.2 Elect Director Frank M. Clark, Jr. For For Management
1.3 Elect Director Patrick W. Gross For For Management
1.4 Elect Director John C. Pope For For Management
1.5 Elect Director W. Robert Reum For For Management
1.6 Elect Director Steven G. Rothmeier For For Management
1.7 Elect Director David P. Steiner For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Auditors For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD
Ticker: WFT Security ID: H27013103
Meeting Date: MAY 7, 2009 Meeting Type: Annual
Record Date: APR 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Bernhard Duroc-Danner as For Did Not Vote Management
Director
1.2 Reelect Nicholas Brady as Director For Did Not Vote Management
1.3 Reelect David Butters as Director For Did Not Vote Management
1.4 Reelect William Macaulay as Director For Did Not Vote Management
1.5 Reelect Robert Millard as Director For Did Not Vote Management
1.6 Reelect Robert Moses as Director For Did Not Vote Management
1.7 Reelect Robert Rayne as Director For Did Not Vote Management
2 Ratify Ernst & Young LLP as Independent For Did Not Vote Management
Registered Public Accounting Firm and
Ernst & Young AG as Statutory Auditors
3 Transact Other Business (Non-Voting) None Did Not Vote Management
--------------------------------------------------------------------------------
WELLS FARGO AND COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2009 Meeting Type: Annual
Record Date: FEB 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John D. Baker II For For Management
2 Elect Director John S. Chen For For Management
3 Elect Director Lloyd H. Dean For For Management
4 Elect Director Susan E. Engel For For Management
5 Elect Director Enrique Hernandez, Jr. For For Management
6 Elect Director Donald M. James For For Management
7 Elect Director Robert L. Joss For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Richard D. McCormick For For Management
10 Elect Director Mackey J. McDonald For For Management
11 Elect Director Cynthia H. Milligan For Against Management
12 Elect Director Nicholas G. Moore For For Management
13 Elect Director Philip J. Quigley For Against Management
14 Elect Director Donald B. Rice For Against Management
15 Elect Director Judith M. Runstad For For Management
16 Elect Director Stephen W. Sanger For For Management
17 Elect Director Robert K. Steel For For Management
18 Elect Director John G. Stumpf For For Management
19 Elect Director Susan G. Swenson For For Management
20 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
21 Ratify Auditors For For Management
22 Amend Omnibus Stock Plan For Against Management
23 Require Independent Board Chairman Against For Shareholder
24 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
WESTERN UNION COMPANY, THE
Ticker: WU Security ID: 959802109
Meeting Date: MAY 13, 2009 Meeting Type: Annual
Record Date: MAR 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto G. Mendoza For For Management
1.2 Elect Director Michael A. Miles, Jr. For For Management
1.3 Elect Director Dennis Stevenson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
XEROX CORPORATION
Ticker: XRX Security ID: 984121103
Meeting Date: MAY 21, 2009 Meeting Type: Annual
Record Date: MAR 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn A. Britt For For Management
1.2 Elect Director Ursula M. Burns For For Management
1.3 Elect Director Richard J. Harrington For For Management
1.4 Elect Director William Curt Hunter For For Management
1.5 Elect Director Robert A. McDonald For For Management
1.6 Elect Director Anne M. Mulcahy For Against Management
1.7 Elect Director N. J. Nicholas, Jr. For For Management
1.8 Elect Director Charles Prince For For Management
1.9 Elect Director Ann N. Reese For For Management
1.10 Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YAHOO!, INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: AUG 1, 2008 Meeting Type: Proxy Contest
Record Date: JUN 3, 2008
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Roy J. Bostock For For Management
1.2 Elect Director Ronald W. Burkle For For Management
1.3 Elect Director Eric Hippeau For For Management
1.4 Elect Director Vyomesh Joshi For For Management
1.5 Elect Director Arthur H. Kern For For Management
1.6 Elect Director Robert A. Kotick For For Management
1.7 Elect Director Mary Agnes Wilderotter For For Management
1.8 Elect Director Gary L. Wilson For For Management
1.9 Elect Director Jerry Yang For For Management
2 Ratify Auditors For For Management
3 Pay For Superior Performance Against Against Shareholder
4 Adopt Policies to Protect Freedom of Against Abstain Shareholder
Access to the Internet
5 Amend Bylaws to Establish a Board Against Abstain Shareholder
Committee on Human Rights
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Card)
1.1 Elect Director Lucian A. Bebchuk For Did Not Vote Shareholder
1.2 Elect Director Frank J. Biondi, Jr. For Did Not Vote Shareholder
1.3 Elect Director John H. Chapple For Did Not Vote Shareholder
1.4 Elect Director Mark Cuban For Did Not Vote Shareholder
1.5 Elect Director Adam Dell For Did Not Vote Shareholder
1.6 Elect Director Carl C. Icahn For Did Not Vote Shareholder
1.7 Elect Director Keith A, Meister For Did Not Vote Shareholder
1.8 Elect Director Edward H. Meyer For Did Not Vote Shareholder
1.9 Elect Director Brian S. Posner For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Pay For Superior Performance For Did Not Vote Shareholder
4 Adopt Policies to Protect Freedom of Against Did Not Vote Shareholder
Access to the Internet
5 Amend Bylaws to Establish a Board Against Did Not Vote Shareholder
Committee on Human Rights
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tri-Continental Corporation
By (Signature and Title)* /s/ Patrick T. Bannigan
----------------------------------------
Patrick T. Bannigan
President
Date August 27, 2009
* Print the name and title of each signing officer under his or her
signature.
Document Number: 269841