sc13dza
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. **)*
ENTERPRISE PRODUCTS PARTNERS L.P.
(Name of Issuer)
Common Units
(Title of Class of Securities)
293792-10-7
(CUSIP Number)
Richard H. Bachmann
1100 Louisiana Street, 10th Floor
Houston, Texas 77002
(713) 381-6500
(Name, Address and Telephone Number
of Person Authorized to Receive Notices
and Communications)
September 3, 2010
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report this
acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o
Note: Schedules filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons initial filing
on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
**This Schedule 13D includes amendments to prior Schedule 13Ds made by reporting persons as
further explained in Item 1.
The information required on the remainder of this cover page shall not be deemed to be filed
for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject
to the liabilities of that section of the Act but shall be subject to all other provisions of the
Act.
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Randa Duncan Williams |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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198,107,432 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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198,107,432 (including 4,520,431 Class B Units) |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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198,107,432 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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30.8% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
2
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the Dan Duncan LLC Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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24,663,177 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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24,663,177 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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24,663,177 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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3.8% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
3
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Voting Trustees of the EPCO, Inc. Voting Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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168,578,385 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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168,578,385 (including 4,520,431 Class B Units) |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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168,578,385 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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26.2% |
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14 |
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TYPE OF REPORTING PERSON |
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IN |
4
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
The Estate of Dan L. Duncan, Deceased |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,723,184 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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16,269,598 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,723,184 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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16,269,598 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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17,992,782 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.8% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - estate |
1 |
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Numbers reported on this page exclude all Common Units beneficially owned by the Dan Duncan LLC Voting Trust and the
EPCO, Inc. Voting Trust. The Estate of Dan L. Duncan (the Estate) disclaims beneficial ownership of such Common Units. Additionally, Dr. Ralph S. Cunningham and Richard
H. Bachmann, each independent co-executors of the Estate, disclaim beneficial ownership of all interests held by the Estate. |
5
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI Delaware General, LLC 54-2093698 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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135,550,939 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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135,550,939 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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135,550,939 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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21.1% |
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14 |
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TYPE OF REPORTING PERSON |
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OO - limited liability company |
6
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI Delaware Holdings L.P. (formerly Enterprise Products Delaware Holdings L.P.) 54-2093702 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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135,550,939 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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135,550,939 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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135,550,939 |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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21.1% |
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14 |
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TYPE OF REPORTING PERSON |
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PN |
7
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.) 51-0371329 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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146,847,209 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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146,847,209 (including 4,520,431 Class B Units) |
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11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
146,847,209 (including 4,520,431 Class B Units) |
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12 |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o N/A
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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22.8% |
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14 |
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TYPE OF REPORTING PERSON |
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CO |
8
SCHEDULE 13D
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1 |
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO Holdings, Inc. 20-2936507 |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO, BK |
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5 |
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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|
o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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153,701,473 (including 4,520,431 Class B Units) |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
|
0 |
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WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
23.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
9
SCHEDULE 13D
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1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPCO/Fantome, LLC 74-1675622 |
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2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
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|
OO |
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5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
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0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
23.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
10
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CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
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1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Enterprise Products Company (formerly EPCO, Inc.) 74-1675622 |
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|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
153,701,473 (including 4,520,431 Class B Units) |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
23.9% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
CO |
11
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Dan Duncan LLC 76-0516773 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
24,663,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
24,663,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
24,663,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.8% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
12
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI Holdings, LLC 20-2133514 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
3,100,000 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
3,100,000 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,100,000 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
13
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DFI GP Holdings L.P. 20-2133626 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
3,100,000 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
3,100,000 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,100,000 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
14
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
EPE Holdings, LLC 13-4297068 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
21,563,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
21,563,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
21,563,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
15
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Enterprise GP Holdings L.P. 20-2133626 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
BK |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
21,563,177 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
21,563,177 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
21,563,177 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
3.4% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
PN |
16
|
|
|
|
|
|
|
|
|
|
|
CUSIP No. |
|
293792-10-7 |
SCHEDULE 13D |
|
|
|
|
|
|
1 |
|
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
DD Securities LLC 26-1585743 |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Texas
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
1,392,686 |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,392,686 |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,392,686 |
|
|
|
12 |
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o N/A
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
Less than 1% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON |
|
|
|
OO - limited liability company |
17
TABLE OF CONTENTS
Item 1. Security and Issuer.
This Schedule 13D relates to the common units (the Common Units) and Class B Units (the
Class B Units, and together with the Common Units, the Units) representing limited partner
interests in Enterprise Products Partners L.P., a Delaware limited partnership (the Issuer or
EPD), whose principal offices are located at 1100 Louisiana Street, 10th Floor, Houston, Texas
77002.
This Schedule 13D represents (i) Amendment No. 13 to the Schedule 13D originally filed by
certain reporting persons with the Commission on August 14, 2003, as amended by Amendment No. 1
thereto, filed September 15, 2003, Amendment No. 2 thereto, filed December 19, 2003, Amendment No.
3 thereto, filed June 2, 2004, Amendment No. 4 thereto, filed August 20, 2004, Amendment No. 5
thereto, filed on April 13, 2005, Amendment No. 6 thereto, filed on February 15, 2007, Amendment
No. 7 thereto, filed on February 29, 2008, Amendment No. 8 thereto, filed on April 29, 2009,
Amendment No. 9 thereto, filed on June 30, 2009, Amendment No. 10 thereto, filed on September 10,
2009, Amendment No. 11 thereto, filed on November 5, 2009 and Amendment No. 12 thereto, filed on
May 19, 2010 (the Original Schedule 13D) and (ii) Amendment No. 2 to the Schedule 13D originally
filed by other reporting persons with the Commission on April 8, 2010 following the death of Dan L.
Duncan on March 29, 2010, as amended by Amendment No. 1 thereto, filed May 19, 2010 (the Duncan
Trustee Schedule 13D), that included the initial filing on Schedule 13D by the Estate of Dan L.
Duncan.
Item 2. Identity and Background.
Item 2 of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby amended and
restated to read in its entirety as follows:
This Schedule 13D is being filed by: (i) Randa Duncan Williams, a citizen of the United States
of America residing in Houston, Texas (Ms. Williams); (ii) the voting trustees (the DD LLC
Trustees) of the Dan Duncan LLC Voting Trust (the DD LLC Voting Trust) pursuant to the Dan
Duncan LLC Voting Trust Agreement by and among Dan Duncan LLC, Dan L. Duncan as the sole member and
Dan L. Duncan as the initial voting trustee (the DD Trust Agreement); (iii) the voting trustees
(the EPCO Trustees) of the EPCO, Inc. Voting Trust (the EPCO Voting Trust) pursuant to the
EPCO, Inc. Voting Trust Agreement, by and among EPCO, Inc., Dan L. Duncan as the shareholder and
Dan L. Duncan as the initial voting trustee (the EPCO Trust Agreement); (iv) the estate of Dan L.
Duncan (the Estate) by the independent co-executors of the Estate (the Executors); (v) DFI
Delaware General, LLC, a Delaware limited liability company (DFIDG); (vi) DFI Delaware Holdings
L.P. (formerly Enterprise Products Delaware Holdings L.P.), a Delaware limited partnership
(DFIDH); (vii) Duncan Family Interests, Inc. (formerly EPC Partners II, Inc.), a Delaware
corporation (DFI); (viii) EPCO Holdings, Inc., a Delaware corporation (EPCO Holdings); (ix)
EPCO/Fantome, LLC, a Delaware limited liability company (EPCO/Fantome); (x) Enterprise Products
Company (formerly EPCO, Inc.), a Texas corporation (EPCO); (xi) Dan Duncan LLC, a Texas limited
liability company (DD LLC); (xii) DFI Holdings, LLC, a Delaware limited liability company (DFI
Holdings); (xiii) DFI GP Holdings, L.P., a Delaware limited partnership (DFI GP Holdings); (xiv)
EPE Holdings, LLC, a Delaware limited liability company (EPE GP); (xv) Enterprise GP Holdings
L.P., a Delaware limited partnership (GP Holdings); and (xvi) DD Securities LLC, a Texas limited
liability company (DD Securities, and together with Ms. Williams, the DD LLC Trustees, the EPCO
Trustees, the Estate, DFIDG, DFIDH, DFI, EPCO Holdings, EPCO/Fantome, EPCO, DD LLC, DFI Holdings,
DFI GP Holdings, EPE GP and GP Holdings, the Reporting Persons). Unless otherwise defined
herein, capitalized terms used herein shall have the meanings set forth in the Original Schedule
13D or the Duncan Trustee Schedule 13D, as applicable.
Ms. Williams is a voting trustee of each of the DD LLC Voting Trust and the EPCO Voting Trust,
an independent co-executor of the Estate and a beneficiary of the Estate. Ms. Williams is
currently Chairman and a Director of EPCO. The business address of Ms. Williams is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
The DD LLC Trustees are voting trustees that collectively hold record ownership of the sole
membership interest in DD LLC, on behalf of the Estate as the economic owner of the membership
interests succeeding Dan L. Duncan. The voting trustees under the DD Trust Agreement consist of up
to three trustees. The current DD LLC Trustees are: (1) Ms. Williams, a daughter of Dan L. Duncan;
(2) Dr. Ralph S. Cunningham; and (3) Mr. Richard H.
18
Bachmann. The DD LLC Trustees collectively obtained record ownership of the sole membership
interest in DD LLC on March 29, 2010 as a result of the passing of Dan L. Duncan. The DD LLC
Trustees serve in such capacity without compensation, but they are entitled to incur reasonable
charges and expense deemed necessary and proper for administering the DD Trust Agreement and to
reimbursement and indemnification. The DD Trust Agreement is governed by Texas law. The business
address of the DD LLC Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The EPCO Trustees are voting trustees that collectively hold record ownership of a majority of
the outstanding shares of Class A Common Stock, the only class of capital stock with voting rights
(the Class A Common Stock), in EPCO, on behalf of the Estate as the economic owner succeeding Dan
L. Duncan. The voting trustees under the EPCO Trust Agreement consist of up to three voting
trustees. The current EPCO Trustees are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The EPCO Trustees collectively obtained record ownership of the Class A Common Stock of
EPCO on March 29, 2010 as a result of the passing of Dan L. Duncan. The EPCO Trustees serve in
such capacity without compensation, but they are entitled to incur reasonable charges and expense
deemed necessary and proper for administering the EPCO Trust Agreement and to reimbursement and
indemnification. The EPCO Trust Agreement is governed by Texas law. The business address of the
EPCO Trustees is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
The independent co-executors of the Estate were appointed on April 27, 2010. The current
independent co-executors of the Estate are: (1) Ms. Williams; (2) Dr. Cunningham; and (3) Mr.
Bachmann. The business address of the Estate and the Executors is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002.
Dr. Cunningham is currently the President, Chief Executive Officer and a Director of EPE
Holdings. Dr. Cunningham is also a Vice Chairman and a Director of EPCO, and Executive Vice
President and a Manager of DD LLC. Dr. Cunningham is a U.S. citizen.
Mr. Bachmann is currently the Executive Vice President and Chief Legal Officer of Enterprise
Products GP, LLC, a Delaware limited liability company and the sole general partner of the Issuer
(the General Partner). Mr. Bachmann is also currently Chief Executive Officer, President, Chief
Legal Officer and a Director of EPCO, and Executive Vice President, Chief Legal Officer, Secretary
and a Manager of DD LLC. Mr. Bachmann is also an Executive Vice President and a Director of EPE
GP. Mr. Bachmann is a U.S. citizen.
EPCO is an entity, a portion of whose capital stock is owned by the Estate through its
ownership interest in the Class A Common Stock of EPCO. However, EPCO is controlled by the EPCO
Trustees, who collectively hold a majority of the Class A Common Stock of EPCO. EPCOs principal
business is to provide employees and management and administrative services to the Issuer and its
General Partner. In addition, EPCO provides employees and management and administrative services
to certain other affiliate entities, including GP Holdings and its general partner, and Duncan
Energy Partners L.P., a publicly traded Delaware limited partnership, and its general partner. In
addition, EPCO owns and operates a trucking business that provides transportation services to the
NGL and petrochemical industry. EPCOs principal business and office address is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
EPCO/Fantome is a wholly owned subsidiary of EPCO. EPCO/Fantome has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO in connection
with certain real estate utilized by EPCO. EPCO/Fantomes principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
EPCO Holdings is a wholly owned subsidiary of EPCO. EPCO Holdings has no independent
operations, and its principal function is to act as a financing subsidiary of EPCO. EPCO Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DFI is a wholly owned subsidiary of EPCO Holdings. DFI has no independent operations and its
principal function is to directly and indirectly hold EPCO Holdings equity interests in (i) the
Issuer, (ii) GP Holdings and (iii) DFI GP Holdings. DFIs principal business and office address is
103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
19
DFIDG owns a 0.1% general partner interest in DFIDH. DFIDG has no independent operations, and
its principal function is to hold general partner interests in DFIDH. DFIDGs principal business
and office address is 103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
DFIDH is an indirect, wholly owned subsidiary of DFI. DFIDH has no independent operations and
its principal function is to hold DFIs indirect equity interest in the Issuer. The general
partner of DFIDH is DFIDG, and the sole limited partner of DFIDH is DFI Delaware Limited, LLC,
which are both wholly owned subsidiaries of DFI. DFIDHs principal business and office address is
103 Foulk Road, Suite 200, Wilmington, Delaware 19803.
DD LLC is an entity currently owned economically by the Estate. However, DD LLC is controlled
by the DD LLC Trustees through their collective holding of the sole membership interest in DD LLC.
DD LLC owns 100% of the membership interests in EPE GP, the sole general partner of GP Holdings. DD
LLC also owns 100% of the membership interests in DFI Holdings, the sole general partner of DFI GP
Holdings. DD LLC has no independent operations, and its principal functions are to directly and
indirectly hold the membership interests in (i) EPE GP, (ii) GP Holdings, (iii) DFI Holdings, and
(iv) other personal investments of Dan Duncan now owned economically by the Estate. DD LLCs
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DFI Holdings owns a 1.0% general partner interest in DFI GP Holdings. DFI Holdings and DFI GP
Holdings have no independent operations, and their principal functions are to directly hold equity
interests in the Issuer. DFI Holdings and DFI GP Holdings principal business addresses are 1100
Louisiana Street, 10th Floor, Houston, Texas 77002.
EPE GP owns a 0.01% general partner interest in GP Holdings. EPE GP has no independent
operations, and its principal function is to directly and indirectly hold general partner interests
in GP Holdings. EPE GPs principal business address and principal office address is 1100 Louisiana
Street, 10th Floor, Houston, Texas 77002.
As of September 3, 2010, GP Holdings is owned by its public unitholders (with a 23.4% limited
partnership interest), DFI (with an 54.8% limited partner interest), DFI GP Holdings (with an 18.1%
limited partner interest), DD Securities (with a 2.7% limited partner interest) and DD LLC with an
indirect 0.01% general partner interest and the remainder by various affiliates of EPCO. The
assets of GP Holdings include a 100% membership interest in the Issuers General Partner and
21,563,177 Common Units of the Issuer, and membership interests in the general partner of Energy
Transfer Equity, L.P. (ETE) and approximately 39 million ETE common units. GP Holdings
principal business and office address is 1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
DD Securities is an entity currently owned of record by the Estate, its sole member. DD
Securities has no independent operations, and its principal function is to hold personal
investments of Dan Duncan now owned by the Estate. DD Securities principal business and office
address is 1100 Louisiana Street, Suite 5200, Houston, Texas 77002.
Appendix A hereto sets forth information with respect to the directors and executive
officers of EPCO, EPCO/Fantome, EPCO Holdings, DFI and EPE GP, the managers and executive officers
of DD LLC and DD Securities and the managers of DFIDG and the general partner of DFIDH
(collectively, the Listed Persons). There are no directors, managers or executive officers for
DFI Holdings, which is managed by its sole member, DD LLC.
During the last five years, no Reporting Person nor, to the best of their knowledge, any
Listed Person has been: (i) convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add each of the following paragraphs:
20
Effective August 5, 2010, DFIDH acquired 451,048 Common Units in connection with the
liquidation of EPCO Unit L.P., as more fully described below in Item 4. No consideration was paid
by DFIDH in connection with the distribution of these Common Units.
Effective August 6, 2010, EPCO Holdings acquired 671,910 Common Units in connection with the
liquidation of Enterprise Unit L.P., as more fully described below in Item 4. No consideration was
paid by EPCO Holdings in connection wit the distribution of these Common Units.
In May 2010, DFIDH acquired 1,519,789 Common Units from the Issuer pursuant to the Issuers
distribution reinvestment plan with cash distributed by the Issuer.
In
August 2010, DFIDH acquired 1,406,181 Common Units from the Issuer pursuant to the Issuers distribution reinvestment plan with cash distributed by the Issuer.
Pursuant to the Support Agreement,
dated as of September 3, 2010 (the Holdings Support
Agreement), by and among the Issuer, on the one hand, DD Securities, DFI GP Holdings, DD LLC, EPCO Holdings, DFI
and DFIDH (the Holdings Affiliated Unitholders) on the other hand, described in Item 4 of this Schedule, the
Holdings Affiliated Unitholders agreed to vote their units representing limited partner interests
in GP Holdings (Holdings units) in favor of the Holdings MLP Merger described in Item 4 of this
Schedule and certain transactions contemplated thereby. The Holdings Affiliated Unitholders
entered into the Holdings Support Agreement as an inducement to the Issuer to enter into the
Holdings MLP Merger Agreement and the Distribution Waiver Agreement described in Item 4 of this
Schedule, and GP Holdings did not pay any additional consideration to the Holdings Affiliated
Unitholders in connection with the voting rights set forth in the Holdings Support Agreement. The
descriptions of the Holdings Support Agreement, the Holdings Mergers and the Holdings Merger
Agreements in Item 4 of this Schedule are incorporated into this Item 3 by reference.
Item 4. Purpose of the Transaction.
Item 4 of each of the Original Schedule 13D and the Duncan Trustee Schedule 13D is hereby
amended to add the paragraphs below:
Effective August 5, 2010, EPCO Unit L.P. was liquidated in accordance with its agreement of
limited partnership. Immediately prior to EPCO Unit L.P.s liquidation, DFIDH was the sole Class A
limited partner in EPCO Unit L.P. In connection with EPCO Unit L.P.s liquidation, DFIDHs Class A
limited partner interest converted into the right to receive 451,048 Common Units and the remaining
Common Units previously held directly by EPCO Unit L.P. were distributed to EPCO Unit L.P.s Class B limited
partners.
Effective August 6, 2010, Enterprise Unit L.P. was liquidated in accordance with its agreement
of limited partnership. Immediately prior to Enterprise Unit L.P.s liquidation, EPCO Holdings was
the sole Class A limited partner in Enterprise Unit L.P. In connection with Enterprise Unit L.P.s
liquidation, EPCO Holdings Class A limited partner interest converted into the right to receive
671,910 Common Units and the remaining Common Units previously held directly by Enterprise Unit L.P. were distributed
to Enterprise Unit L.P.s Class B limited partners.
On September 3, 2010, the Issuer, the General Partner, Enterprise ETE LLC, a Delaware limited
liability company and a wholly owned subsidiary of the Issuer (MergerCo), GP Holdings and EPE GP
entered into an Agreement and Plan of Merger (the Holdings MLP Merger Agreement). Pursuant to
the Holdings MLP Merger Agreement and immediately prior to the effective time of the Holdings MLP Merger (as defined below), GP Holdings existing partnership agreement will be amended to provide
for the transformation of the approximate 0.01% economic interest of the general partner in GP
Holdings owned by EPE GP into 13,921 Holdings units representing an approximate 0.01% limited
partner interest in GP Holdings and a non-economic general partner interest in GP Holdings (the
transformation) in accordance with a Fourth Amendment to the First Amended and Restated Agreement
of Limited Partnership of GP Holdings substantially in the form attached as Annex A to the Holdings
MLP Merger Agreement.
Subject to the conditions set forth in the Holdings MLP Merger Agreement, immediately
following the transformation and pursuant to the Holdings MLP Merger Agreement and an Agreement and
Plan of Merger, dated as of September 3, 2010 (the Holdings GP Merger Agreement and, together
with the Holdings MLP Merger Agreement, the Holdings Merger Agreements), by and among the General
Partner, GP Holdings and EPE GP, the
21
General Partner (a wholly owned subsidiary of GP Holdings) will merge with and into GP
Holdings with GP Holdings surviving such merger, thus becoming the general partner of the Issuer
(the Holdings GP Merger).
Subject to the conditions set forth in the Holdings MLP Merger Agreement, immediately
following the Holdings GP Merger, at the effective time of the Holdings MLP Merger, GP Holdings
will merge with and into MergerCo, with MergerCo surviving the merger as a wholly owned subsidiary
of the Issuer (the Holdings MLP Merger and, together with the Holdings GP Merger, the Holdings
Mergers). As a result of the Holdings MLP Merger and pursuant to the Holdings MLP Merger
Agreement, EPE GP will become the non-economic general partner of the Issuer and all outstanding
Holdings units (other than Holdings units held by GP Holdings, the Issuer or their respective
subsidiaries) will be converted into the right to receive Common Units. The 21,563,177 Common
Units currently owned by GP Holdings will become treasury units and cancelled by the Issuer
immediately after the Holdings MLP Merger.
Under the terms of the Holdings MLP Merger Agreement, all outstanding Holdings units (other
than Holdings units held by GP Holdings, the Issuer or their respective subsidiaries) will be
cancelled and converted into the right to receive Common Units based on an exchange ratio of 1.5
Common Units per Holdings unit. No fractional Common Units will be issued in the Holdings MLP
Merger, and Holdings unitholders will, instead, receive cash in lieu of fractional Common Units, if
any.
Under the terms of the Holdings MLP Merger Agreement and a related Sixth Amended and Restated
Agreement of Limited Partnership of the Issuer (substantially in the form attached as Annex C to
the Holdings MLP Merger Agreement) to be executed at the closing of the Holdings MLP Merger, the
current 2% economic general partner interest and the incentive distribution rights in the Issuer
held by GP Holdings will be cancelled, and the non-economic general partner interest in GP Holdings
held by EPE GP will be cancelled and converted into the right to receive the non-economic general
partner interest in the Issuer.
The Holdings MLP Merger Agreement contains customary representations and warranties and
covenants by each of the parties. Completion of the Holdings MLP Merger is conditioned upon, among
other things: (1) approval of the Holdings MLP Merger Agreement by Holdings unitholders that own at
least a majority of the outstanding Holdings units; (2) applicable regulatory approvals; (3) the
absence of certain legal injunctions or impediments prohibiting the transactions; (4) the
effectiveness of a registration statement on Form S-4 with respect to the issuance by the Issuer of
the Common Units in connection with the Holdings MLP Merger; (5) the receipt of certain tax
opinions; (6) approval for the listing of the Common Units on the New York Stock Exchange; (7) the
effectiveness of the Holdings GP Merger; (8) the execution of the Sixth Amended and Restated
Agreement of Limited Partnership of the Issuer substantially in the form attached as Annex C to the
Holdings MLP Merger Agreement; and (9) the execution of a Distribution Waiver Agreement by certain
affiliates of EPCO substantially in the form attached as Annex D to the Holdings MLP Merger
Agreement.
The Holdings MLP Merger Agreement contains provisions granting both the Issuer and GP Holdings
the right to terminate the Holdings MLP Merger Agreement for certain reasons, including, among others, if the Holdings MLP Merger does not occur on or before December 31, 2010.
The Holdings GP Merger Agreement contains customary representations and warranties and
covenants by each of the parties. Completion of the Holdings GP Merger is conditioned upon, among
other things: (1) the absence of certain legal impediments prohibiting the transactions; (2)
applicable regulatory approvals; and (3) the conditions precedent contained in the Holdings MLP
Merger Agreement having been satisfied.
The Holdings GP Merger Agreement contains provisions granting both the General Partner and GP
Holdings the right to terminate the Holdings GP Merger Agreement for certain reasons, including,
among others, if the Holdings GP Merger does not occur on or before December 31, 2010.
In connection with the Holdings MLP Merger Agreement, the Issuer entered into the Holdings
Support Agreement. Pursuant to the Holdings Support Agreement, the Holdings Affiliated
Unitholders, who directly own 105,739,220 Holdings units (representing approximately 76% of the
outstanding Holdings units and a sufficient vote for approval of the Holdings MLP Merger Agreement if
voted in favor therefor), agreed to vote their Holdings units in
22
favor of the adoption of the Holdings MLP Merger Agreement at any meeting of Holdings
unitholders. In addition, EPCO Holdings and DFIDH have agreed to execute a Distribution Waiver
Agreement substantially in the form attached as Annex D to the Holdings MLP Merger Agreement at the
closing of the Holdings MLP Merger. Under the Distribution Waiver Agreement, DFIDH will agree to
designate and waive its rights to quarterly distributions of Available Cash with respect to a
specified number of Common Units over a five-year period: 30,610,000 Common Units during the first
four quarters following the closing of the merger; 26,130,000 Common Units during the four quarters thereafter;
23,700,000 Common Units during the four quarters thereafter; 22,560,000 Common Units during the
four quarters thereafter; and 17,690,000 Common Units during the four quarters thereafter. EPCO
Holdings will agree under the Distribution Waiver Agreement to perform certain obligations in the
event DFIDH breaches its obligations under the agreement.
The Holdings Support Agreement will terminate at 11:59 p.m. (Eastern time) on December 31,
2010 or upon the termination of the Holdings MLP Merger Agreement. In addition, the Holdings
Affiliated Unitholders may terminate their obligations under the Holdings Support Agreement,
including their obligations to execute and deliver the Distribution Waiver Agreement, (1) after any
change in recommendation by the GP Holdings Audit, Conflicts and Governance Committee permitted
under the Holdings MLP Merger Agreement, (2) any change in, or a failure to maintain, the GP
Holdings Audit, Conflicts and Governance Committees Special Approval in accordance with the GP
Holdings partnership agreement and (3) after the occurrence of certain specified changes in U.S.
federal income tax law prior to the closing of the Holdings MLP Merger.
The foregoing descriptions of the Holdings MLP Merger Agreement, the Holdings GP Merger
Agreement, the Holdings Support Agreement and the Distribution Waiver Agreement are qualified in
their entirety by reference to the full text of the agreements (including the annexes thereto),
which are attached hereto as Exhibits 99.18, 99.19, 99.20 and Annex D to 99.18, respectively, and
incorporated herein by reference.
Other than described above, none of the Reporting Persons has any plans or proposals of the
type referred to in clauses (a) through (j) of Item 4 of Schedule 13D, although they reserve the
right to formulate such plans or proposals in the future.
Item 5. Interests in Securities of the Issuer.
Item 5 of the Original Schedule 13D and the Duncan Trustee Schedule 13D are hereby amended and
restated in their entirety as follows:
(a) and (b) As set forth herein, Randa Duncan Williams may be deemed to have beneficial
ownership of 198,107,432 Units (including 4,520,431 Class B Units), representing approximately
30.8% of the outstanding Units, including Units deemed beneficially owned through her indirect
influence as one of three voting trustees controlling EPCO and DD LLC or as one of three
independent co-executors of the Estate. Ms. Williams has shared voting and dispositive power over
198,107,432 Units (including 4,520,431 Class B Units) consisting of (i) the 24,663,177 Units
beneficially owned by DD LLC, by virtue of her status as one of the DD LLC Trustees (ii) the
153,701,473 Units beneficially owned by EPCO (including 4,520,431 Class B Units), by virtue of her
status as one of the EPCO Trustees, (iii) 437,500 Common Units owned directly by a family trust for
which Ms. Williams serves as a trustee, (iv) 1,312,500 Common Units owned directly by three family
trusts for which Ms. Williams serves as a trustee but in which she has no pecuniary interest, (v)
the 17,992,782 Common Units beneficially owned by the Estate, by virtue of her status as one of the
independent co-executors of the Estate and, with respect to the 6,314,632 Common Units owned
directly by the 1998 Trust and the 8,562,280 Common Units owned directly by the 2000 Trust, also by
virtue of her status as one of the EPCO Trustees. Ms. Williams disclaims beneficial ownership of
the Units beneficially owned by the EPCO Trustees, the DD LLC Trustees and the Estate except to the
extent of her voting and dispositive interests in such Units.
As set forth herein, pursuant to the DD LLC Trust Agreement, the DD LLC Trustees have shared
voting and dispositive power over the 24,663,177 Units beneficially owned by DD LLC, representing
approximately 3.8% of the outstanding Units. DD LLC is the sole member of DFI Holdings, which is
the sole general partner of DFI GP Holdings, which owns directly 3,100,000 Common Units. DD LLC
also owns the general partner of GP Holdings, which owns directly 21,563,177 Units. Except as set
forth in the DD LLC Trust Agreement, voting with respect to
23
membership interests of DD LLC by the DD LLC Trustees is by majority vote. As set forth
herein, the DD LLC Trustees and DD LLC have shared voting and dispositive power over the Common
Units held by DD LLC.
As set forth herein, the EPCO Trustees have shared voting and dispositive power over (i) the
153,701,473 Units beneficially owned by EPCO (including 4,520,431 Class B Units), (ii) the
6,314,632 Common Units owned directly by the 1998 Trust and (iii) the 8,562,280 Common Units owned
directly by the 2000 Trust, representing approximately 26.2% of the outstanding Units. The Units
beneficially owned by EPCO include: (i) 135,550,939 Common Units owned directly by DFIDH; (ii)
11,296,270 Units (including 4,520,431 Class B Units) owned directly by DFI; and (iii) 6,854,264
Common Units owned directly by EPCO Holdings. EPCO Holdings is a wholly owned subsidiary of EPCO.
DFI is a wholly owned subsidiary of EPCO Holdings. Except as set forth in the EPCO Trust
Agreement, voting with respect to Class A Common Stock by the EPCO Trustees is by majority vote.
As set forth herein, the Estate and the Executors collectively have beneficial ownership over
17,992,782 Common Units beneficially owned by the Estate, representing approximately 2.8% of the
outstanding Common Units. The Common Units beneficially owned and voting and dispositive power
related to these Common Units consists of (i) sole voting and dispositive power over the 1,723,184
Common Units owned directly by the Estate and (ii) shared voting and dispositive power over the (A)
1,392,686 Common Units owned directly by DD Securities, (B) the 6,314,632 Common Units owned
directly by the 1998 Trust, and (C) the 8,562,280 Common Units owned directly by the 2000 Trust.
DD LLC owns 100% of the membership interests in, and is the sole member of EPE GP, the sole
general partner of EPE. DD LLC also owns 100% of the membership interests in, and a 4% limited
partner interest in DFI GP Holdings.
DFIDH holds directly 135,550,939 Common Units. DFIDG controls DFIDH with its 0.1% general
partner interest in DFIDH. Therefore, DFIDG is the beneficial owner of the 135,550,939 Common Units
held by DFIDH. DFIDH is an indirect wholly owned subsidiary of DFI. As set forth herein, DFIDG and
DFIDH have shared voting and dispositive power over the 135,550,939 Common Units held directly by
DFIDH.
DFI holds directly 6,775,839 Common Units and 4,520,431 Class B Units, and thus beneficial
ownership of an aggregate 11,296,270 Units. DFI also has an indirect beneficial ownership interest
in the 135,550,939 Common Units owned by DFIDH. DFI is a wholly owned subsidiary of EPCO Holdings.
As set forth herein, DFI (a wholly owned subsidiary of EPCO Holdings) has shared voting and
dispositive power over the 6,775,839 Common Units and 4,520,431 Class B Units held directly by DFI,
and the 135,550,939 Common Units owned directly by DFIDH, its indirect, wholly owned subsidiary.
EPCO Holdings holds directly 6,854,264 Common Units. EPCO Holdings also has an indirect
beneficial ownership interest in the 146,847,209 Units (including 4,520,431 Class B Units)
beneficially owned by DFI. EPCO Holdings is a wholly owned subsidiary of EPCO/Fantome. As set
forth herein, EPCO Holdings has shared voting and dispositive power over the 6,854,264 Common Units
owned directly by it and the 146,847,209 Common Units beneficially owned by DFI (a wholly owned
subsidiary of EPCO Holdings).
EPCO/Fantome holds no Units directly, but EPCO/Fantome has an indirect beneficial ownership
interest in the 153,701,473 Units (including 4,520,431 Class B Units) beneficially owned by EPCO
Holdings. EPCO/Fantome is a wholly owned subsidiary of EPCO. As set forth herein, EPCO/Fantome has
shared voting and dispositive power over the 153,701,473 Units (including 4,520,431 Class B Units)
beneficially owned by EPCO Holdings (a wholly owned subsidiary of EPCO/Fantome).
As set forth herein, EPCO has shared voting and dispositive power over the 153,701,473 Units
(including 4,520,431 Class B Units) beneficially owned by EPCO/Fantome (a wholly owned subsidiary
of EPCO).
DFI GP Holdings holds directly 3,100,000 Common Units. DD LLC controls DFI GP Holdings with
its indirect 1.0% general partner interest owned by DFI Holdings. DFI and DD LLC hold 95.0% and
4.0% limited partner interests, respectively, in DFI GP Holdings. As set forth herein, the DD LLC
Trustees, DD LLC, DFI
24
Holdings and DFI GP Holdings have shared voting and dispositive power over the 3,100,000
Common Units held by DFI GP Holdings.
GP Holdings holds directly 21,563,177 Common Units. DD LLC controls GP Holdings with its
indirect 0.01% general partner interest owned by EPE GP. DFI and DD LLC hold 54.8% and 18.1%
limited partner interests, respectively, in GP Holdings. Although the Estate beneficially owns a
100% membership interest in DD LLC, it does not control either voting or dispositive power of the
membership interests in DD LLC. Accordingly, each of the DD LLC Trustees, DD LLC, EPE GP and GP
Holdings have shared voting and dispositive power over and are the beneficial owners of the
21,563,177 Common Units held by GP Holdings.
DD Securities holds directly 1,392,686 Common Units. As set forth herein, DD Securities, the
Estate and Ms. Williams have shared voting and dispositive power over the 1,392,686 Common Units
held by DD Securities.
The aforementioned ownership amounts of Common Units (including Class B Units) by the
Reporting Persons are as of September 3, 2010, our most recent practicable date for this filing on
Schedule 13D. The percentage ownership amounts are based on the 638,733,319 Common Units and
4,520,431 Class B units outstanding as of August 31, 2010 based on information provided by the
Issuer.
(c) Except as otherwise set forth herein or below, none of the Reporting Persons has effected
any transactions in Units in the past 60 days.
(d) No person other than as set forth in the response to this Item 5 has the right to receive
or the power to direct the receipt of distributions or dividends from, or the proceeds from the
transfer of, the Common Units beneficially owned by the Reporting Persons.
(e) Not applicable.
Item 6. Contracts, Arrangements; Understandings or Relationships with Respect to Securities of the
Issuer
Item 6 of the Original Schedule 13D and the Duncan Trustee Schedule 13D are hereby amended and
supplemented by adding the following thereto:
The information set forth under Items 3, 4 and 5, and the agreements set forth as Exhibits
99.18, 99.19 and 99.20, including any annexes, are incorporated by reference into this Item 6.
25
Item 7. Material to be Filed as Exhibits.
Item 7 of the Original Schedule 13D and the Duncan Trustee Schedule 13D are hereby amended and
restated in their entirety as follows:
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99.1
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Fifth Amended and Restated Agreement of Limited Partnership of
Enterprise Products Partners L.P., dated effective as of August 8,
2005 (incorporated by reference to Exhibit 3.1 to the Current Report
on Form 8-K filed by Enterprise on August 10, 2005). |
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99.2
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First Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
December 27, 2007 (incorporated by reference to Exhibit 3.1 to
Form 8-K/A filed by Enterprise on January 3, 2008). |
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99.3
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Second Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of April 14,
2008 (incorporated by reference to Exhibit 10.1 to Form 8-K filed by
Enterprise on April 16, 2008). |
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99.4
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Third Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
November 6, 2008 (incorporated by reference to Exhibit 3.5 to
Form 10-Q filed by Enterprise on November 10, 2008). |
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99.5
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Fourth Amendment to the Fifth Amended and Restated Partnership
Agreement of Enterprise Products Partners L.P. dated as of
October 26, 2009 (incorporated by reference to Exhibit 3.1 to
Form 8-K filed by Enterprise on October 28, 2009). |
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99.6
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Agreement of Limited Partnership of Enterprise Unit L.P. dated
February 20, 2008 (incorporated by reference to Exhibit 10.1 to
Form 8-K filed February 26, 2008). |
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99.7
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First Amendment to Agreement of Limited Partnership of Enterprise
Unit L.P. dated December 2, 2009 (incorporated by reference to
Exhibit 10.4 to Form 8-K filed by Enterprise GP Holdings L.P. on
December 8, 2009) |
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99.8
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Agreement of Limited Partnership of EPCO Unit L.P. dated November
13, 2008 (incorporated by reference to Exhibit 10.5 to Form 8-K
filed November 18, 2008) |
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99.9
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First Amendment to Agreement of Limited Partnership of EPCO Unit
L.P. dated December 2, 2009 (incorporated by reference to Exhibit
10.5 to Form 8-K filed by Enterprise GP Holdings L.P. on December 8,
2009). |
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99.10
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Second Amended and Restated Credit Agreement, dated as of August 24,
2007, by and among EPCO Holdings, Inc., as borrower, the lenders
party thereto, Citicorp North America, Inc., as Administrative
Agent, Lehman Commercial Paper Inc., as Syndicate Agent, Citibank,
N.A., as Issuing Bank and the Bank of Nova Scotia, Suntrust Bank and
Mizuho Corporate Bank, Ltd. as Co-Documentation Agents, Citigroup
Global Markets, Inc. and Lehman Brothers Inc. as Co-Arrangers and
Joint Bookrunners (incorporated by reference to Exhibit 99.2 to the
Schedule 13D/A with respect to Common Units of TEPPCO Partners, L.P.
filed with the Commission on February 28, 2008 by Dan L. Duncan and
other reporting persons). |
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99.11
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Third Amended and Restated Credit Agreement dated as of August 24,
2007, among Enterprise GP Holdings L.P., the Lenders party thereto,
Citicorp North American, Inc., as Administrative Agent, and
Citibank, N.A., as Issuing Bank (incorporated by reference to
Exhibit 4.1 to the Current Report on Form 8-K filed by Enterprise GP
Holdings L.P. on August 30, 2007). |
26
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99.12
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First Amendment to Third Amended and Restated Credit Agreement dated
as of November 8, 2007, among Enterprise GP Holdings L.P., the Term
Loan B Lenders party thereto, Citicorp North American, Inc. as
Administrative Agent, and Citigroup Global Markets, Inc. and Lehman
Brothers Inc. as Co-Arrangers and Joint Bookrunners (incorporated by
reference to Exhibit 10.1 to the Current Report on Form 8-K filed by
Enterprise GP Holdings L.P. on November 14, 2007). |
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99.13
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Support Agreement dated as of June 28, 2009 by and among Enterprise
Products Partners L.P., Enterprise GP Holdings L.P., DD Securities
LLC, DFI GP Holdings, L.P., Duncan Family Interests Inc., Duncan
Family 2000 Trust and Dan L. Duncan (incorporated by reference to
Exhibit 10.1 to the Form 8-K filed by Enterprise on June 29, 2009). |
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99.14
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Common Unit Purchase Agreement, dated September 3, 2009, between
Enterprise Products Partners L.P. and EPCO Holdings, Inc
(incorporated by reference to Exhibit 10.1 to the Form 8-K filed by
Enterprise on September 4, 2009). |
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99.15
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Agreement and Plan of Merger dated as of June 28, 2009 by and among
Enterprise Products Partners L.P., Enterprise Products GP, LLC,
Enterprise Sub B LLC, TEPPCO Partners, L.P. and Texas Eastern
Products Pipeline Company, LLC (incorporated by reference to Exhibit
2.1 to Form 8-K filed by Enterprise on June 29, 2009). |
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99.16
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Agreement and Plan of Merger dated as of June 28, 2009 by and among
Enterprise Products Partners L.P., Enterprise Products GP, LLC,
Enterprise Sub A LLC, TEPPCO Partners, L.P. and Texas Eastern
Products Pipeline Company, LLC (incorporated by reference to Exhibit
2.2 to the Form 8-K filed by Enterprise on June 29, 2009). |
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99.17
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Joint Filing Agreement among the Reporting Persons dated May 18,
2010 (incorporated by reference to Exhibit 99.17 to the Schedule 13D
filed by the Reporting Persons on May 18, 2010). |
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99.18
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Agreement and Plan of Merger, dated as of September 3, 2010, by and
among Enterprise Products Partners L.P., Enterprise Products GP,
LLC, Enterprise ETE LLC, Enterprise GP Holdings L.P. and EPE
Holdings LLC (incorporated by reference to Exhibit 2.1 to the Form
8-K filed by Enterprise on September 6, 2010). |
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99.19
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Agreement and Plan of Merger, dated as of September 3, 2010, by and
among Enterprise Products GP, LLC, Enterprise GP Holdings L.P. and
EPE Holdings, LLC (incorporated by reference to Exhibit 2.2 to the
Form 8-K filed by Enterprise on September 6, 2010). |
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99.20
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Support Agreement, dated as of September 3, 2010, by and among
Enterprise Products Partners L.P., DD Securities LLC, DFI GP
Holdings, L.P. EPCO Holdings, Inc. Duncan Family Interests, Inc. Dan
Duncan LLC and DFI Delaware Holdings L.P. (incorporated by reference
to Exhibit 10.1 to the Form 8-K filed by Enterprise on September 6,
2010). |
27
SIGNATURES
After reasonable inquiry and to the best of each of the undersigneds knowledge and belief,
each of the undersigned hereby certifies that the information set forth in this statement is true,
complete and correct.
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Dated: September 15, 2010 |
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RANDA DUNCAN WILLIAMS |
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By:
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(1) |
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Dated: September 15, 2010 |
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The DD LLC TRUSTEES pursuant to the Dan Duncan LLC
Voting Trust Agreement |
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The EPCO TRUSTEES pursuant to the EPCO, Inc.
Voting Trust Agreement |
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The ESTATE of DAN L. DUNCAN |
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By:
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(1)(2)(3) |
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Dated: September 15, 2010 |
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ENTERPRISE PRODUCTS COMPANY |
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DAN DUNCAN LLC |
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DFI HOLDINGS, LLC |
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By: DAN DUNCAN LLC, its sole member |
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DFI GP HOLDINGS, L.P. |
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By: DFI HOLDINGS, LLC, its general partner |
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By: DAN DUNCAN LLC, its sole member |
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EPE HOLDINGS, LLC |
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By: DAN DUNCAN LLC, its sole member |
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ENTERPRISE GP HOLDINGS L.P. |
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By: EPE HOLDINGS, LLC, its general partner |
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By: DAN DUNCAN LLC, its sole member |
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By:
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(3) |
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(1)
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/s/ Randa Duncan Williams |
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Randa Duncan Williams, individually and in the capacities set forth below, as applicable for the reporting |
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persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement; |
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Trustee of the EPCO, Inc. Voting Trust Agreement; and |
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Independent Co-Executor of the Estate of Dan L. Duncan. |
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(2)
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/s/ Ralph S. Cunningham |
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Dr. Ralph S. Cunningham, in the capacities set forth below as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement; |
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Trustee of the EPCO, Inc. Voting Trust Agreement; and |
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Independent Co-Executor of the Estate of Dan L. Duncan. |
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(3)
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/s/ Richard H. Bachmann |
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Richard H. Bachmann, in the capacities set forth below as applicable for the reporting persons noted above: |
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Trustee of the Dan Duncan LLC Voting Trust Agreement; |
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Trustee of the EPCO, Inc. Voting Trust Agreement; |
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Independent Co-Executor of the Estate of Dan L. Duncan; |
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President and Chief Executive Officer of Enterprise Products Company; and |
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Executive Vice President, Chief Legal Officer and Secretary of Dan Duncan LLC. |
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Enterprise Products Partners LP Schedule 13D/A Signature Page
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Dated: September 15, 2010 |
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DFI DELAWARE GENERAL, LLC |
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DFI DELAWARE HOLDINGS L.P. |
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By: DFI DELAWARE GENERAL, LLC, its general partner |
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DUNCAN FAMILY INTERESTS, INC. |
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By:
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/s/ Darryl E. Smith |
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Manager of DFI Delaware General, LLC |
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Treasurer of Duncan Family Interest, Inc. |
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Dated: September 15, 2010 |
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EPCO HOLDINGS, INC |
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EPCO/FANTOME, LLC |
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DD SECURITIES LLC |
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By:
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/s/ W. Randall Fowler |
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President and Chief Executive Officer of EPCO Holdings, Inc. |
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President and Chief Executive Officer of EPCO/Fantome, LLC |
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Executive Vice President, Chief Financial Officer |
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and Treasurer of DD Securities LLC |
Enterprise Products Partners LP Schedule 13D/A Signature Page
APPENDIX A
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
ENTERPRISE PRODUCTS COMPANY
Directors and Executive Officers of Enterprise Products Company (EPCO). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with EPCO, Other Present Principal Occupation |
Randa Duncan Williams
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Chairman and Director; |
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Co-Chairman of EPCO Holdings, Inc, and Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Chief Executive Officer, President, Chief Legal Officer, and Director; |
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Executive Vice President, Chief Legal Officer, Secretary and Director
of EPCO Holdings, Inc., Executive Vice President and Director of EPE
Holdings, LLC; Executive Vice President, Chief Legal Officer and
Secretary of Enterprise Products GP, LLC; Executive Vice President,
Chief Legal Officer, Secretary and Manager of Dan Duncan LLC and DD
Securities LLC |
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Ralph S. Cunningham
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Vice Chairman and Director; |
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Executive Vice President and Manager of Dan Duncan LLC and DD
Securities LLC; President, Chief Executive Officer and Director of
EPE Holdings, LLC |
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Michael A. Creel
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Director; |
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Executive Vice President, Chief Financial Officer, and Director of
EPCO Holdings, Inc.; President, Chief Executive Officer and Director
of Enterprise Products GP, LLC |
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W. Randall Fowler
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Chief Financial Officer and Director; |
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President, Chief Executive Officer and Director of EPCO Holdings,
Inc.; Executive Vice President, Chief Financial Officer, Treasurer,
and Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise Products GP, LLC
and EPE Holdings, LLC |
Appendix A 1
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Name |
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Position with EPCO, Other Present Principal Occupation |
William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of EPCO
Holdings, Inc., Enterprise Products GP, LLC, and EPE Holdings, LLC |
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Patricia A. Totten
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Vice President, General Counsel and Secretary |
Appendix A 2
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO/FANTOME, LLC
Directors and Executive Officers of EPCO/Fantome, LLC (Fantome). Set forth below is the
name, current business address, citizenship and the present principal occupation or employment of
each director and executive officer of Fantome. Unless otherwise indicated below, the current
business address for each of the individuals listed below is 1100 Louisiana Street, 10th Floor,
Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the United
States of America.
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Name |
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Position with Fantome; Other Present Principal Occupation |
Randa Duncan Williams
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Co-Chairman; |
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Chairman and Director of EPCO, Co-Chairman of EPCO Holdings, and
Director of EPE Holdings, LLC |
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Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director; |
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Chief Executive Officer, President, Chief Legal Officer, and Director
of EPCO, Executive Vice President, Chief Legal Officer, Secretary,
and Director of EPCO Holdings; Executive Vice President and Director
of EPE Holdings, LLC, Executive Vice President, Chief Legal Officer
and Secretary of Enterprise Products GP, LLC and Executive Vice
President, Chief Legal Officer, Secretary, and Manager of Dan Duncan
LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO, Executive Vice President, Chief Financial Officer,
and Director of EPCO Holdings, President and CEO and Director of
Enterprise Products GP, LLC, |
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W. Randall Fowler
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President, Chief Executive Officer, and Director; |
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Chief Financial Officer and Director of EPCO, President, Chief
Executive Officer and Director of EPCO Holdings, Executive Vice
President, Chief Financial Officer, Treasurer, and Manager of Dan
Duncan LLC and DD Securities LLC, Executive Vice President and Chief
Financial Officer of Enterprise Products GP, LLC and EPE Holdings,
LLC |
Appendix A 3
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPCO HOLDINGS, INC.
Directors and Executive Officers of EPCO Holdings, Inc. (EPCO Holdings). Set forth below is
the name, current business address, citizenship and the present principal occupation or employment
of each director and executive officer of EPCO Holdings. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with EPCO Holdings, Other Present Principal Occupation |
Randa Duncan Williams
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Co-Chairman; |
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Director of EPE Holdings, LLC; Chairman and Director of EPCO; |
Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Director |
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Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President of EPE
Holdings, LLC; Director of EPE Holdings, LLC; Chief Executive
Officer, President, Chief Legal Officer and Director of EPCO;
Executive Vice President, Chief Legal Officer, Secretary and Manager
of Dan Duncan LLC and DD Securities LLC |
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Michael A. Creel
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Executive Vice President, Chief Financial Officer, and Director; |
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Director of EPCO; President, Chief Executive Officer and Director of
Enterprise Products GP, LLC; |
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W. Randall Fowler
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President, Chief Executive Officer and Director; |
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Executive Vice President, Chief Financial Officer, Treasurer, and
Manager of Dan Duncan LLC and DD Securities LLC; Executive Vice
President and Chief Financial Officer of Enterprise Products GP, LLC
and EPE Holdings, LLC; Chief Financial Officer and Director of EPCO; |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President and Chief Operating Officer of Enterprise
Products GP, LLC, EPE Holdings, LLC and EPCO. |
Appendix A 4
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
DUNCAN FAMILY INTERESTS, INC.
Directors and Executive Officers of Duncan Family Interests, Inc. (DFI). Set forth below is
the name, current business address, citizenship, position with DFI and the present principal
occupation or employment of each director and executive officer of DFI. Unless otherwise indicated
below, the current business address for each of the individuals listed below is 103 Foulk Road,
Suite 200, Wilmington, Delaware 19803. Unless otherwise indicated, each such person is a citizen of
the United States of America.
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Name |
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Position with DFI, Other Present Principal Occupation |
Andrew T. Panaccione
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Director; |
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President of CSC Entity Services, LLC |
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Kari L. Johnson
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Secretary; |
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Vice President Client Services of CSC Entity Services, LLC |
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Mary Stawikey
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President and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
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Darryl E. Smith
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Treasurer and Director; |
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Vice President Client Services of CSC Entity Services, LLC |
Appendix A 5
INFORMATION CONCERNING THE MANAGERS
OF
DFI DELAWARE GENERAL, LLC
Managers of DFI Delaware General, LLC (DFIDG). Set forth below is the name, current
business address, citizenship, position with DFIDG and the present principal occupation or
employment of each manager of DFIDG. Unless otherwise indicated below, the current business
address for each of the individuals listed below is 103 Foulk Road, Suite 200, Wilmington, Delaware
19803. Unless otherwise indicated, each such person is a citizen of the United States of America.
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Name |
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Position with DFIDG, Other Present Principal Occupation |
Brian T. Harrison
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Manager |
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Kari L. Johnson
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Manager |
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Darryl E. Smith
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Manager |
Appendix A 6
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DAN DUNCAN LLC
Managers and Executive Officers of Dan Duncan LLC (DD LLC). Set forth below is the name,
current business address, citizenship, position with DD LLC and the present principal occupation or
employment of each manager and executive officer of DD LLC. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with DD LLC; Other Present Principal Occupation |
Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Manager; |
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Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of DD Securities LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
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Ralph S. Cunningham
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Executive Vice President and Manager; |
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Executive Vice President and Manager of DD Securities LLC; President,
Chief Executive Officer and Director of EPE Holdings, LLC; Vice Chairman
and Director of EPCO; |
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W. Randall Fowler
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Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
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Executive Vice President, Chief Financial Officer, Treasurer, and Manager
of DD Securities LLC; Executive Vice President and Chief Financial
Officer of Enterprise Products GP, LLC and EPE Holdings, LLC; Chief
Financial Officer and Director of EPCO; President, Chief Executive
Officer and Director of EPCO Holdings; |
Appendix A 7
INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS
OF
EPE HOLDINGS, LLC
Directors and Officers of EPE Holdings, LLC (EPE GP). Set forth below is the name, current
business address, citizenship, position with EPE GP and the present principal occupation or
employment of each manager and executive officer of EPE GP. Unless otherwise indicated below, the
current business address for each of the individuals listed below is 1100 Louisiana Street, 10th
Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is a citizen of the
United States of America.
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Name |
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Position with EPE GP; Other Present Principal Occupation |
Randa Duncan Williams
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Director; |
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Co-Chairman of EPCO Holdings, Inc.; Director and Chairman of EPCO; |
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Richard H. Bachmann
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Director and Executive Vice President |
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Executive Vice President, Chief Legal Officer, Secretary and
Manager of Dan Duncan LLC and DD Securities LLC; Director and
Executive Vice President, Chief Legal Officer and Secretary of EPCO
Holdings, Inc.; President, Chief Executive Officer, Chief Legal
Officer and Director of EPCO; |
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W. Randall Fowler
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Executive Vice President and Chief Financial Officer; |
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Manager and Executive Vice President, Chief Financial Officer and
Treasurer of Dan Duncan LLC and DD Securities LLC; Director,
Executive Vice President and Chief Financial Officer of Enterprise
Products GP, LLC; Chief Financial Officer and Director of EPCO,
President, Chief Executive Officer and Director of EPCO Holdings,
Inc. |
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Ralph S. Cunningham
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Director, President and Chief Executive Officer; |
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Manager and Executive Vice President of DD Securities LLC and Dan
Duncan LLC; Director and Vice Chairman of EPCO |
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O.S. Andras
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Director |
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Thurman Andress
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Director |
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Charles E. McMahen
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Director |
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Edwin E. Smith
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Director |
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William Ordemann
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Executive Vice President and Chief Operating Officer; |
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Executive Vice President of DEP Holdings, LLC; Executive Vice
President and Chief Operating Officer of Enterprise Products GP,
LLC, EPCO Holdings, Inc., and EPCO |
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B.W. Waycaster
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Director |
Appendix A 8
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DD SECURITIES LLC
Managers and Executive Officers of DD Securities LLC. Set forth below is the name, current
business address, citizenship, position with DD Securities LLC and the present principal occupation
or employment of each manager and executive officer of DD Securities LLC. Unless otherwise
indicated below, the current business address for each of the individuals listed below is 1100
Louisiana Street, 10th Floor, Houston, Texas 77002. Unless otherwise indicated, each such person is
a citizen of the United States of America.
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Name |
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Position with DD Securities LLC; Other Present Principal Occupation |
Richard H. Bachmann
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Executive Vice President, Chief Legal Officer, Secretary and Manager; |
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Executive Vice President, Chief Legal Officer, Secretary and Director of
EPCO Holdings; Executive Vice President and Director of EPE Holdings,
LLC; Executive Vice President, Chief Legal Officer and Secretary of
Enterprise Products GP, LLC; Executive Vice President, Chief Legal
Officer, Secretary and Manager of Dan Duncan LLC; President, Chief
Executive Officer, Chief Legal Officer and Director of EPCO; |
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Ralph S. Cunningham
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Executive Vice President and Manager; |
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Executive Vice President and Manager of Dan Duncan LLC; President, Chief
Executive Officer and Director of EPE Holdings, LLC; Vice Chairman and
Director of EPCO; |
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W. Randall Fowler
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Executive Vice President, Chief Financial Officer, Treasurer, and Manager; |
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Executive Vice President, Chief Financial Officer, Treasurer and Manager
of Dan Duncan LLC; Executive Vice President and Chief Financial Officer
Enterprise Products GP, LLC and EPE Holdings, LLC; Chief Financial
Officer and Director of EPCO and President, Chief Executive Officer and
Director of EPCO Holdings; |
Appendix A 9
INFORMATION CONCERNING THE MANAGERS AND EXECUTIVE OFFICERS
OF
DFI HOLDINGS, LLC
DFI Holdings, LLC, a Delaware limited liability company (DFI Holdings), has no separate
officers and is managed by its sole member, Dan Duncan LLC. DFI Holdings is the general partner of
DFI GP Holdings L.P. (DFI GP Holdings). DFI Holdings is a wholly owned subsidiary of DD LLC.
DFI Holdings principal business purpose, as general partner of DFI GP Holdings, is to manage the
business and operations of DFI GP Holdings. DFI Holdings principal business and office address is
1100 Louisiana Street, 10th Floor, Houston, Texas 77002.
Appendix A 10