Delaware | 84-0846841 | |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification No.) |
Proposed maximum | Proposed maximum | |||||||||||||||||||||
Title of securities to be | Amount to be | offering price | aggregate offering | Amount of | ||||||||||||||||||
registered | registered (1) | per share (2) | price (2) | registration fee | ||||||||||||||||||
Common Stock, |
||||||||||||||||||||||
$0.001 par value |
100,000 | $ | 12.30 | $ | 1,230,000 | $ | 144.77 | |||||||||||||||
(1) | Also includes any additional shares of common stock that may become issuable under the registrant’s Employee Stock Purchase Plan as a result of the anti-dilution and adjustment provisions of the plan. | |
(2) | Estimated solely for the purpose of determining the registration fee in accordance with Rule 457(h) under the Securities Act of 1933. The above calculation is based on the average of the reported high and low prices of the Common Stock on the Nasdaq National Market on November 16, 2005. |
Exhibit Number | Description | |
4.1
|
Restated Certificate of Incorporation, as amended (1) | |
4.2
|
Bylaws (2) | |
5
|
Opinion of Hogan & Hartson, LLP | |
23.1
|
Consent of Grant Thornton LLP | |
23.2
|
Consent of KPMG LLP | |
23.3
|
Consent of Hogan & Hartson, LLP (3) | |
24
|
Power of Attorney (4) |
(1) | Incorporated by reference from our Quarterly Report on Form 10-Q for the quarter ended June 30, 2001, filed August 13, 2001 (File No. 000-26966). | |
(2) | Incorporated by reference from our registration statement on Form S-1, filed September 20, 1995, as amended (File No. 33-97188). | |
(3) | Included in Exhibit 5. | |
(4) | Included on the signature pages to this registration statement. |
Advanced Energy Industries, Inc. | ||||
By: | /s/ Michael El-Hillow | |||
Michael El-Hillow | ||||
Executive Vice President and Chief | ||||
Financial Officer |
Dated: November 18, 2005
|
/s/ Hans-Georg Betz | |||
Hans-Georg Betz | ||||
President and Chief Executive Officer and | ||||
Director | ||||
(Principal Executive Officer) | ||||
Dated: November 18, 2005
|
/s/ Michael El-Hillow | |||
Michael El-Hillow | ||||
Executive Vice President and Chief | ||||
Financial Officer | ||||
(Principal Financial Officer) | ||||
Dated: November 18, 2005
|
||||
Douglas Schatz | ||||
Chairman of the Board | ||||
Dated: November 18, 2005
|
/s/ Richard P. Beck | |||
Richard P. Beck | ||||
Director | ||||
Dated: November 18, 2005
|
/s/ Joseph R. Bronson | |||
Joseph R. Bronson | ||||
Director | ||||
Dated: November 18, 2005
|
/s/ Barry Z. Posner | |||
Barry Z. Posner | ||||
Director | ||||
Dated: November 18, 2005
|
/s/ Elwood Spedden | |||
Elwood Spedden | ||||
Director |
Exhibit Number | Description | |
4.1
|
Restated Certificate of Incorporation, as amended (1) | |
4.2
|
Bylaws (2) | |
5
|
Opinion of Hogan & Hartson LLP | |
23.1
|
Consent of Grant Thornton LLP | |
23.2
|
Consent of KPMG LLP | |
23.3
|
Consent of Hogan & Hartson LLP (3) | |
24
|
Power of Attorney (4) |
(1) | Incorporated by reference from our Quarterly Report on Form 10-Q for the quarter ended June 30, 2001, filed August 13, 2001 (File No. 000-26966). | |
(2) | Incorporated by reference from our registration statement on Form S-1, filed September 20, 1995, as amended (File No. 33-97188). | |
(3) | Included in Exhibit 5. | |
(4) | Included on the signature pages to this registration statement. |