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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) July 16, 2001
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NRG Energy, Inc.
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(Exact name of registrant as specified in its charter)
Delaware 001-15891 41-1724239
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
901 Marquette Avenue, Suite 2300, Minneapolis, Minnesota 55402-3265
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (612) 373-5300
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None
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(Former name and former address, if changed since last report.)
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Item 5. Other Events.
In June 2001, NRG Energy, Inc. (the "Company") filed, pursuant to Rule 415
under the Securities Act of 1933, a registration statement on Form S-3 (File No.
333-62958), which was declared effective on July 2, 2001. On July 16, 2001, the
Company completed the offering of $340,000,000 of its 6.75% Senior Notes due
2006 and $160,000,000 of its 8.625% Senior Notes due 2031. In this connection,
the Company is filing certain exhibits as part of this Form 8-K. See "Item 7.
Exhibits."
Item 7. Exhibits.
The following exhibits are filed with this report on Form 8-K:
Exhibit No. Description
1.1 Underwriting Agreement, dated July 11, 2001, by and among the
Company and Banc of America Securities LLC, ABN AMRO
Rothschild LLC, Deutsche Banc Alex. Brown Inc., Barclays
Capital Inc., TD Securities (USA) Inc., Tokyo-Mitsubishi
International plc, and The Williams Capital Group, L.P., as
Representatives of the several underwriters listed on Schedule
I thereto with respect to the issuance and sale of the notes.
4.1 Third Supplemental Indenture, dated July 16, 2001, by and
between NRG Energy, Inc. and The Bank of New York, a New York
banking corporation, as Trustee.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
NRG Energy, Inc.
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(Registrant)
/s/ Leonard A. Bluhm
Date July 16, 2001 ---------------------------------
Name: Leonard A. Bluhm
Title: Executive Vice President and
Chief Executive Officer
(Principal Financial Officer)